Leon Trotsky’s##

FASCISM

What It Is and How To Fight It

First compilation under title FASCISM: What it is and how to fight it by
Pioneer Publishers in August 1944 and reprinted in 1964. This revised
compilation was published in April 1969. Transcribed for the Internet by
Zodiac, the former diretor of the Marx-Engels Internet Archive, in August 1993.
This pamphlet is not copyrighted.

PAMPHLET CONTENTS

1969 PAMPHLET INTRODUCTION

By George Lavan Weissman

~~~

Liberals and even most of those who consider themselves Marxists are guilty of

using the world fascist very loosely today. They fling it around as an epithet

or political swearword against right-wing figures whom they particularly

despise, or against reactionaries in general.

Since WWII, the fascist label has been applied to such figures and movements as

Gerald L.K. Smith, Senator Joseph McCarthy, Senator Eastland, Barry Goldwater,

the Minutemen, the John Birch Society, Richard Nixon, Ronald Reagan, and George

Wallace.

Now, were all these fascist, or just some? If only some, then how does one tell

which are and which aren’t?

Indiscriminate use of the term really reflects vagueness about its meaning.

Asked to define fascism, the liberal replies in such terms as dictatorship,

mass neurosis, anti-Semitism, the power of unscrupulous propaganda, the

hypnotic effect of a mad-genius orator on the masses, etc. Impressionism and

confusion on the part of liberals is not surprising. But Marxism’s superiority

consists of its ability to analyze and differentiate among social and political

phenomena. that so many of those calling themselves marxists cannot define

fascism any more adequately than the liberals is not wholly their fault.

Whether they are aware of it or not, much of their intellectual heritage comes

from the social-democratic (reformist socialist) and Stalinist movements, which

dominated the left in the 1930s when fascism was scoring victory after victory.

These movements not only permitted Nazism to come to power in Germany without a

shot being fired against it, but they failed abysmally in understanding the

nature and dynamics of fascism and the way to fight it. After fascism’s

triumphs, they had much to hide and so refrained from making a Marxist analysis

which would, at least, have educated subsequent generations.

But there is a Marxist analysis of fascism. It was made by Leon Trotsky not as

a postmortem, but during the rise of fascism. This was one of Trotsky’s great

contributions to Marxism. He began the task after Mussolini’s victory in Italy

in 1922 and brought it to a high point in the years preceding Hitler’s triumph

in Germany in 1933.

In his attempts to awaken the German Communist Party and the Communist

International (Comintern) to the mortal danger and to rally a united-front

against Nazism, Trotsky made a point-by-point critique of the policies of the

social-democratic and Stalinist parties. This constitutes a compendium of

almost all the mistaken, ineffective, and suicidal positions that workers’

organizations can take regarding fascism, since the positions of the German

parties ranged from opportunistic default and betrayal on the right (social

democratic) to ultra-left abstentionism and betrayal (Stalinist).

The Communist movement was still on its ultra-left binge (the so-called Third

Period) when the Nazi movement began to snowball. To the Stalinists, every

capitalist party was automatically “fascist”. Even more catastrophic than this

disorienting of the workers was Stalin’s famous dictum that, rather than being

opposites, fascism and social democracy were “twins”. The socialists were

thereupon dubbed “social fascists” and regarded as the main enemy. Of course,

there could be no united front with social-fascist organizations, and those

who, like Trotsky, urged such united fronts, were also labeled social fascists

and treated accordingly.

How divorced from reality the Stalinist line was may be illustrated be

recalling its translation into American terms. In the 1932 elections, American

Stalinists denounced Franklin Roosevelt as the fascist candidate and Norman

Thomas as the social-fascist candidate. What was ludicrous as applied to US

politics was tragic in Germany and Austria.

(Recently [1969], the term social fascism had begun cropping up in articles by

members of the new left. Do those using it imagine that they have invented the

term? Or, if they are aware of its history, are they indifferent to its

connotations?)

After the Nazis came to power, the Stalinists boasted that their line had been

100 per cent correct, that Hitler could only last a few months, and that a

Soviet Germany would then emerge. The time limit for this miracle was extended

from three, six, to nine months, and then the idle boasts dwindled into

silence. The magnitude of the defeat suffered by the working class, the special

character of fascism, distinguishing it from other reactionary regimes or

dictatorships, became apparent to all, and the threat to the Soviet Union or a

rearmed German imperialism began to take on reality. This brought about a

change in Moscow’s line in 1935 and the Communist parties throughout the world

thereupon zigzagged far to the right, to the right even of the

social-democrats. This was their stance in the face of the spreading fascist

danger in France and Spain.

The military ruin of German and Italian fascism in WWII convinced most people

that fascism had been destroyed for good and was so utterly discredited that it

could never again entice any followers. Events since then, particularly the

emergence of new fascist groups and tendencies in almost every capitalist

country, have dispelled such wishful thinking. The illusion that WWII was

fought to make the world safe from fascism has gone the way of the earlier

illusion that WWI was fought to make the world safe for democracy. The germ of

fascism is endemic in capitalism; a crisis can raise it to epidemic proportions

unless drastic countermeasures are applied.

Since forewarned is forearmed, we offer this new compilation – a small

selection from Trotsky’s writings on the subject – as a weapon for the

anti-fascist arsenal.

FASCISM – WHAT IS IT?

Extracts from a letter to an English comrade, November 15, 1931;

printed in The Militant, January 16, 1932

~~~

What is fascism? The name originated in Italy. Were all the forms of

counter-revolutionary dictatorship fascist or not (That is to say, prior to the

advent of fascism in Italy)?

The former dictatorship in Spain of Primo de Rivera, 1923–30, is called a

fascist dictatorship by the Comintern. Is this correct or not? We believe that

it is incorrect.

The fascist movement in Italy was a spontaneous movement of large masses, with

new leaders from the rank and file. It is a plebian movement in origin,

directed and financed by big capitalist powers. It issued forth from the petty

bourgeoisie, the slum proletariat, and even to a certain extent from the

proletarian masses; Mussolini, a former socialist, is a “self-made” man arising

from this movement.

Primo de Rivera was an aristocrat. He occupied a high military and bureaucratic

post and was chief governor of Catalonia. he accomplished his overthrow with

the aid of state and military forces. The dictatorships of Spain and Italy are

two totally different forms of dictatorship. It is necessary to distinguish

between them. Mussolini had difficulty in reconciling many old military

institutions with the fascist militia. This problem did not exist for Primo de

Rivera.

The movement in Germany is analogous mostly to the Italian. It is a mass

movement, with its leaders employing a great deal of socialist demagogy. This

is necessary for the creation of the mass movement.

The genuine basis (for fascism) is the petty bourgeoisie. In italy, it has a

very large base – the petty bourgeoisie of the towns and cities, and the

peasantry. In Germany, likewise, there is a large base for fascism ...

It may be said, and this is true to a certain extent, that the new middle

class, the functionaries of the state, the private administrators, etc., can

constitute such a base. But this is a new question that must be analyzed ...

In order to be capable of foreseeing anything with regard to fascism, it is

necessary to have a definition of that idea. What is fascism? What are its

base, its form, and its characteristics? How will its development take place?

It is necessary to proceed in a scientific and Marxian manner.

HOW MUSSOLINI TRIUMPHED

From What Next? Vital Question for the German Proletariat, 1932

~~~

At the moment that the “normal” police and military resources of the bourgeois

dictatorship, together with their parliamentary screens, no longer suffice to

hold society in a state of equilibrium – the turn of the fascist regime

arrives. Through the fascist agency, capitalism sets in motion the masses of

the crazed petty bourgeoisie and the bands of declassed and demoralized

lumpenproletariat – all the countless human beings whom finance capital itself

has brought to desperation and frenzy.

From fascism the bourgeoisie demands a thorough job; once it has resorted to

methods of civil war, it insists on having peace for a period of years. And the

fascist agency, by utilizing the petty bourgeoisie as a battering ram, by

overwhelming all obstacles in its path, does a thorough job. After fascism is

victorious, finance capital directly and immediately gathers into its hands, as

in a vise of steel, all the organs and institutions of sovereignty, the

executive administrative, and educational powers of the state: the entire state

apparatus together with the army, the municipalities, the universities, the

schools, the press, the trade unions, and the co-operatives. When a state turns

fascist, it does not mean only that the forms and methods of government are

changed in accordance the patterns set by Mussolini – the changes in this

sphere ultimately play a minor role – but it means first of all for the most

part that the workers’ organizations are annihilated; that the proletariat is

reduced to an amorphous state; and that a system of administration is created

which penetrates deeply into the masses and which serves to frustrate the

independent crystallization of the proletariat. Therein precisely is the gist

of fascism ...

