💾 Archived View for gemini.bortzmeyer.org › rfc-mirror › rfc5202.txt captured on 2023-09-28 at 19:51:56.
⬅️ Previous capture (2021-11-30)
-=-=-=-=-=-=-
Network Working Group P. Jokela
Request for Comments: 5202 Ericsson Research NomadicLab
Category: Experimental R. Moskowitz
ICSAlabs
P. Nikander
Ericsson Research NomadicLab
April 2008
Using the Encapsulating Security Payload (ESP) Transport Format with the
Host Identity Protocol (HIP)
Status of This Memo
This memo defines an Experimental Protocol for the Internet
community. It does not specify an Internet standard of any kind.
Discussion and suggestions for improvement are requested.
Distribution of this memo is unlimited.
IESG Note
The following issues describe IESG concerns about this document. The
IESG expects that these issues will be addressed when future versions
of HIP are designed.
In case of complex Security Policy Databases (SPDs) and the co-
existence of HIP and security-related protocols such as IKE,
implementors may encounter conditions that are unspecified in these
documents. For example, when the SPD defines an IP address subnet to
be protected and a HIP host is residing in that IP address area,
there is a possibility that the communication is encrypted multiple
times. Readers are advised to pay special attention when running HIP
with complex SPD settings. Future specifications should clearly
define when multiple encryption is intended, and when it should be
avoided.
Abstract
This memo specifies an Encapsulated Security Payload (ESP) based
mechanism for transmission of user data packets, to be used with the
Host Identity Protocol (HIP).
Jokela, et al. Experimental [Page 1]
RFC 5202 Using the ESP Transport Format with HIP April 2008
Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3
2. Conventions Used in This Document . . . . . . . . . . . . . . 3
3. Using ESP with HIP . . . . . . . . . . . . . . . . . . . . . . 4
3.1. ESP Packet Format . . . . . . . . . . . . . . . . . . . . 4
3.2. Conceptual ESP Packet Processing . . . . . . . . . . . . . 4
3.2.1. Semantics of the Security Parameter Index (SPI) . . . 5
3.3. Security Association Establishment and Maintenance . . . . 6
3.3.1. ESP Security Associations . . . . . . . . . . . . . . 6
3.3.2. Rekeying . . . . . . . . . . . . . . . . . . . . . . . 6
3.3.3. Security Association Management . . . . . . . . . . . 7
3.3.4. Security Parameter Index (SPI) . . . . . . . . . . . . 7
3.3.5. Supported Transforms . . . . . . . . . . . . . . . . . 7
3.3.6. Sequence Number . . . . . . . . . . . . . . . . . . . 8
3.3.7. Lifetimes and Timers . . . . . . . . . . . . . . . . . 8
3.4. IPsec and HIP ESP Implementation Considerations . . . . . 8
4. The Protocol . . . . . . . . . . . . . . . . . . . . . . . . . 9
4.1. ESP in HIP . . . . . . . . . . . . . . . . . . . . . . . . 9
4.1.1. Setting Up an ESP Security Association . . . . . . . . 9
4.1.2. Updating an Existing ESP SA . . . . . . . . . . . . . 10
5. Parameter and Packet Formats . . . . . . . . . . . . . . . . . 10
5.1. New Parameters . . . . . . . . . . . . . . . . . . . . . . 11
5.1.1. ESP_INFO . . . . . . . . . . . . . . . . . . . . . . . 11
5.1.2. ESP_TRANSFORM . . . . . . . . . . . . . . . . . . . . 13
5.1.3. NOTIFY Parameter . . . . . . . . . . . . . . . . . . . 14
5.2. HIP ESP Security Association Setup . . . . . . . . . . . . 14
5.2.1. Setup During Base Exchange . . . . . . . . . . . . . . 14
5.3. HIP ESP Rekeying . . . . . . . . . . . . . . . . . . . . . 16
5.3.1. Initializing Rekeying . . . . . . . . . . . . . . . . 16
5.3.2. Responding to the Rekeying Initialization . . . . . . 17
5.4. ICMP Messages . . . . . . . . . . . . . . . . . . . . . . 17
5.4.1. Unknown SPI . . . . . . . . . . . . . . . . . . . . . 17
6. Packet Processing . . . . . . . . . . . . . . . . . . . . . . 18
6.1. Processing Outgoing Application Data . . . . . . . . . . . 18
6.2. Processing Incoming Application Data . . . . . . . . . . . 19
6.3. HMAC and SIGNATURE Calculation and Verification . . . . . 19
6.4. Processing Incoming ESP SA Initialization (R1) . . . . . . 19
6.5. Processing Incoming Initialization Reply (I2) . . . . . . 20
6.6. Processing Incoming ESP SA Setup Finalization (R2) . . . . 20
6.7. Dropping HIP Associations . . . . . . . . . . . . . . . . 20
