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Internet Engineering Task Force (IETF) C. Newman Request for Comments: 8437 Oracle Updates: 3501 August 2018 Category: Standards Track ISSN: 2070-1721 IMAP UNAUTHENTICATE Extension for Connection Reuse Abstract This specification extends the Internet Message Access Protocol (IMAP) to allow an administrative client to reuse the same IMAP connection on behalf of multiple IMAP user identities. Status of This Memo This is an Internet Standards Track document. This document is a product of the Internet Engineering Task Force (IETF). It represents the consensus of the IETF community. It has received public review and has been approved for publication by the Internet Engineering Steering Group (IESG). Further information on Internet Standards is available in Section 2 of RFC 7841. Information about the current status of this document, any errata, and how to provide feedback on it may be obtained at https://www.rfc-editor.org/info/rfc8437. Copyright Notice Copyright (c) 2018 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (https://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License. Newman Standards Track [Page 1] RFC 8437 IMAP UNAUTHENTICATE for Connection Reuse August 2018 Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 2 2. Conventions Used in This Document . . . . . . . . . . . . . . 2 3. UNAUTHENTICATE Command . . . . . . . . . . . . . . . . . . . 3 4. Interactions . . . . . . . . . . . . . . . . . . . . . . . . 4 4.1. Stateful Extensions . . . . . . . . . . . . . . . . . . . 4 4.2. Client Certificates, SASL EXTERNAL, and imaps . . . . . . 5 5. Revised State Machine . . . . . . . . . . . . . . . . . . . . 6 6. Formal Syntax . . . . . . . . . . . . . . . . . . . . . . . . 7 7. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 7 8. Security Considerations . . . . . . . . . . . . . . . . . . . 7 9. Privacy Considerations . . . . . . . . . . . . . . . . . . . 8 10. References . . . . . . . . . . . . . . . . . . . . . . . . . 8 10.1. Normative References . . . . . . . . . . . . . . . . . . 8 10.2. Informative References . . . . . . . . . . . . . . . . . 9 Appendix A. Design Considerations . . . . . . . . . . . . . . . 11 Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . 11 Author's Address . . . . . . . . . . . . . . . . . . . . . . . . 11 1. Introduction Modern IMAP [RFC3501] server deployments often have peer systems with administrative privilege that perform actions on behalf of IMAP end users. For example, a voicemail gateway can use IMAP to store a user's voicemail and mark that voicemail as \Seen when the user listens to it via the phone interface. These systems can issue the IMAP AUTHENTICATE command with administrative credentials to act on behalf of other users. However, with the IMAP base specification, these specialized IMAP clients must close the connection and create a new connection for each user. For efficiency reasons, it is desirable for these clients to reuse the same connection, particularly if SSL has been negotiated. This specification proposes the UNAUTHENTICATE command to achieve this goal. The IMAP state machine described in Section 3 of RFC 3501 does not have a transition from authenticated or selected state to not authenticated state. The UNAUTHENTICATE command adds this transition. 2. Conventions Used in This Document The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all capitals, as shown here. Newman Standards Track [Page 2] RFC 8437 IMAP UNAUTHENTICATE for Connection Reuse August 2018 3. UNAUTHENTICATE Command Arguments: None Responses: No specific response for this command Result: OK - Completed, now in not authenticated state BAD - Command unknown or arguments invalid This command directs the server to reset all connection state except for the state of the TLS [RFC8446] layer. Upon completion, the server connection is placed in not authenticated state. This represents Transition 7 in the State Machine Diagram (Section 5). If a mailbox was selected, the mailbox ceases to be selected, but no expunge event is generated. If a Simple Authentication and Security Layer (SASL) [RFC4422] was active, the server terminates its outgoing security layer immediately after sending the CRLF following the OK response. The client's outgoing security layer terminates immediately after the CRLF following the UNAUTHENTICATE command. Note that a BAD response only occurs if UNAUTHENTICATE is issued in an invalid state, is not advertised by the server, or does not follow the command syntax in the specification. A NO response is not permitted. As a result, specification-compliant implementations will interoperate across security layer termination. After sending this command, the client is free to issue a new AUTHENTICATE or LOGIN command as permitted based on the server's capabilities. If no SASL security layer was active, the client is permitted to pipeline the UNAUTHENTICATE command with a subsequent AUTHENTICATE command. If the IMAP server also advertises SASL-IR [RFC4959], this permits an administrative client to re-authenticate in one round trip. Because of this pipelining optimization, a server advertising UNAUTHENTICATE is not permitted to respond to the UNAUTHENTICATE command with a NO response if it is unable to reset the state associated with the connection. Servers MAY close the connection with an untagged BYE response if this preferably rare situation occurs. Servers MAY choose to advertise the UNAUTHENTICATE capability only after authentication has completed. As a result, clients may need to issue an IMAP CAPABILITY command after authentication in order to determine the availability of UNAUTHENTICATE. Newman Standards Track [Page 3] RFC 8437 IMAP UNAUTHENTICATE for Connection Reuse August 2018 The IMAP ID [RFC2971] command provides properties about the client primarily for use in server log or audit files. Because IMAP ID is not related to application authentication or user identity in any way, and caching it for the duration of the client connection can be useful, the interaction between IMAP ID and the UNAUTHENTICATE command is defined by the implementation. 4. Interactions This section describes interactions between this extension and other IMAP extensions or usage models. 4.1. Stateful Extensions The connection state for the following list of IMAP extensions MUST be reset if both a) the specified extension is advertised and b) the UNAUTHENTICATE command is advertised and used. This list may not be complete; the requirement to reset the connection state applies to all current and future extensions except STARTTLS and ID. Additional requirements apply to specific stateful extensions as follows: o Cached identity information, such as group memberships, that are used to evaluate access control lists [RFC4314] MUST be reset. o After an UNAUTHENTICATE command is issued, CONDSTORE servers [RFC7162] MUST behave as if no CONDSTORE-enabling command was issued. o If IMAP COMPRESS [RFC4978] is active, the server terminates its outgoing compression layer after it sends the CRLF following the OK response. The client terminates its outgoing compression layer after the CRLF following the UNAUTHENTICATE command. When it matters, the compression layer terminates before a SASL layer terminates. o Any extensions enabled by the IMAP ENABLE [RFC5161] command cease to be enabled when the UNAUTHENTICATE command is issued. This includes, but is not limited to, CONDSTORE [RFC7162], QRESYNC [RFC7162], METADATA [RFC5464], METADATA-SERVER [RFC5464], and UTF8=ACCEPT [RFC6855]. o A server advertising SEARCHRES [RFC5182] discards any saved search results so that '