~~~

Italian fascism was the immediate outgrowth of the betrayal by the reformists

of the uprising of the Italian proletariat. From the time the [first world] war

ended, there was an upward trend in the revolutionary movement in Italy, and in

September 1920 it resulted in the seizure of factories and industries by the

workers. The dictatorship of the proletariat was an actual fact; all that was

lacking was to organize it and draw from it all the necessary conclusions. The

social democracy took fright and sprang back. After its bold and heroic

exertions, the proletariat was left facing the void. The disruption of the

revolutionary movement became the most important factor in the growth of

fascism. In September, the revolutionary advance came to a standstill; and

November already witnessed the first major demonstration of the fascists (the

seizure of Bologna).

[NOTE: The fascist campaign of violence began in Bologna, November 21, 1920.

When the social-democratic councilmen, victorious in the municipal elections,

emerged from city hall to present the new mayor, they were met by gunfire in

which 10 were killed and 100 wounded. The fascists followed up with “punitive

expeditions” into the surrounding countryside, a stronghold of the “Red

Leagues”. Blackshirt “action squadrons” in vehicles supplied by big landowners,

took over villages in lightning raids, beating and killing leftist peasants and

labor leaders, wrecking radical headquarters, and terrorizing the populace.

Emboldened by their easy successes, the fascists then launched large-scale

attacks in the big cities.]

True, the proletariat, even after the September catastrophe, was capable of

waging defensive battles. But the social democracy was concerned with only one

thing: to withdraw the workers from combat at the cost of one concession after

another. The social democracy hoped that the docile conduct of the workers

would restore the “public opinion” of the bourgeoisie against the fascists.

Moreover, the reformists even banked strongly upon the help of King Victor

Emmanuel. To the last hour, they restrained the workers with might and main

from giving battle to Mussolini’s bands. It availed them nothing. The crown,

along with the upper crust of the bourgeoisie, swung over to the side of

fascism. Convinced at the last moment that fascism was not to be checked by

obedience, the social democrats issued a call to the workers for a general

strike. But their proclamation suffered a fiasco. The reformists had dampened

the powder so long, in their fear lest it should explode, that when they

finally with a trembling hand did apply a burning fuse to it, the powder did

not catch.

Two years after its inception, fascism was in power. It entrenched itself

thanks to the facts the first period of its overlordship coincided with a

favorable economic conjuncture, which followed the depression of 1921–22. The

fascists crushed the retreating proletariat by the onrushing forces of the

petty bourgeoisie. But this was not achieved at a single blow. Even after he

assumed power, Mussolini proceeded on his course with due caution: he lacked as

yet ready-made models. During the first two years, not even the constitution

was altered. The fascist government took on the character of a coalition. In

the meantime, the fascist bands were busy at work with clubs, knives, and

pistols. Only thus was the fascist government created slowly, which meant the

complete strangulation of all independent mass organizations.

Mussolini attained this at the cost of bureaucratizing the fascist party

itself. After utilizing the onrushing forces of the petty bourgeoisie, fascism

strangled it within the vise of the bourgeois state. Mussolini could not have

done otherwise, for the disillusionment of the masses he had united was

precipitating itself into the most immediate danger ahead. Fascism, become

bureaucratic, approaches very closely to other forms of military and police

dictatorship. It no longer possesses its former social support. The chief

reserve of fascism – the petty bourgeoisie – has been depicted. Only historical

inertia enables the fascist government to keep the proletariat in a state of

dispersion and helplessness....

In its politics as regards Hitler, the German social democracy has not been

able to add a single word: all it does is repeat more ponderously whatever the

Italian reformists in their own time performed with greater flights of

temperament. The latter explained fascism as a postwar psychosis; the German

social democracy sees in it a “Versailles” or crisis psychosis. In both

instances, the reformists shut their eyes to the organic character of fascism

as a mass movement growing out of the collapse of capitalism.

[NOTE: The Versailles Treaty, imposed on Germany after WWI; its most hated

feature was the unending tribute to the victorious allies in the form of

“reparations” for war damages and losses. The “crisis” referred to in the above

paragraph was the economic depression that swept the capitalist world after the

Wall Street crash of 1929.]

Fearful of the revolutionary mobilization of the workers, the Italian

reformists banked all their hopes of the “state”. Their slogan was, “Help!

Victor Emmanuel, exert pressure!” The German social democracy lacks such a

democratic bulwark as a monarch loyal to the constitution. So they must be

content with a president – “Help! Hindenburg, exert pressure!”

[NOTE: Field Marshal Paul von Hindenburg (1847–1934), Junker general who gained

fame in World War I and later became president of the Weimar Republic. In 1932,

the social democrats supported him for re-election as a “lesser evil” to the

Nazis. He appointed Hitler chancellor in January 1933.]

While waging battle against Mussolini, that is, while retreating before him,

Turati let loose his dazzling motto, “One must have the manhood to be a

coward.” [Filippo Turati (1857–1937), leading reformist theoretician of the

Italian Socialist Party.] The German reformists are less frisky with their

slogans. They demand “Courage under unpopularity” (Mut zur Unpopularitaet) –

which amounts to the same thing. One must not be afraid of the unpopularity

which has been aroused by one’s own cowardly temporizing with the enemy.

Identical causes produce identical effects. Were the march of events dependent

upon the social-democratic party leadership, Hitler’s career would be assured.

One must admit, however, that the German Communist Party has also learned

little from the Italian experience.

The Italian Communist Party came into being almost simultaneously with fascism.

But the same conditions of revolutionary ebb tide, which carried the fascists

to power, served to deter the development of the Communist Party. It did not

give itself an accounting as to the full sweep of the fascist danger; it lulled

itself with revolutionary illusions; it was irreconcilably antagonistic to the

policy of the united front; in short, it was stricken with all the infantile

diseases. Small wonder! It was only two years old. In its eyes, fascism

appeared to be only “capitalist reaction”. The particular traits of fascism

which spring from the mobilization of the petty bourgeoisie against the

proletariat, the Communist Party was unable to discern. Italian comrades inform

me that, with the sole exception of Gramsci, the Communist Party would not even

allow for the possibility of the fascists’ seizing power. Once the proletarian

revolution had suffered defeat, once capitalism had held its ground and the

counter-revolution had triumphed, how could there be any further kind of

counter-revolutionary upheaval? How could the bourgeoisie rise up against

itself! Such was the gist of the political orientation of the Italian Communist

Party. Moreover, one must not lose sight of the fact that Italian fascism was

then a new phenomenon, just in the process of formation; it would not have been

an easy task even for a more experienced party to distinguish its specific

traits.

[NOTE: Antonio Gramsci (1891–1937): a founder of the Italian Communist Party,

imprisoned by Mussolini in 1926, he died in prison 11 years later. He sent a

letter from prison, in the name of the Italian party’s political committee,

protesting Stalin’s campaign against the Left Opposition. Taglatti, then in

Moscow as the Italian representative to the Comintern, suppressed the letter.

Throughout the Stalin era, Gramsci’s memory was deliberately effaced. In the

period of de-Stalinization, however, he was “rediscovered” by the Italian

Communist Party and officially enshrined as a hero and martyr. Since, there has

been considerable international acclaim of his theoretical writings,

particularly his prison notebooks.]

The leadership of the German Communist Party today reproduces almost literally

the position from which the Italian Communists took their point of departure;

fascism is nothing else but capitalist reaction; from the point of view of the

proletariat, the difference between divers types of capitalist reaction are

meaningless. This vulgar radicalism is the less excusable because the German

party is much older than the Italian was at a corresponding period; in

addition, Marxism is enriched now by the tragic experience in Italy. To insist

that fascism is already here, or to deny the very possibility of its coming to

power, amounts politically to one and the same thing. By ignoring the specific

nature of of fascism, the will to fight against it inevitably becomes

paralyzed.

The brunt of the blame must be borne, of course, by the leadership of the

Comintern. Italian Communists above all others were duty-bound to raise their

voices in alarm. But Stalin, together with Manuilsky, compelled them to disavow

the most important lessons of their own annihilation.

[NOTE: Dmitri Manuilsky (1883–1952): Headed the Comintern from 1929 to 1934;

his removal heralded switch from ultra-leftism to the opportunism of the

Popular Front period. Later appeared on diplomatic stage, as delegate to United

Nations.]

We have already observed with what diligent alacrity Ercoli switched over to

the position of social fascism – i.e., to the position of passively waiting for

the fascist victory in Germany.

[NOTE: Ercoli. Comintern pen name of Palmiro Togliatti (1893–1964). Headed

Italian Communist Party after Gramsci’s imprisonment. He survived all zigzags

in Comintern line, but after Stalin’s death he criticized Stalin’s rule as well

some of its continuing features in the USSR and International Communist

movement.]