6.8. Initiating ESP SA Rekeying . . . . . . . . . . . . . . . . 20
6.9. Processing Incoming UPDATE Packets . . . . . . . . . . . . 22
6.9.1. Processing UPDATE Packet: No Outstanding Rekeying
Request . . . . . . . . . . . . . . . . . . . . . . . 22
6.10. Finalizing Rekeying . . . . . . . . . . . . . . . . . . . 23
6.11. Processing NOTIFY Packets . . . . . . . . . . . . . . . . 24
7. Keying Material . . . . . . . . . . . . . . . . . . . . . . . 24
Jokela, et al. Experimental [Page 2]
RFC 5202 Using the ESP Transport Format with HIP April 2008
8. Security Considerations . . . . . . . . . . . . . . . . . . . 25
9. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 25
10. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 26
11. References . . . . . . . . . . . . . . . . . . . . . . . . . . 26
11.1. Normative references . . . . . . . . . . . . . . . . . . . 26
11.2. Informative references . . . . . . . . . . . . . . . . . . 26
Appendix A. A Note on Implementation Options . . . . . . . . . . 28
1. Introduction
In the Host Identity Protocol Architecture [RFC4423], hosts are
identified with public keys. The Host Identity Protocol [RFC5201]
base exchange allows any two HIP-supporting hosts to authenticate
each other and to create a HIP association between themselves.
During the base exchange, the hosts generate a piece of shared keying
material using an authenticated Diffie-Hellman exchange.
The HIP base exchange specification [RFC5201] does not describe any
transport formats or methods for user data to be used during the
actual communication; it only defines that it is mandatory to
implement the Encapsulated Security Payload (ESP) [RFC4303] based
transport format and method. This document specifies how ESP is used
with HIP to carry actual user data.
To be more specific, this document specifies a set of HIP protocol
extensions and their handling. Using these extensions, a pair of ESP
Security Associations (SAs) is created between the hosts during the
base exchange. The resulting ESP Security Associations use keys
drawn from the keying material (KEYMAT) generated during the base
exchange. After the HIP association and required ESP SAs have been
established between the hosts, the user data communication is
protected using ESP. In addition, this document specifies methods to
update an existing ESP Security Association.
It should be noted that representations of Host Identity are not
carried explicitly in the headers of user data packets. Instead, the
ESP Security Parameter Index (SPI) is used to indicate the right host
context. The SPIs are selected during the HIP ESP setup exchange.
For user data packets, ESP SPIs (in possible combination with IP
addresses) are used indirectly to identify the host context, thereby
avoiding any additional explicit protocol headers.
2. Conventions Used in This Document
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in RFC 2119 [RFC2119].
Jokela, et al. Experimental [Page 3]
RFC 5202 Using the ESP Transport Format with HIP April 2008
3. Using ESP with HIP
The HIP base exchange is used to set up a HIP association between two
hosts. The base exchange provides two-way host authentication and
key material generation, but it does not provide any means for
protecting data communication between the hosts. In this document,
we specify the use of ESP for protecting user data traffic after the
HIP base exchange. Note that this use of ESP is intended only for
host-to-host traffic; security gateways are not supported.
To support ESP use, the HIP base exchange messages require some minor
additions to the parameters transported. In the R1 packet, the
Responder adds the possible ESP transforms in a new ESP_TRANSFORM
parameter before sending it to the Initiator. The Initiator gets the
proposed transforms, selects one of those proposed transforms, and
adds it to the I2 packet in an ESP_TRANSFORM parameter. In this I2
packet, the Initiator also sends the SPI value that it wants to be
used for ESP traffic flowing from the Responder to the Initiator.
This information is carried using the new ESP_INFO parameter. When
finalizing the ESP SA setup, the Responder sends its SPI value to the
Initiator in the R2 packet, again using ESP_INFO.