THE FASCIST DANGER LOOMS IN GERMANY

From The Turn in the Communist International and the German Situation, 1930

~~~

The official press of the Comintern is now depicting the results of the

[September 1930] German elections as a prodigious victory of Communism, which

places on the order of the day the slogan of Soviet Germany. The bureaucratic

optimists do not want to reflect upon the meaning of the relation of forces

which is disclosed by the election statistics. They examine the figure of the

increased Communist vote independently of the revolutionary tasks created by

the situation and the obstacles it sets up. The Communist Party received around

4,600,000 votes as against 3,300,000 in 1928. From the viewpoint of “normal”

parliamentary mechanics, the gain of 1,300,000 votes is considerable, even if

we take into consideration the rise in the total number of voters. But the gain

of the party pales completely beside the leap of fascism from 800,000 to

6,400,000 votes. Of no less important significance for evaluation the elections

is the fact that the social democracy, in spite of substantial losses, retained

its basic cadres and still received a considerably greater number of workers’

votes [8,600,000] than the Communist Party.

Meanwhile, if we should ask ourselves, “What combination of international and

domestic circumstances could be capable of turning the working class towards

Communism with greater velocity?” we could not find an example of more

favorable circumstances for such a turn than the situation in present-day

Germany: Young’s noose, the economic crisis, the disintegration of the rules,

the crisis of parliamentarism, the terrific self-exposure of the social

democracy in power. From the viewpoint of these concrete historical

circumstances, the specific gravity of the German Communist Party in the social

life of the country, in spite of the gain of 1,300,000 votes, remains

proportionately small.

[NOTE: “Young’s noose”: a reference to the Young Plan. After Owen D. Young,

American big businessman, who was Agent-General for the German Reparations

during the 1920s. In summer of 1929, he was chairman of the conference which

adopted his plan, which replaced the unsuccessful Dawes Plan, to “facilitate”

Germany’s payment of reparations as per the Treaty of Versailles.]

The weakness of the position of Communism, inextricably bound up with the

policy and regime of the Comintern, is revealed more clearly if we compare the

present social weight of the Communist Party with those concrete and

unpostponable tasks which the present historical circumstances put before it.

It is true that the Communist Party itself did not expect such a gain. But this

proves that under the blows of mistakes and defeats, the leadership of the

Communist parties has become unused to big aims and perspectives. If yesterday

it underestimated its own possibilities,then today it once more underestimates

the difficulties. In this way, one danger is multiplied by another.

In the meantime, the first characteristic of a really revolutionary party is –

to be able to look reality in the face.

~~~

In order that the social crisis may bring about the proletarian revolution, it

is necessary that, besides other conditions, a decisive shift of the petty

bourgeois classes occurs in the direction of the proletariat. This gives the

proletariat a chance to put itself at the head of the nation as its leader.

The last election revealed – and this is where its principle symptomatic

significance lies – a shift in the opposite direction. Under the blow of the

crisis, the petty bourgeoisie swung, not in the direction of the proletarian

revolution, but in the direction of the most extreme imperialist reaction,

pulling behind it considerable sections of the proletariat.

The gigantic growth of National Socialism is an expression of two factors: a

deep social crisis, throwing the petty bourgeois masses off balance, and the

lack of a revolutionary party that would be regarded by the masses of the

people as an acknowledged revolutionary leader. If the communist Party is the

party of revolutionary hope, then fascism, as a mass movement, is the party of

counter-revolutionary despair. When revolutionary hope embraces the whole

proletarian mass, it inevitably pulls behind it on the road of revolution

considerable and growing sections of the petty bourgeoisie. Precisely in this

sphere the election revealed the opposite picture: counter-revolutionary

despair embraced the petty bourgeois mass with such a force that it drew behind

it many sections of the proletariat ...

Fascism in Germany has become a real danger, as an acute expression of the

helpless position of the bourgeois regime, the conservative role of the social

democracy in this regime, and the accumulated powerlessness of the Communist

Party to abolish it. Whoever denies this is either blind or a braggart ...

The danger acquires particular acuteness in connection with the question of the

tempo of development, which does not depend upon us alone. The malarial

character of the political curve revealed by the election speaks for the fact

that the tempo of development of the national crisis may turn out to be very

speedy. In other words, the course of events in the very near future may

resurrect in Germany, on a new historical plane, the old tragic contradiction

between the maturity of a revolutionary situation, on the one hand, and the

weakness and strategical impotence of the revolutionary party, on the other.

This must be said clearly, openly and, above all, in time.

~~~

From Moscow, the signal has already been given for a policy of bureaucratic

prestige which covers up the mistakes of yesterday and prepares tomorrow’s by

false cries about the new triumph of the line. Monstrously exaggerating the

victory of the party, monstrously underestimating the difficulties,

interpreting even the success of fascism as a positive factor for the

proletarian revolution, Pravda nevertheless explains briefly: “The successes of

the party should not make us dizzy.” The treacherous policy of the Stalinist

leadership is true to itself even here. The analysis of the situation is given

in the spirit of uncritical ultraleftism. In this way the party is consciously

pushed on the road of adventurism. At the same time, Stalin prepares his alibi

in advance with the aid of the ritualistic phrase about “dizziness.” It is

precisely this policy, shortsighted, unscrupulous, that may ruin the German

revolution. [A]

~~~

Can the strength of the conservative resistance of the social-democratic

workers be calculated beforehand? It cannot. In the light of the events of the

past year, this strength seems to be gigantic. But the truth is that what

helped most of all to weld together social democracy was the wrong policy of

the Communist Party, which found its highest generalization in the absurd

theory of social fascism. To measure the real resistance of the social

democratic ranks, a different measuring instrument is required, that is, a

correct Communist tactic. With this condition – and it is not a small condition

– the degree of internal unity of the social democracy can be revealed in a

comparatively brief period.

In a different form, what has been said above also applies to fascism: It

emanated, aside from the other conditions present, in the tremblings of the

Zinoviev-Stalin strategy. What is its force for offensive? What is its

stability? has it reached its culminating point, as the optimists ex-officio

[Comintern and Communist Party officials] assure us, or is it only on the first

step of the ladder? This cannot be foretold mechanically. It can be determined

only through action. Precisely in regard to fascism, which is a razor in the

hands of the class enemy, the wrong policy of the Comintern may produce fatal

results in a brief period. On the other hand, a correct policy – not in such a

short period, it is true – can undermine the positions of fascism ...

[NOTE: “Zinoviev-Stalin strategy”: Gregory Y. Zinoviev (1883–1936), chairman of

the Comintern from its founding in 1919 till his removal by Stalin in 1926.

After Lenin’s death, Zinoviev and Kamenev made a bloc with Stalin (the Troika)

against Trotsky and dominated the Soviet party. In the period of the

Zinoviev-Stalin domination of the Comintern, an opportunist line led to a

series of defeats and missed opportunities, most notably the calling off of the

German revolution of 1923. After breaking with Stalin, Zinoviev united his

following with the Trotskyist Left Opposition. But in 1928, after the expulsion

from the party of the United Opposition, Zinoviev capitulated to Stalin.

Readmitted to the party, he was expelled again in 1932. After disavowal of all

critical views, he was again readmitted, but in 1934, he was expelled and

imprisoned. He “confessed” at the first of the great Moscow Trials in 1936 and

was executed.]

If the Communist Party, in spite of the exceptionally favorable circumstances,

has proved powerless seriously to shake the structure of the social democracy

with the aid of the formula of “social fascism”, then real fascism now

threatens this structure, no longer with wordy formulae of so-called

radicalism, but with the chemical formulas of explosives. No matter how true it

is that the social democracy by its whole policy prepared the blossoming of

fascism, it is no less true that fascism comes forward as a deadly threat

primarily to that same social democracy, all of whose magnificence is

inextricably bound with parliamentary-democratic-pacifist forms and methods of

government ...

The policy of a united front of the workers against fascism flows from this

situation. It opens up tremendous possibilities to the Communist Party. A

condition for success, however, is the rejection of the theory and practice of

“social fascism”, the harm of which becomes a positive measure under the

present circumstances.

The social crisis will inevitably produce deep cleavages within the social

democracy. The radicalization of the masses will affect the social democrats.

We will inevitably have to make agreements with various social-democratic

organizations and factions against fascism, putting definite conditions in this

connection to the leaders, before the eyes of the masses ... We must return

from the empty official phrase about the united front to the policy of the

united front as it was formulated by Lenin and always applied by the Bolsheviks

in 1917.

AN AESOP FABLE

From What Next? Vital Question for the German Proletariat, 1932

~~~

A cattle dealer once drove some bulls to the slaughterhouse. And the butcher

came nigh with his sharp knife.

“Let us close ranks and jack up this executioner on our horns,” suggested one

of the bulls.

“If you please, in what way is the butcher any worse than the dealer who drove

us hither with his cudgel?” replied the bulls, who had received their political

education in Manuilsky’s institute. [The Comintern.]

“But we shall be able to attend to the dealer as well afterwards!”

“Nothing doing,” replied the bulls firm in their principles, to the counselor.

“You are trying, from the left, to shield our enemies – you are a

social-butcher yourself.”

And they refused to close ranks.

THE GERMAN COPS AND ARMY

From What Next? Vital Question for the German Proletariat, 1932

~~~

In case of actual danger, the social democracy banks not on the “Iron Front”

but on the Prussian police. It is reckoning without its host! The fact that the

police was originally recruited in large numbers from among social-democratic

workers is absolutely meaningless. Consciousness is determined by environment

even in this instance. The worker who becomes a policeman in the service of the

capitalist state, is a bourgeois cop, not a worker. Of late years, these

policemen have had to do much more fighting with revolutionary workers than

with Nazi students. Such training does not fail to leave its effects. And above

all: every policeman knows that though governments may change, the police

remains.

[NOTE: “The Iron Front”: A bloc between several big trade unions and bourgeois

“republican” groups with little or no following or prestige among the masses.

It was created by the social democrats toward the end of 1931. Combat groups

called the Iron Fist were set up within the unions, and workers’ sports

organizations were brought into the Iron Front. However, its first parades and

rallies, at which thousands of workers raised their fists, shouted “Freedom”,

and swore to defend democracy. The masses in the Social Democratic Party and

unions really believed that this organization would be used to stop Hitler. It

was not.]

In its New Year’s issue, the theoretical organ of the social democracy, Dar

Freie Wort (what a wretched sheet!), prints an article in which the policy of

“toleration” is expounded in its highest sense. Hitler, it appears, can never

come to power against the police and the Reichswehr [German army]. Now,

according to the constitution, the Reichswehr is under the command of the

president of the Republic. Therefore fascism, it follows, is not dangerous so

long as a president faithful to the constitution remains at the head of the

government. Bruening’s regime must be supported until the presidential

elections so that a constitutional president may then be elected, through an

alliance with the parliamentary bourgeoisie; and thereby Hitler’s road to power

will be blocked for another seven years ...

[NOTE: Heinrich Bruening was chancellor from 1930–32. Regular parliamentary

government in Germany ended in March 1930. There followed a series of

Bonapartist regimes – Bruening, von Papen, von Schleicher, i.e., chancellors

ruling not by ordinary parliamentary procedures but by “emergency” decrees.

These Bonapartist figures presented themselves as political saviors needed to

get the country through its crisis, and thus as above class and party. They

depended not on the old bourgeois democratic party system but on their command

of the police, army, and government bureaucracy. Pretending to be saving the

nation from the dangers on both the left (socialists and communists) and the

right (fascists), they struck their heaviest blows against the left, since

their primary interest was saving capitalism.]

The politicians of reformism, these dexterous wire-pullers, artful intriguers

and careerists, expert parliamentary and ministerial machinators, are no sooner

thrown out of their habitual sphere by the course of events, no sooner are the

placed face to face with momentous contingencies than they reveal themselves to

be – there is no milder expression for it – inept bodies.

To rely upon a president is only to rely upon “the government”! Faced with the

impending clash between the proletariat and the fascist petty bourgeoisie – two

camps which together comprise the crushing majority of the German nation –

these Marxists from the Vorwaerts [principal social-democratic newspaper] yelp

for the nightwatchman to come to their aid, “Help! Government, exert pressure!”

(Staat, greif zu!)