3.1. ESP Packet Format
The ESP specification [RFC4303] defines the ESP packet format for
IPsec. The HIP ESP packet looks exactly the same as the IPsec ESP
transport format packet. The semantics, however, are a bit different
and are described in more detail in the next subsection.
3.2. Conceptual ESP Packet Processing
ESP packet processing can be implemented in different ways in HIP.
It is possible to implement it in a way that a standards compliant,
unmodified IPsec implementation [RFC4303] can be used.
When a standards compliant IPsec implementation that uses IP
addresses in the SPD and Security Association Database (SAD) is used,
the packet processing may take the following steps. For outgoing
packets, assuming that the upper-layer pseudoheader has been built
using IP addresses, the implementation recalculates upper-layer
checksums using Host Identity Tags (HITs) and, after that, changes
the packet source and destination addresses back to corresponding IP
addresses. The packet is sent to the IPsec ESP for transport mode
handling and from there the encrypted packet is sent to the network.
When an ESP packet is received, the packet is first put to the IPsec
ESP transport mode handling, and after decryption, the source and
Jokela, et al. Experimental [Page 4]
RFC 5202 Using the ESP Transport Format with HIP April 2008
destination IP addresses are replaced with HITs and finally, upper-
layer checksums are verified before passing the packet to the upper
layer.
An alternative way to implement packet processing is the BEET (Bound
End-to-End Tunnel) [ESP-BEET] mode. In BEET mode, the ESP packet is
formatted as a transport mode packet, but the semantics of the
connection are the same as for tunnel mode. The "outer" addresses of
the packet are the IP addresses and the "inner" addresses are the
HITs. For outgoing traffic, after the packet has been encrypted, the
packet's IP header is changed to a new one that contains IP addresses
instead of HITs, and the packet is sent to the network. When the ESP
packet is received, the SPI value, together with the integrity
protection, allow the packet to be securely associated with the right
HIT pair. The packet header is replaced with a new header containing
HITs, and the packet is decrypted.
3.2.1. Semantics of the Security Parameter Index (SPI)
SPIs are used in ESP to find the right Security Association for
received packets. The ESP SPIs have added significance when used
with HIP; they are a compressed representation of a pair of HITs.
Thus, SPIs MAY be used by intermediary systems in providing services
like address mapping. Note that since the SPI has significance at
the receiver, only the < DST, SPI >, where DST is a destination IP
address, uniquely identifies the receiver HIT at any given point of
time. The same SPI value may be used by several hosts. A single
< DST, SPI > value may denote different hosts and contexts at
different points of time, depending on the host that is currently
reachable at the DST.
Each host selects for itself the SPI it wants to see in packets
received from its peer. This allows it to select different SPIs for
different peers. The SPI selection SHOULD be random; the rules of
Section 2.1 of the ESP specification [RFC4303] must be followed. A
different SPI SHOULD be used for each HIP exchange with a particular
host; this is to avoid a replay attack. Additionally, when a host
rekeys, the SPI MUST be changed. Furthermore, if a host changes over
to use a different IP address, it MAY change the SPI.
One method for SPI creation that meets the above criteria would be to
concatenate the HIT with a 32-bit random or sequential number, hash
this (using SHA1), and then use the high-order 32 bits as the SPI.
The selected SPI is communicated to the peer in the third (I2) and
fourth (R2) packets of the base HIP exchange. Changes in SPI are
signaled with ESP_INFO parameters.
Jokela, et al. Experimental [Page 5]
RFC 5202 Using the ESP Transport Format with HIP April 2008
3.3. Security Association Establishment and Maintenance
3.3.1. ESP Security Associations
In HIP, ESP Security Associations are setup between the HIP nodes
during the base exchange [RFC5201]. Existing ESP SAs can be updated
later using UPDATE messages. The reason for updating the ESP SA
later can be, for example, a need for rekeying the SA because of
sequence number rollover.
Upon setting up a HIP association, each association is linked to two
ESP SAs, one for incoming packets and one for outgoing packets. The
Initiator's incoming SA corresponds with the Responder's outgoing
one, and vice versa. The Initiator defines the SPI for its incoming
association, as defined in Section 3.2.1. This SA is herein called
SA-RI, and the corresponding SPI is called SPI-RI. Respectively, the
Responder's incoming SA corresponds with the Initiator's outgoing SA
and is called SA-IR, with the SPI being called SPI-IR.