BOURGEOISIE, PETTY BOURGEOISIE, AND PROLETARIAT

From The Only Road for Germany written September 1932, published in the USA

April 1933

~~~

Any serious analysis of the political situation must take as its point of

departure the mutual relations among the three classes: the bourgeoisie, the

petty bourgeoisie (including the peasantry), and the proletariat.

The economically powerful big bourgeoisie, in itself, represents an

infintesimal minority of the nation. To enforce its domination, it must ensure

a definite mutual relationship with the petty bourgeoisie and, through its

mediation, with the proletariat.

To understand the dialectic of the relation among the three classes, we must

differentiate three historical stages: at the dawn of capitalistic development,

when the bourgeoisie required revolutionary methods to solve its tasks; in the

period of bloom and maturity of the capitalist regime, when the bourgeoisie

endowed its domination with orderly, pacific, conservative, democratic forms;

finally, at the decline of capitalism, when the bourgeoisie is forced to resort

to methods of civil war against proletariat to protect its right of

exploitation.

The political programs characteristic of these three stages – JACOBINISM [left

wing of petty bourgeois forces in Great French Revolution; in most

revolutionary phase, led by Robespierre], reformist DEMOCRACY (social democracy

included), and FASCISM – are basically programs of petty bourgeois currents.

This fact alone, more than anything else, shows of what tremendous – rather, of

what decisive – importance the self-determination of the petty bourgeois masses

of the people is for the whole fate of bourgeois society.

Nevertheless, the relationship between the bourgeoisie and its basic social

support, the petty bourgeoisie, does not at all rest upon reciprocal confidence

and pacific collaboration. In its mass, the petty bourgeoisie is an exploited

and disenfranchised class. It regards the bourgeoisie with envy and often with

hatred. The bourgeoisie, on the other hand, while utilizing the support of the

petty bourgeoisie, distrusts the latter, for it very correctly fears its

tendency to break down the barriers set up for it from above.

While they were laying out and clearing the road for bourgeois development,the

Jacobins engaged, at every step, in sharp clashes with the bourgeoisie. They

served it in intransigent struggle against it. After they had culminated their

limited historical role, the Jacobins fell, for the domination of capital was

predeterminated.

For a whole series of stages, the bourgeoisie entrenched its power under the

form of parliamentary democracy. Even then, not peacefully and not voluntarily.

The bourgeoisie was mortally afraid of universal suffrage. But in the last

instance, it succeeded, with the aid of a combination of violent measures and

concessions, of privations and reforms, in subordinating within the framework

of formal democracy not only the petty bourgeoisie but in considerable measure

also the proletariat, by means of the new petty bourgeoisie – the labor

aristocracy. In August 1914, the imperialist bourgeoisie was able, with the

means of parliamentary democracy, to lead millions of workers and peasants into

the war.

[NOTE: August 4, 1914: collapse of the Second International. The German

Social-Democratic Party representatives in the Reichstag voted for the war

budget of the imperialist governments; on the same day, representatives of the

French Socialist Party did likewise in the Chamber of Deputies.]

But precisely with the war begins the distinct decline of capitalism and, above

all, of its democratic form of domination. It is now no longer a matter of new

reforms and alms, but of cutting down and abolishing the old ones. Therewith

the bourgeoisie comes into conflict into only with the institutions of

proletarian democracy (trade unions and political parties) but also with

parliamentary democracy, within the framework of which arose the labor

organizations. Therefore, the campaign against “Marxism” on the one hand and

against democratic parliamentarism on the other.

But just as the summits of the liberal bourgeoisie in its time were unable, by

their own force alone, to get rid of feudalism, monarchy, and the church, so

the magnates of finance capital are unable, by their force alone, to cope with

the proletariat. They need the support of the petty bourgeoisie. For this

purpose, it must be whipped up, put on its feet, mobilized, armed. But this

method has its dangers. While it makes use of fascism, the bourgeoisie

nevertheless fears it. Pilsudski was forced, in May 1926, to save bourgeois

society by a coup d’etat directed against the traditional parties of the Polish

bourgeoisie. The matter went so far that the official leader of the Polish

Communist Party, Warski, who came over from Rosa Luxemburg not to Lenin but to

Stalin, took the coup d’etat of Pilsudski to be the road of the “revolutionary

democratic dictatorship” and called upon the workers to support Pilsudski.

[NOTE: Joseph Pilsudski (1876–1935): Originally a socialist with nationalistic

views, in 1920 he led the anti-Soviet forces in Poland; in 1926, he led a coup

d’etat and established a fascist dictatorship. Warski: Friend of Rosa

Luxemburg, he supported her differences with the Bolsheviks. When Comintern

zigzagged to the left in its “Third Period” phase, Warski was demoted from

leadership in the Polish Communist Party, but not expelled. He disappeared in

the USSR during the great purge of 1936–38. Rosa Luxemburg (1870–1919): Great

revolutionary theoretician and leader. Originally active in socialist movement

of her native Poland, she later became a leader of the left wing of the German

Social-Democratic Party. She and Karl Liebknecht were imprisoned for opposing

World War I. After their release, they led the Spartakusbund. Both were

arrested and assassinated during the unsuccessful revolution of 1919.]

At the session of the Polish Commission of the Executive Committee of the

Communist International on July 2, 1926, the author of these lines said on the

subject of the events in Poland:

“Taken as a whole, the Pilsudski overthrow is the petty bourgeois, ‘plebian’

manner of solving the burning problems of bourgeois society in its state of

decomposition and decline. We have here already a direct resemblance to Italian

fascism.

“These two currents indubitably possess common features: they recruit their

shock troops first of all from the petty bourgeoisie; Pilsudski as well as

Mussolini worked with extra-parliamentary means, with open violence, with the

methods of civil war; both were concerned not with the destruction but with the

preservation of bourgeois society. While they raised the petty bourgeoisie on

its feet, they openly aligned themselves, after the seizure of power, with the

big bourgeoisie. Involuntarily, a historical generalization comes up here,

recalling the evaluation given by Marx of Jacobinism as the plebian method of

settling accounts with the feudal enemies of the bourgeoisie ... That was in

the period of the rise of the bourgeoisie. Now we must say, in the period of

the decline of bourgeois society, the bourgeoisie again needs the ‘plebian’

method of resolving its no longer progressive but entirely reactionary tasks.

In this sense, fascism is a caricature of Jacobinism.

“The bourgeoisie is incapable of maintaining itself in power by the means and

methods of the parliamentary state created by itself; it needs fascism as a

weapon of self-defense, at least in critical instances. Nevertheless, the

bourgeoisie does not like the ‘plebian’ method of resolving its tasks. It was

always hostile of Jacobinism, which cleared the road for the development of

bourgeois society with its blood. The fascists are immeasurably closer to the

decadent bourgeoisie than the Jacobins were to the rising bourgeoisie.

Nevertheless, the sober bourgeoisie does not look very favorably even upon the

fascist mode of resolving its tasks, for the concussions, although they are

brought forth in the interests of bourgeois society, are linked up with dangers

to it. Therefore, the opposition between fascism and the bourgeois parties.

“The big bourgeoisie likes fascism as little as a man with aching molars likes

to have his teeth pulled. The sober circles of bourgeois society have followed

with misgivings the work of the dentist Pilsudski, but in the last analysis

they have become reconciled to the inevitable, though with threats, with

horse-trades and all sorts of bargaining. Thus the petty bourgeoisie’s idol of

yesterday becomes transformed into the gendarme of capital.”

To this attempt at marking out the historical place of fascism as the political

reliever of the social democracy, there was counterposed the theory of social

fascism. At first it could appear as a pretentious, blustering, but harmless

stupidity. Subsequent events have shown what a pernicious influence the

Stalinist theory actually exercised on the entire development of the Communist

International.

Does it follow from the historical role of Jacobinism, of democracy, and of

fascism, that the petty bourgeoisie is condemned to remain a tool in the hands

of capital to the end of its days? It things were so, then the dictatorship of

the proletariat would be impossible in a number of countries in which the petty

bourgeoisie constitutes the majority of the nation and, more than that, it

would be rendered extremely difficult in other countries in which the petty

bourgeoisie represents an important minority. Fortunately, things are not so.

The experience of the Paris Commune [first “dictatorship of the proletariat”,

March 18, 1871] first showed, at least within the limits of one city, just as

the experience of the October Revolution [Russian Revolution of 1917] has shown

after it on a much larger scale and over an incomparably longer period, that

the alliance of the petty bourgeoisie and the big bourgeoisie is not

indissoluble. Since the petty bourgeoisie is incapable of an independent policy

(that is also why the petty bourgeois “democratic dictatorship” is

unrealizable), no other choice is left for it than that between the bourgeoisie

and the proletariat.

In the epoch of the rise, the growth, and the bloom of capitalism, the petty

bourgeoisie, despite acute outbreaks of discontent, generally marched

obediently in the capitalist harness. Nor could it do anything else. But under

the conditions of capitalist disintegration, and of the impasse in the economic

situation, the petty bourgeoisie strives, seeks, attempts to tear itself loose

from the fetters of the old masters and rulers of society. It is quite capable

of linking up its fates with that of the proletariat. For that, only one thing

is needed: the petty bourgeoisie must acquired faith in the ability of the

proletariat to lead society onto a new road. The proletariat can inspire this

faith only by its strength, by the firmness of its actions, by a skillful

offensive against the enemy, by the success of its revolutionary policy.

But, woe, if the revolutionary party does not measure up to the height of the

situation! The daily struggle of the proletariat sharpens the instability of

bourgeois society. The strikes and the political disturbances aggravated the

economic situation of the country. The petty bourgeoisie could reconcile itself

temporarily to the growing privations, if it arrived by experience at the

conviction that the proletariat is in a position to lead it onto a new road.

But if the revolutionary party, in spite of a class struggle becoming

incessantly more accentuated, proves time and again to be incapable of uniting

the working class about it, if it vacillates, becomes confused, contradicts

itself, then the petty bourgeoisie loses patience and begins to look upon the

revolutionary workers as those responsible for its own misery. All the

bourgeois parties, including the social democracy, turn its thoughts in this

very direction. When the social crisis takes on an intolerable acuteness, a

particular party appears on the scene with the direct aim of agitating the

petty bourgeoisie to a white heat and of directing its hatred and its despair

against the proletariat. In Germany, this historical function is fulfilled by

national Socialism (Nazism), a broad current whose ideology is composed of all

the putrid vapors of disintegrating bourgeois society.

THE COLLAPSE OF BOURGEOIS DEMOCRACY

From Whither France?, 1934

~~~

After the war, a series of brilliantly victorious revolutions occurred in

Russia, Germany, Austria-Hungary, and later in Spain. But it was only in Russia

that the proletariat took full power into its hands, expropriated its

exploiters, and knew how to create and maintain a workers’ state. Everywhere

else the proletariat, despite its victory, stopped halfway because of the

mistakes of its leadership. As a result, power slipped from its hands, shifted

from left to right, and fell prey to fascism. In a series of other countries,

power passed into the hands of a military dictatorship. Nowhere were the

parliaments capable of reconciling class contradictions and assuring the

peaceful development of events. Conflicts were solved arms in hand.

The French people for a long time thought that fascism had nothing whatever to

do with them. They had a republic in which all questions were dealt with by the

sovereign people through the exercise of universal suffrage. But on February 6,

1934, several thousand fascists and royalists, armed with revolvers, clubs, and

razors, imposed upon the country the reactionary government of Doumergue, under

whose protection the fascist bands continue to grow and arm themselves. What

does tomorrow hold?

[NOTE: Gaston Doumergue: Bonapartist premier of France. Succeeded Edouard

Daladier. Daladier government fell the day after the fascist riots of February

6, 1934.]

Of course, in France, as in certain other European countries (England, Belgium,

Holland, Switzerland, the Scandinavian countries), there still exist

parliaments, elections, democratic liberties, or their remnants. But in all

these countries, the same historic laws operate, the laws of capitalist

decline. If the means of production remain in the hands of a small number of

capitalists, there is no way out for society. It is condemned to go from crisis

to crisis, from need to misery, from bad to worse. In the various countries,

the decrepitude and disintegration of capitalism are expressed in diverse forms

and at unequal rhythms. But the basic features of the process are the same

everywhere. The bourgeoisie is leading its society to complete bankruptcy. It

is capable of assuring the people neither bread nor peace. This is precisely

why it cannot any longer tolerate the democratic order. It is forced to smash

the workers and peasants by the use of physical violence. The discontent of the

workers and peasants, however, cannot be brought to an end by the police alone.

Moreover, if it often impossible to make the army march against the people. It

begins by disintegrating and ends with the passage of a large section of the

soldiers over to the people’s side. That is why finance capital is obliged to

create special armed bands, trained to fight the workers just as certain breeds

of dog are trained to hunt game. The historic function of fascism is to smash

the working class, destroy its organizations, and stifle political liberties

when the capitalists find themselves unable to govern and dominate with the

help of democratic machinery.

The fascists find their human material mainly in the petty bourgeoisie. The

latter has been entirely ruined by big capital. There is no way out for it in

the present social order, but it knows of no other. Its dissatisfaction,

indignation, and despair are diverted by the fascists away from big capital and

against the workers. It may be said that fascism is the act of placing the

petty bourgeoisie at the disposal of its most bitter enemies. In this way, big

capital ruins the middle classes and then, with the help of hired fascist

demagogues, incites the despairing petty bourgeoisie against the worker. The

bourgeois regime can be preserved only by such murderous means as these. For

how long? Until it is overthrown by proletarian revolution.

DOES THE PETTY BOURGEOISIE FEAR REVOLUTION?

From Whither France?, 1934

~~~

Parliamentary cretins, who consider themselves connoisseurs of the people, like

to repeat:

“One must not frighten the middle classes with revolution. They do not like

extremes.”

In this general form, this affirmation is absolutely false. Naturally, the

petty proprietor prefers order so long as business is going well and so long as

he hopes that tomorrow it will go better.

But when this hope is lost, he is easily enraged and is ready to give himself

over to the most extreme measures. Otherwise, how could he have overthrown the

democratic state and brought fascism to power in Italy and Germany? The

despairing petty bourgeois sees in fascism, above all, a fighting force against

big capital, and believes that, unlike the working-class parties which deal

only in words, fascism will use force to establish more “justice”. The peasant

and the artisan are in their manner realists. They understand that one cannot

forego the use of force.

It is false, thrice false, to affirm that the present petty bourgeoisie is not

going to the working-class parties because it fears “extreme measures”. Quite

the contrary. The lower petty bourgeoisie, its great masses, only see in the

working-class parties parliamentary machines. They do not believe in their

strength, nor in their capacity to struggle, nor in their readiness this time

to conduct the struggle to the end.

And if this is so, is it worth the trouble to replace the democratic capitalist

representatives by their parliamentary confreres on the left? That is how the

semi-exploited, ruined, and discontented proprietor reasons of feels. Without

an understanding of this psychology of the peasants, the artisans, the

employees, the petty functionaries, etc. – a psychology which flows from the

social crisis – it is impossible to elaborate a correct policy. The petty

bourgeoisie is economically dependent and politically atomized. That is why it

cannot conduct an independent policy. It needs a “leader” who inspires it with

confidence. This individual or collective leadership, i.e., a personage or

party, can be given to it by one or the other of the fundamental classes –

either the big bourgeoisie or the proletariat. Fascism unties and arms the

scattered masses. Out of human dust, it organizes combat detachments. It thus

gives the petty bourgeoisie the illusion of being an independent force. It

begins to imagine that it will really command the state. It is not surprising

that these illusions and hopes turn the head of the petty bourgeoisie!

But the petty bourgeoisie can also find a leader in the proletariat. This was

demonstrated in Russia and partially in Spain. In Italy, in Germany, and in

Austria, the petty bourgeoisie gravitated in this direction. But the parties of

the proletariat did not rise to their historic task.

To bring the petty bourgeoisie to its side, the proletariat must win its

confidence. And for that it must have confidence in its own strength.

It must have a clear program of action and must be ready to struggle for power

by all possible means. Tempered by it revolutionary party for a decisive and

pitiless struggle, the proletariat says to the peasants and petty bourgeoisie

of the cities:

“We are struggling for power. Here is our program. We are ready to discuss with

you changes in this program. We will employ violence only against big capital

and its lackeys, but with you toilers, we desire to conclude an alliance on the

basis of a given program.”

The peasants will understand such language. Only, they must have faith in the

capacity of the proletariat to seize power.

But for that it is necessary to purge the united front of all equivocation, of

all indecision, of all hollow phrases. It is necessary to understand the

situation and to place oneself seriously on the revolutionary road.

THE WORKERS’ MILITIA AND ITS OPPONENTS

From Whither France?, 1934

~~~

To struggle, it is necessary to conserve and strengthen the instrument and the

means of struggle – organizations, the press, meetings, etc. Fascism [in

France] threatens all of that directly and immediately. It is still too weak

for the direct struggle for power, but it is strong enough to attempt to beat

down the working-class organizations bit by bit, to temper its bands in its

attacks, and to spread dismay and lack of confidence in their forces in the

ranks of the workers.

Fascism finds unconscious helpers in all those who say that the “physical

struggle” is impermissible or hopeless, and demand of Doumergue the disarmament

of his fascist guard. Nothing is so dangerous for the proletariat, especially

in the present situation, as the sugared poison of false hopes. Nothing

increases the insolence of the fascists so much as “flabby pacificism” on the

part of the workers’ organizations. Nothing so destroys the confidence of the

middle classes in the working-class as temporizing, passivity, and the absence

of the will to struggle.

Le Populaire [the Socialist Party paper] and especially l’Humanité [the

Communist Party newspaper] write every day:

“The united front is a barrier against fascism”;

“the united front will not permit ...”;

“the fascists will not dare”, etc.

These are phrases. It is necessary to say squarely to the workers, Socialists,

and Communists: do not allow yourselves to be lulled by the phrases of

superficial and irresponsible journalists and orators. It is a question of our

heads and the future of socialism. It is not that we deny the importance of the

united front. We demanded it when the leaders of both parties were against it.

The united front opens up numerous possibilities, but nothing more. In itself,

the untied front decides nothing. Only the struggle of the masses decides. The

untied front will reveal its value when Communist detachments will come to the

help of Socialist detachments nd vice versa in the case of an attack by the

fascist bands against Le Populaire or l’Humanité. But for that, proletarian

combat detachments must exist and be educated, trained, and armed. And if there

is not an organization of defense, i.e., a workers’ militia, Le Populaire or

l’Humanité will be able to write as many articles as they like on the

omnipotence of the united front, but the two papers will find themselves

defenseless before the first well-prepared attack of the fascists.

We propose to make a critical study of the “arguments” and the “theories” of

the opponents of the workers’ militia who are very numerous and influential in

the two working-class parties.

“We need mass self-defense and not the militia,” we are often told.

But what is this “mass self-defense” without combat organizations, without

specialized cadres, without arms? To give over the defense against fascism to

unorganized and unprepared masses left to themselves would be to play a role

incomparably lower than the role of Pontius Pilate. To deny the role of the

militia is to deny the role of the vanguard. Then why a party? Without the

support of the masses, the militia is nothing. But without organized combat

detachments, the most heroic masses will be smashed bit by bit by the fascist

gangs. It is nonsense to counterpose the militia to self-defense. The militia

is an organ of self-defense.

“To call for the organization of a militia,” say some opponents who, to be

sure, are the least serious and honest, “is to engage in provocation.”

This is not an argument but an insult. If the necessity for the defense of the

workers’ organizations flows from the whole situation, how then can one not

call for the creation of the militia? Perhaps they mean to say that the

creation of a militia “provokes” fascist attacks and government repression. In

that case, this is an absolutely reactionary argument. Liberalism has always

said to the workers that by their class struggle they “provoke” the reaction.

The reformists repeated this accusation against the Marxists, the Mensheviks

against the Bolsheviks. These accusations reduced themselves, in the final

analysis, to the profound thought that if the oppressed do not balk, the

oppressors will not be obliged to beat them. This is the philosophy of Tolstoy

and Gandhi but never that of Marx and Lenin. If l’Humanité wants hereafter to

develop the doctrine of “non-resistance to evil by violence”, it should take

for its symbol not the hammer and sickle, emblem of the October Revolution, but

the pious goat, which provides Gandhi with his milk.

“But the arming of the workers is only opportune in a revolutionary situation,

which does not yet exist.”

This profound argument means that the workers must permit themselves to be

slaughtered until the situation becomes revolutionary. Those who yesterday

preached the “third period” do not want to see what is going on before their

eyes. The question of arms itself has come forward only because the “peaceful”,

“normal”, “democratic” situation has given way to a stormy, critical, and

unstable situation which can transform itself into a revolutionary, as well as

a counter-revolutionary, situation.

[NOTE: “The Third Period”: According to the Stalinist schema, this was the

“final period of capitalism”, the period of its immediately impending demise

and replacement by soviets. The period is notable for the Communists’

ultra-left and adventurist tactics, notably the concept of social-fascism.]

This alternative depends above all on whether the advanced workers will allow

themselves to be attacked with impunity and defeated bit by bit or will reply

to every blow by two of their own, arousing the courage of the oppressed and

uniting them around their banner. A revolutionary situation does not fall from

the skies. It takes form with the active participation of the revolutionary

class and its party.

The French Stalinists now argue that the militia did not safeguard the German

proletariat from defeat. Only yesterday they completely denied any defeat in

Germany and asserted that the policy of the German Stalinists was correct from

beginning to end. Today, they see the entire evil in the German workers’

militia (Rote Front) [i.e., Red Front Fighters: Communist-dominated militia

banned by the social-democratic government after the Berlin May Day riots of

1929]. Thus, from one error they fall into a diametrically opposite one, no

less monstrous. The militia, in itself, does not settle the question. A correct

policy is necessary. Meanwhile,the policy of Stalinism in Germany (“social

fascism is the chief enemy”), the split in the trade unions, the flirtation

with nationalism, putschism) fatally led to the isolation of the proletarian

vanguard and to its shipwreck. With an utterly worthless strategy, no militia

could have saved the situation.