The Initiator creates SA-RI as a part of R1 processing, before
sending out the I2, as explained in Section 6.4. The keys are
derived from KEYMAT, as defined in Section 7. The Responder creates
SA-RI as a part of I2 processing; see Section 6.5.
The Responder creates SA-IR as a part of I2 processing, before
sending out R2; see Section 6.5. The Initiator creates SA-IR when
processing R2; see Section 6.6.
The initial session keys are drawn from the generated keying
material, KEYMAT, after the HIP keys have been drawn as specified in
[RFC5201].
When the HIP association is removed, the related ESP SAs MUST also be
removed.
3.3.2. Rekeying
After the initial HIP base exchange and SA establishment, both hosts
are in the ESTABLISHED state. There are no longer Initiator and
Responder roles and the association is symmetric. In this
subsection, the party that initiates the rekey procedure is denoted
with I' and the peer with R'.
An existing HIP-created ESP SA may need updating during the lifetime
of the HIP association. This document specifies the rekeying of an
existing HIP-created ESP SA, using the UPDATE message. The ESP_INFO
parameter introduced above is used for this purpose.
Jokela, et al. Experimental [Page 6]
RFC 5202 Using the ESP Transport Format with HIP April 2008
I' initiates the ESP SA updating process when needed (see
Section 6.8). It creates an UPDATE packet with required information
and sends it to the peer node. The old SAs are still in use, local
policy permitting.
R', after receiving and processing the UPDATE (see Section 6.9),
generates new SAs: SA-I'R' and SA-R'I'. It does not take the new
outgoing SA into use, but still uses the old one, so there
temporarily exists two SA pairs towards the same peer host. The SPI
for the new outgoing SA, SPI-R'I', is specified in the received
ESP_INFO parameter in the UPDATE packet. For the new incoming SA, R'
generates the new SPI value, SPI-I'R', and includes it in the
response UPDATE packet.
When I' receives a response UPDATE from R', it generates new SAs, as
described in Section 6.9: SA-I'R' and SA-R'I'. It starts using the
new outgoing SA immediately.
R' starts using the new outgoing SA when it receives traffic on the
new incoming SA or when it receives the UPDATE ACK confirming
completion of rekeying. After this, R' can remove the old SAs.
Similarly, when the I' receives traffic from the new incoming SA, it
can safely remove the old SAs.
3.3.3. Security Association Management
An SA pair is indexed by the 2 SPIs and 2 HITs (both local and remote
HITs since a system can have more than one HIT). An inactivity timer
is RECOMMENDED for all SAs. If the state dictates the deletion of an
SA, a timer is set to allow for any late arriving packets.
3.3.4. Security Parameter Index (SPI)
The SPIs in ESP provide a simple compression of the HIP data from all
packets after the HIP exchange. This does require a per HIT-pair
Security Association (and SPI), and a decrease of policy granularity
over other Key Management Protocols like IKE.
When a host updates the ESP SA, it provides a new inbound SPI to and
gets a new outbound SPI from its partner.
3.3.5. Supported Transforms
All HIP implementations MUST support AES-CBC [RFC3602] and HMAC-SHA-
1-96 [RFC2404]. If the Initiator does not support any of the
transforms offered by the Responder, it should abandon the
negotiation and inform the peer with a NOTIFY message about a non-
supported transform.
Jokela, et al. Experimental [Page 7]
RFC 5202 Using the ESP Transport Format with HIP April 2008
In addition to AES-CBC, all implementations MUST implement the ESP
NULL encryption algorithm. When the ESP NULL encryption is used, it
MUST be used together with SHA1 or MD5 authentication as specified in
Section 5.1.2
3.3.6. Sequence Number
The Sequence Number field is MANDATORY when ESP is used with HIP.
Anti-replay protection MUST be used in an ESP SA established with
HIP. When ESP is used with HIP, a 64-bit sequence number MUST be
used. This means that each host MUST rekey before its sequence
number reaches 2^64.
When using a 64-bit sequence number, the higher 32 bits are NOT
included in the ESP header, but are simply kept local to both peers.
See [RFC4301].
3.3.7. Lifetimes and Timers
HIP does not negotiate any lifetimes. All ESP lifetimes are local
policy. The only lifetimes a HIP implementation MUST support are
sequence number rollover (for replay protection), and SHOULD support
timing out inactive ESP SAs. An SA times out if no packets are
received using that SA. The default timeout value is 15 minutes.
Implementations MAY support lifetimes for the various ESP transforms.
Each implementation SHOULD implement per-HIT configuration of the
inactivity timeout, allowing statically configured HIP associations
to stay alive for days, even when inactive.
3.4. IPsec and HIP ESP Implementation Considerations
When HIP is run on a node where a standards compliant IPsec is used,
some issues have to be considered.
The HIP implementation must be able to co-exist with other IPsec
keying protocols. When the HIP implementation selects the SPI value,
it may lead to a collision if not implemented properly. To avoid the
possibility for a collision, the HIP implementation MUST ensure that
the SPI values used for HIP SAs are not used for IPsec or other SAs,
and vice versa.
For outbound traffic, the SPD or (coordinated) SPDs if there are two
(one for HIP and one for IPsec) MUST ensure that packets intended for
HIP processing are given a HIP-enabled SA and that packets intended
for IPsec processing are given an IPsec-enabled SA. The SP then MUST
be bound to the matching SA and non-HIP packets will not be processed
by this SA. Data originating from a socket that is not using HIP
MUST NOT have checksum recalculated (as described in Section 3.2,
Jokela, et al. Experimental [Page 8]
RFC 5202 Using the ESP Transport Format with HIP April 2008
paragraph 2) and data MUST NOT be passed to the SP or SA created by
the HIP.
Incoming data packets using an SA that is not negotiated by HIP MUST
NOT be processed as described in Section 3.2, paragraph 2. The SPI
will identify the correct SA for packet decryption and MUST be used
to identify that the packet has an upper-layer checksum that is
calculated as specified in [RFC5201].
4. The Protocol
In this section, the protocol for setting up an ESP association to be
used with HIP association is described.
4.1. ESP in HIP
4.1.1. Setting Up an ESP Security Association
Setting up an ESP Security Association between hosts using HIP
consists of three messages passed between the hosts. The parameters
are included in R1, I2, and R2 messages during base exchange.
Initiator Responder
I1
---------------------------------->
R1: ESP_TRANSFORM
<----------------------------------
I2: ESP_TRANSFORM, ESP_INFO
---------------------------------->
R2: ESP_INFO
<----------------------------------
Setting up an ESP Security Association between HIP hosts requires
three messages to exchange the information that is required during an
ESP communication.
The R1 message contains the ESP_TRANSFORM parameter, in which the
sending host defines the possible ESP transforms it is willing to use
for the ESP SA.
The I2 message contains the response to an ESP_TRANSFORM received in
the R1 message. The sender must select one of the proposed ESP
transforms from the ESP_TRANSFORM parameter in the R1 message and
include the selected one in the ESP_TRANSFORM parameter in the I2
Jokela, et al. Experimental [Page 9]
RFC 5202 Using the ESP Transport Format with HIP April 2008
packet. In addition to the transform, the host includes the ESP_INFO
parameter containing the SPI value to be used by the peer host.
In the R2 message, the ESP SA setup is finalized. The packet
contains the SPI information required by the Initiator for the ESP
SA.
4.1.2. Updating an Existing ESP SA
The update process is accomplished using two messages. The HIP
UPDATE message is used to update the parameters of an existing ESP
SA. The UPDATE mechanism and message is defined in [RFC5201], and
the additional parameters for updating an existing ESP SA are
described here.
The following picture shows a typical exchange when an existing ESP
SA is updated. Messages include SEQ and ACK parameters required by
the UPDATE mechanism.
H1 H2
UPDATE: SEQ, ESP_INFO [, DIFFIE_HELLMAN]
----------------------------------------------------->
UPDATE: SEQ, ACK, ESP_INFO [, DIFFIE_HELLMAN]
<-----------------------------------------------------
UPDATE: ACK
----------------------------------------------------->
The host willing to update the ESP SA creates and sends an UPDATE
message. The message contains the ESP_INFO parameter containing the
old SPI value that was used, the new SPI value to be used, and the
index value for the keying material, giving the point from where the
next keys will be drawn. If new keying material must be generated,
the UPDATE message will also contain the DIFFIE_HELLMAN parameter
defined in [RFC5201].