It is nonsense to say that, in itself, the organization of the militia leads to

adventures, provokes the enemy, replaces the political struggle by physical

struggle, etc. In all these phrases, there is nothing but political cowardice.

The militia, as the strong organization of the vanguard, is in fact the surest

defense against adventures, against individual terrorism, against bloody

spontaneous explosions.

The militia is at the same time the only serious way of reducing to a minimum

the civil war that fascism imposes upon the proletariat. Let the workers,

despite the absence of a “revolutionary situation”, occassionally correct the

“papa’s son” patriots in their own way, and the recruitment of new fascist

bands will become incomparably more difficult.

But here the strategists, tangled in their own reasoning, bring forward against

us still more stupefying arguments. We quote textually:

“If we reply to the revolver shots of the fascists with other revolver shots,”

writes l’Humanité of October 23 [1934], “we lose sight of the fact that fascism

is the product of the capitalist regime and that in fighting against fascism it

is the entire system which we face.”

It is difficult to accumulate in a few lines greater confusion or more errors.

It is impossible to defend oneself against the fascists because they are – “a

product of the capitalist regime”. That means, we have to renounce the whole

struggle, for all contemporary social evils are “products of the capitalist

system”.

When the fascists kill a revolutionist, or burn down the building of a

proletarian newspaper, the workers are to sigh philosophically: “Alas! Murders

and arson are products of the capitalist system”, and go home with easy

consciences. Fatalist prostration is substituted for the militant theory of

Marx, to the sole advantage of the class enemy. The ruin of the petty

bourgeoisie is, of course, the product of capitalism. The growth of the fascist

bands is, in turn, a product of the ruin of the petty bourgeoisie. But on the

other hand, the increase in the misery and the revolt of the proletariat are

also products of capitalism, and the militia, in its turn, is the product of

the sharpening of the class struggle. Why, then, for the “Marxists” of

l’Humanité, are the fascist bands the legitimate product of capitalism and the

workers’ militia the illegitimate product of – the Trotskyists? It is

impossible to make head or tail of this.

“We have to deal with the whole system,” we are told.

How? Over the heads of human beings? The fascists in the different countries

began with their revolvers and ended by destroying the whole “system” of

workers’ organizations. How else to check the armed offensive of the enemy if

not by an armed defense in order, in our turn, to go over to the offensive.

l’Humanité now admits defense in words, but only in the form of “mass

self-defense”. The militia is harmful because, you see, it divides the combat

detachments from the masses. But why then are there independent armed

detachments among the fascists who are not cut off from the reactionary masses

but who, on the contrary, arouse the courage and embolden those masses by their

well-organized attacks? Or perhaps the proletarian mass is inferior in

combative quality to the declassed petty bourgeoisie?

Hopelessly tangled, l’Humanité finally begins to hesitate: it appears that mass

self-defense requires the creation of special “self-defense groups”. In place

of the rejected militia, special groups or detachments are proposed. It would

seem at first sight that there is a difference only in the name. Certainly, the

name proposed by l’Humanité means nothing. One can speak of “mass self-defense”

but it is impossible to speak of “self-defense groups” since the purpose of the

groups is not to defend themselves but the workers’ organizations. However, it

is not, of course, a question of the name. The “self-defense groups”, according

to l’Humanité, must renounce the use of arms in order not to fall into

“putschism”. These sages treat the working-class like an infant who must not be

allowed to hold a razor in his hands. Razors, moreover, are the monopoly, as we

know, of the Camelots du Roi [French monarchists grouped around Charles

Maurras’ newspaper, Action Française, which was violently anti-democratic], who

are a legitimate “product of capitalism” and who, with the aid of razors, have

overthrown the “system” of democracy. In any case, how are the “self-defense

groups” going to defend themselves against the fascist revolvers?

“Ideologically”, of course. In other words: they can hide themselves. Not

having what they require in their hands, they will have to seek “self-defense”

in their feet. And the fascists will in the meanwhile sack the workers’

organizations with impunity. But if the proletariat suffers a terrible defeat,

it will at any rate not have been guilty of “putschism”. This fraudulent

chatter, parading under the banner of “Bolshevism”, arouses only disgust and

loathing.

During the “third period” of happy memory – when the strategists of l’Humanité

were afflicted with barricade delirium, “conquered” the streets every day and

stamped as “social fascist” everyone who did not share their extravagances – we

predicted: “The moment these gentlemen burn the tips of their fingers, they

will become the worst opportunists.” That prediction has now been completely

confirmed. At a time when within the Socialist Party the movement in favor of

the militia is growing and strengthening, the leaders of the so-called

Communist Party run for the hose to cool down the desire of the advanced

workers to organize themselves in fighting columns. Could one imagine a more

demoralizing or more damning work than this?

In the ranks of the Socialist Party sometimes this objection is heard: “A

militia must be formed but there is no need of shouting about it.”

One can only congratulate comrades who wish to protect the practical side of

the business from inquisitive eyes and ears. But it would be much too naive to

think that a militia could be created unseen and secretly within four walls. We

need tens, and later hundreds, of thousands of fighters. They will come only if

millions of men and women workers, and behind them the peasants, understand the

necessity for the militia and create around the volunteers an atmosphere of

ardent sympathy and active support. Conspiratorial care can and must envelop

only the technical aspect of the matter. The political campaign must be openly

developed, in meetings, factories, in the streets and on the public squares.

The fundamental cadres of the militia must be the factory workers grouped

according to their place of work, known to each other and able to protect their

combat detachments against the provocations of enemy agents far more easily and

more surely than the most elevated bureaucrats. Conspirative general staffs

without an open mobilization of the masses will at the moment of danger remain

impotently suspended in midair. Every working-class organization has to plunge

into the job. In this question, there can be no line of demarcation between the

working-class parties and the trade unions. Hand in hand, they must mobilize

the masses. The success of the people militia will then be fully assured.

“But where are the workers going to get arms” object the sober “realists” –

that is to say, frightened philistines – “the enemy has rifles, cannon, tanks,

gas, and airplanes. The workers have a few hundred revolvers and pocket

knives.”

In this objection, everything is piled up to frighten the workers. On the one

hand, our sages identify the arms of the fascists with the armament of the

state. On the other hand, they turn towards the state and demand that it disarm

the fascists. Remarkable logic! In fact, their position is false in both cases.

In France, the fascists are still far from controlling the state. On February

6, they entered in armed conflict with the state police. that is why it is

false to speak of cannon and tanks when it is a matter of the immediate armed

struggle against the fascists. The fascists, of course, are richer than we. It

is easier for them to buy arms. But the workers are more numerous, more

determined, more devoted, when they are conscious of a firm revolutionary

leadership.

In addition to other sources, the workers can arm themselves at the expense of

the fascists by systematically disarming them.

This is now one of the most serious forms of the struggle against fascism. When

workers’ arsenals will begin to stock up at the expense of the fascist arms

depots, the banks nd trusts will be more prudent in financing the armament of

their murderous guards. It would even be possible in this case – but in this

case only – that the alarmed authorities would really begin to prevent the

arming of the fascists in order not to provide an additional sources of arms

for the workers. We have known for a long time that only a revolutionary tactic

engenders, as a by-product, “reforms” or concessions from the government.

But how to disarm the fascists? Naturally, it is impossible to do so with

newspaper articles alone. Fighting squads must be created. An intelligence

service must be established. Thousands of informers and friendly helpers will

volunteer from all sides when they realize that the business has been seriously

undertaken by us. It requires a will to proletarian action.

But the arms of the fascists are, of course, not the only source. In France,

there are more than one million organized workers. Generally speaking, this

number is small. But it is entirely sufficient to make a beginning in the

organization of a workers’ militia. If the parties and unions armed only a

tenth of their members, that would already be a force of 100,000 men. there is

no doubt whatever that the number of volunteers who would come forward on the

morrow of a “united front” appeal for a workers’ militia would far exceed that

number. The contributions of the parties and unions, collections and voluntary

subscriptions, would within a month or two make it possible to assure the

arming of 100,000 to 200,000 working-class fighters. The fascist rabble would

immediately sink its tail between its legs. The whole perspective of

development would become incomparably more favorable.

To invoke the absence of arms or other objective reasons to explain why no

attempt has been made up to now to create a militia, is to fool oneself and

others. The principle obstacle – one can say the only obstacle – has its roots

in the conservative and passive character of the leaders of the workers’

organizations. The skeptics who are the leaders do not believe in the strength

of the proletariat. They put their hope in all sorts of miracles from above

instead of giving a revolutionary outlet to the energies pulsing below. The

socialist workers must compel their leaders to pass over immediately to the

creation of the workers’ militia or else give way to younger, fresher forces.