The host receiving the UPDATE message requesting update of an
existing ESP SA MUST reply with an UPDATE message. In the reply
message, the host sends the ESP_INFO parameter containing the
corresponding values: old SPI, new SPI, and the keying material
index. If the incoming UPDATE contained a DIFFIE_HELLMAN parameter,
the reply packet MUST also contain a DIFFIE_HELLMAN parameter.
5. Parameter and Packet Formats
In this section, new and modified HIP parameters are presented, as
well as modified HIP packets.
Jokela, et al. Experimental [Page 10]
RFC 5202 Using the ESP Transport Format with HIP April 2008
5.1. New Parameters
Two new HIP parameters are defined for setting up ESP transport
format associations in HIP communication and for rekeying existing
ones. Also, the NOTIFY parameter, described in [RFC5201], has two
new error parameters.
Parameter Type Length Data
ESP_INFO 65 12 Remote's old SPI,
new SPI, and other info
ESP_TRANSFORM 4095 variable ESP Encryption and
Authentication Transform(s)
5.1.1. ESP_INFO
During the establishment and update of an ESP SA, the SPI value of
both hosts must be transmitted between the hosts. During the
establishment and update of an ESP SA, the SPI value of both hosts
must be transmitted between the hosts. In addition, hosts need the
index value to the KEYMAT when they are drawing keys from the
generated keying material. The ESP_INFO parameter is used to
transmit the SPI values and the KEYMAT index information between the
hosts.
During the initial ESP SA setup, the hosts send the SPI value that
they want the peer to use when sending ESP data to them. The value
is set in the NEW SPI field of the ESP_INFO parameter. In the
initial setup, an old value for the SPI does not exist, thus the OLD
SPI value field is set to zero. The OLD SPI field value may also be
zero when additional SAs are set up between HIP hosts, e.g., in case
of multihomed HIP hosts [RFC5206]. However, such use is beyond the
scope of this specification.
RFC 4301 [RFC4301] describes how to establish multiple SAs to
properly support QoS. If different classes of traffic (distinguished
by Differentiated Services Code Point (DSCP) bits [RFC3474],
[RFC3260]) are sent on the same SA, and if the receiver is employing
the optional anti-replay feature available in ESP, this could result
in inappropriate discarding of lower priority packets due to the
windowing mechanism used by this feature. Therefore, a sender SHOULD
put traffic of different classes but with the same selector values on
different SAs to support Quality of Service (QoS) appropriately. To
permit this, the implementation MUST permit establishment and
maintenance of multiple SAs between a given sender and receiver with
the same selectors. Distribution of traffic among these parallel SAs
to support QoS is locally determined by the sender and is not
negotiated by HIP. The receiver MUST process the packets from the
Jokela, et al. Experimental [Page 11]
RFC 5202 Using the ESP Transport Format with HIP April 2008
different SAs without prejudice. It is possible that the DSCP value
changes en route, but this should not cause problems with respect to
IPsec processing since the value is not employed for SA selection and
MUST NOT be checked as part of SA/packet validation.
The KEYMAT index value points to the place in the KEYMAT from where
the keying material for the ESP SAs is drawn. The KEYMAT index value
is zero only when the ESP_INFO is sent during a rekeying process and
new keying material is generated.
During the life of an SA established by HIP, one of the hosts may
need to reset the Sequence Number to one and rekey. The reason for
rekeying might be an approaching sequence number wrap in ESP, or a
local policy on use of a key. Rekeying ends the current SAs and
starts new ones on both peers.
During the rekeying process, the ESP_INFO parameter is used to
transmit the changed SPI values and the keying material index.
0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Reserved | KEYMAT Index |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| OLD SPI |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| NEW SPI |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Type 65
Length 12
KEYMAT Index Index, in bytes, where to continue to draw ESP keys
from KEYMAT. If the packet includes a new
Diffie-Hellman key and the ESP_INFO is sent in an
UPDATE packet, the field MUST be zero. If the
ESP_INFO is included in base exchange messages, the
KEYMAT Index must have the index value of the point
from where the ESP SA keys are drawn. Note that the
length of this field limits the amount of
keying material that can be drawn from KEYMAT. If
that amount is exceeded, the packet MUST contain
a new Diffie-Hellman key.
OLD SPI old SPI for data sent to address(es) associated
with this SA. If this is an initial SA setup, the
OLD SPI value is zero.
Jokela, et al. Experimental [Page 12]
RFC 5202 Using the ESP Transport Format with HIP April 2008
NEW SPI new SPI for data sent to address(es) associated
with this SA.
5.1.2. ESP_TRANSFORM
The ESP_TRANSFORM parameter is used during ESP SA establishment. The
first party sends a selection of transform families in the
ESP_TRANSFORM parameter, and the peer must select one of the proposed
values and include it in the response ESP_TRANSFORM parameter.
0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Reserved | Suite ID #1 |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Suite ID #2 | Suite ID #3 |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Suite ID #n | Padding |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Type 4095
Length length in octets, excluding Type, Length, and
padding
Reserved zero when sent, ignored when received
Suite ID defines the ESP Suite to be used
The following Suite IDs are defined in RFC 5201 [RFC5201]:
Suite ID Value
RESERVED 0
AES-CBC with HMAC-SHA1 1
3DES-CBC with HMAC-SHA1 2
3DES-CBC with HMAC-MD5 3
BLOWFISH-CBC with HMAC-SHA1 4
NULL with HMAC-SHA1 5
NULL with HMAC-MD5 6
The sender of an ESP transform parameter MUST make sure that there
are no more than six (6) Suite IDs in one ESP transform parameter.
Conversely, a recipient MUST be prepared to handle received transport
parameters that contain more than six Suite IDs. The limited number
of Suite IDs sets the maximum size of the ESP_TRANSFORM parameter.
As the default configuration, the ESP_TRANSFORM parameter MUST
Jokela, et al. Experimental [Page 13]
RFC 5202 Using the ESP Transport Format with HIP April 2008
contain at least one of the mandatory Suite IDs. There MAY be a
configuration option that allows the administrator to override this
default.
Mandatory implementations: AES-CBC with HMAC-SHA1 and NULL with HMAC-
SHA1.
Under some conditions, it is possible to use Traffic Flow
Confidentiality (TFC) [RFC4303] with ESP in BEET mode. However, the
definition of such operation is future work and must be done in a
separate specification.
5.1.3. NOTIFY Parameter
The HIP base specification defines a set of NOTIFY error types. The
following error types are required for describing errors in ESP
Transform crypto suites during negotiation.
NOTIFY PARAMETER - ERROR TYPES Value
------------------------------ -----
NO_ESP_PROPOSAL_CHOSEN 18
None of the proposed ESP Transform crypto suites was
acceptable.
INVALID_ESP_TRANSFORM_CHOSEN 19
The ESP Transform crypto suite does not correspond to
one offered by the Responder.
5.2. HIP ESP Security Association Setup
The ESP Security Association is set up during the base exchange. The
following subsections define the ESP SA setup procedure using both
base exchange messages (R1, I2, R2) and UPDATE messages.
5.2.1. Setup During Base Exchange
5.2.1.1. Modifications in R1
The ESP_TRANSFORM contains the ESP modes supported by the sender, in
the order of preference. All implementations MUST support AES-CBC
[RFC3602] with HMAC-SHA-1-96 [RFC2404].
Jokela, et al. Experimental [Page 14]
RFC 5202 Using the ESP Transport Format with HIP April 2008
The following figure shows the resulting R1 packet layout.
The HIP parameters for the R1 packet:
IP ( HIP ( [ R1_COUNTER, ]
PUZZLE,
DIFFIE_HELLMAN,
HIP_TRANSFORM,
ESP_TRANSFORM,
HOST_ID,
[ ECHO_REQUEST, ]
HIP_SIGNATURE_2 )
[, ECHO_REQUEST ])
5.2.1.2. Modifications in I2
The ESP_INFO contains the sender's SPI for this association as well
as the KEYMAT index from where the ESP SA keys will be drawn. The
old SPI value is set to zero.
The ESP_TRANSFORM contains the ESP mode selected by the sender of R1.
All implementations MUST support AES-CBC [RFC3602] with HMAC-SHA-1-96
[RFC2404].
The following figure shows the resulting I2 packet layout.