A strike is inconceivable without propaganda and without agitation. It is also

inconceivable without pickets who, when they can, use persuasion, but when

obliged, use force. The strike is the most elementary form of the class

struggle which always combines, in varying proportions, “ideological” methods

with physical methods. The struggle against fascism is basically a political

struggle which needs a militia just as the strike needs pickets. Basically, the

picket is the embryo of the workers’ militia. He who thinks of renouncing

“physical” struggle must renounce all struggle, for the spirit does not live

without flesh.

Following the splendid phrase of the great military theoretician Clausewitz,

war is the continuation of politics by other means. This definition also fully

applies to civil war. It is impermissable to oppose one to the other since it

is impossible to check at will the political struggle when it transforms

itself, by force of inner necessity, into a political struggle.

The duty of a revolutionary party is to foresee in time the inescapability of

the transformation of politics into open armed conflict, and with all its

forces to prepare for that moment just as the ruling classes are preparing.

The militia detachments for defense against fascism are the first step on the

road to the arming of the proletariat, not the last. Our slogan is:

“Arm the proletariat and the revolutionary peasants!”

The workers’ militia must, in the final analysis, embrace all the toilers. To

fulfill this program completely would be possible only in a workers’ state into

whose hands would pass all the means of production and, consequently, also all

the means of destruction – i.e., all the arms and the factories which produce

them.

However, it is impossible to arrive at a workers’ state with empty hands. Only

political invalids like Renaudel can speak of a peaceful, constitutional road

to socialism. The constitutional road is cut by trenches held by the fascist

bands. There are not a few trenches before us. The bourgeoisie will not

hesitate to resort to a dozen coups d’etat, aided by the police and the army,

to prevent proletariat from coming to power.

[NOTE: Pierre Renaudel (1871–1935): Prior to WWI, socialist leader Jean Jaures’

righthand man and editor of l’Humanité. During the war, a right-wing social

patriot. In the 1930s, he and Marcel Deat led revisionist “neo-socialist”

tendency. Voted down at the July 1933 convention, this tendency split from the

Socialist Party. After the fascist riots of February 6, 1934, most of the

“neos” joined the Radical Party, the main party of French capitalism.]

A workers’ socialist state can be created only by a victorious revolution.

Every revolution is prepared by the march of economic and political

development, but it is always decided by open armed conflicts between hostile

classes. A revolutionary victory can become possible only as a result of long

political agitation, a lengthy period of education and organization of the

masses.

But the armed conflict itself must likewise be prepared long in advance.

The advanced workers must know that they will have to fight and win a struggle

to the death. They must reach out for arms, as a guarantee of their

emancipation.

THE PERSPECTIVE IN THE UNITED STATES

From Some Questions on American Problems, Fourth International, October 1940

~~~

The backwardness of the United State working class is only a relative term.

In very many important respects, it is the most progressive working class of

the world, technically and in its standard of living ...

The American workers are very combative – as we have seen during the strikes.

They have had the most rebellious strikes in the world. What the American

worker misses is a spirit of generalization, or analysis, of his class position

in society as a whole. This lack of social thinking has its origin in the

country’s whole history ...

About fascism.

In all the countries where fascism became victorious, we had, before the growth

of fascism and its victory, a wave of radicalism of the masses – of the workers

and the poorer peasants and farmers, and of the petty bourgeois class. In

Italy, after the war and before 1922, we had a revolutionary wave of tremendous

dimensions; the state was paralyzed, the police did not exist, the trade unions

could do anything they wanted – but there was not party capable of taking the

power. As a reaction came fascism.

In Germany, the same. We had a revolutionary situation in 1918; the bourgeois

class did not even ask to participate in the power. The social democrats

paralyzed the revolution. Then the workers tried again in 1922–23–24. This was

the time of the bankruptcy of the Communist Party – all of which we have gone

into before. Then in 1929–30–31, the German workers began again a new

revolutionary wave. There was a tremendous power in the Communists and in the

trade unions, but then came the famous policy (on the part of the Stalinist

movement) of social fascism, a policy invented to paralyze the working class.

Only after these three tremendous waves did fascism become a big movement.

There are no exceptions to this rule – fascism comes only when the working

class shows complete incapacity to take into its own hands the fate of

society.

In the United States you will have the same thing. Already, there are fascist

elements, and they have, of course, the examples of Italy and germany. They

will, therefore, work in a more rapid tempo. But you also have the examples of

other countries. The next historic wave in the United States will be the wave

of radicalism of the masses, not fascism. Of course, the war can hinder the

radicalization for some time, but then it will give to the radicalization a

more tremendous tempo and swing.

We must not identify war dictatorship – the dictatorship of the military

machine, of the staff, of finance capital – with a fascist dictatorship. For

the latter, there is first necessary a feeling of desperation of large masses

of the people. When the revolutionary parties betray them, when the vanguard of

workers shows it incapacity to lead the people to victory – then the farmers,

the small business men, the unemployed, the soldiers, etc., become capable of

supporting a fascist movement, but only then.

A military dictatorship is purely a bureaucratic institution, reinforced by the

military machine and based upon the disorientation of the people and their

submission to it. After some time their feelings can change and they can become

rebellious against the dictatorship.

BUILD THE REVOLUTIONARY PARTY!

~~~

In every discussion of political topics the question arises:

Shall we succeed in creating a strong party for the moment when the crisis

comes? Might not fascism anticipate us? Isn’t a fascist stage of development

inevitable?

The successes of fascism easily make people lose all perspective, lead them to

forget the actual conditions which made the strengthening and the victory of

fascism possible. Yet a clear understanding of these conditions is of especial

importance to the workers of he United States. We may set it down as a

historical law: fascism was able to conquer only in those countries where the

conservative labor parties prevented the proletariat from utilizing the

revolutionary situation and seizing power. In Germany two revolutionary

situations were involved: 1918–1919 and 1923–1924. Even in 1929, a direct

struggle for power on the part of the proletariat was still possible. In all

these three cases, the social democracy and the Comintern [the Stalinists]

criminally and viciously disrupted the conquest of power and thereby placed

society in an impasse. Only under these conditions and in this situation did

the stormy rise of fascism and its gaining of power prove possible.

~~~

Insofar as the proletariat proves incapable, at a given stage, of conquering

power, imperialism begins regulating economic life with its own methods; the

fascist party which becomes the state power is the political mechanism. The

productive forces are in irreconcilable contradiction not only with private

property but also with national state boundaries. Imperialism is the very

expression of this contradiction. Imperialist capitalism seeks to solve this

contradiction through an extension of boundaries, seizure of new territories,

and so on. The totalitarian state, subjecting all aspects of economic,

political, and cultural life to finance capital, is the instrument for creating

a supernationalist state, an imperialist empire, the rule over continents, the

rule over the whole world.

All these traits of freedom we have analyzed, each one by itself and all of

them in their totality, to the extent that they became manifest or came to the

forefront.

Both theoretical analysis as well as the rich historical experience of the last

quarter of a century have demonstrated with equal force that fascism is each

time the final link of a specific political cycle composed of the following:

the gravest crisis of capitalist society; the growth of the radicalization of

the working class; the growth of sympathy toward the working class, and a

yearning for change on the part of the rural and urban petty bourgeoisie; the

extreme confusion of the big bourgeoisie; its cowardly and treacherous

maneuvers aimed at avoiding the revolutionary climax; the exhaustion of the

proletariat; growing confusion and indifference; the aggravation of the social

crisis; the despair of the petty bourgeoisie, its yearning for change; the

collective neurosis of the petty bourgeoisie, its readiness to believe in

miracles, its readiness for violent measures; the growth of hostility towards

the proletariat, which has deceived its expectations. These are the premises

for a swift formation of a fascist party and its victory.

It is quite self-evident that the radicalization of the working class in the

United States has passed through only its initial phases, almost exclusively,

in the sphere of the trade union movement (the CIO). The prewar period, and

then the war itself, may temporarily interrupt this process of radicalization,

especially if a considerable number of workers are absorbed into war industry.

But this interruption of the process of radicalization cannot be of a long

duration. The second stage of radicalization will assume a more sharply

expressive character. The problem of forming an independent labor party will be

put on the order of the day. Our transitional demands will gain great

popularity. On the other hand, the fascist, reactionary tendencies will

withdraw to the background, assuming a defensive position, awaiting a more

favorable moment. This is the nearest perspective. No occupation is more

completely unworthy than that of speculating whether or not we shall succeed in

creating a powerful revolutionary leader-party. Ahead lies a favorable

perspective, providing all the justification for revolutionary activism. It is

necessary to utilize the opportunities which are opening up and to build the

revolutionary party.

Footnote by MIA

A. This paragraph did not appear in the edition of the pmphlet used to digitise

this text. However, it has appeared in other editions.