The HIP parameters for the I2 packet:
IP ( HIP ( ESP_INFO,
[R1_COUNTER,]
SOLUTION,
DIFFIE_HELLMAN,
HIP_TRANSFORM,
ESP_TRANSFORM,
ENCRYPTED { HOST_ID },
[ ECHO_RESPONSE ,]
HMAC,
HIP_SIGNATURE
[, ECHO_RESPONSE] ) )
5.2.1.3. Modifications in R2
The R2 contains an ESP_INFO parameter, which has the SPI value of the
sender of the R2 for this association. The ESP_INFO also has the
KEYMAT index value specifying where the ESP SA keys are drawn.
Jokela, et al. Experimental [Page 15]
RFC 5202 Using the ESP Transport Format with HIP April 2008
The following figure shows the resulting R2 packet layout.
The HIP parameters for the R2 packet:
IP ( HIP ( ESP_INFO, HMAC_2, HIP_SIGNATURE ) )
5.3. HIP ESP Rekeying
In this section, the procedure for rekeying an existing ESP SA is
presented.
Conceptually, the process can be represented by the following message
sequence using the host names I' and R' defined in Section 3.3.2.
For simplicity, HMAC and HIP_SIGNATURE are not depicted, and
DIFFIE_HELLMAN keys are optional. The UPDATE with ACK_I need not be
piggybacked with the UPDATE with SEQ_R; it may be ACKed separately
(in which case the sequence would include four packets).
I' R'
UPDATE(ESP_INFO, SEQ_I, [DIFFIE_HELLMAN])
----------------------------------->
UPDATE(ESP_INFO, SEQ_R, ACK_I, [DIFFIE_HELLMAN])
<-----------------------------------
UPDATE(ACK_R)
----------------------------------->
Below, the first two packets in this figure are explained.
5.3.1. Initializing Rekeying
When HIP is used with ESP, the UPDATE packet is used to initiate
rekeying. The UPDATE packet MUST carry an ESP_INFO and MAY carry a
DIFFIE_HELLMAN parameter.
Intermediate systems that use the SPI will have to inspect HIP
packets for those that carry rekeying information. The packet is
signed for the benefit of the intermediate systems. Since
intermediate systems may need the new SPI values, the contents cannot
be encrypted.
Jokela, et al. Experimental [Page 16]
RFC 5202 Using the ESP Transport Format with HIP April 2008
The following figure shows the contents of a rekeying initialization
UPDATE packet.
The HIP parameters for the UPDATE packet initiating rekeying:
IP ( HIP ( ESP_INFO,
SEQ,
[DIFFIE_HELLMAN, ]
HMAC,
HIP_SIGNATURE ) )
5.3.2. Responding to the Rekeying Initialization
The UPDATE ACK is used to acknowledge the received UPDATE rekeying
initialization. The acknowledgment UPDATE packet MUST carry an
ESP_INFO and MAY carry a DIFFIE_HELLMAN parameter.
Intermediate systems that use the SPI will have to inspect HIP
packets for packets carrying rekeying information. The packet is
signed for the benefit of the intermediate systems. Since
intermediate systems may need the new SPI values, the contents cannot
be encrypted.
The following figure shows the contents of a rekeying acknowledgment
UPDATE packet.
The HIP parameters for the UPDATE packet:
IP ( HIP ( ESP_INFO,
SEQ,
ACK,
[ DIFFIE_HELLMAN, ]
HMAC,
HIP_SIGNATURE ) )
5.4. ICMP Messages
ICMP message handling is mainly described in the HIP base
specification [RFC5201]. In this section, we describe the actions
related to ESP security associations.
5.4.1. Unknown SPI
If a HIP implementation receives an ESP packet that has an
unrecognized SPI number, it MAY respond (subject to rate limiting the
responses) with an ICMP packet with type "Parameter Problem", with
the pointer pointing to the beginning of SPI field in the ESP header.
Jokela, et al. Experimental [Page 17]
RFC 5202 Using the ESP Transport Format with HIP April 2008
6. Packet Processing
Packet processing is mainly defined in the HIP base specification
[RFC5201]. This section describes the changes and new requirements
for packet handling when the ESP transport format is used. Note that
all HIP packets (currently protocol 253) MUST bypass ESP processing.
6.1. Processing Outgoing Application Data
Outgoing application data handling is specified in the HIP base
specification [RFC5201]. When the ESP transport format is used, and
there is an active HIP session for the given < source, destination >
HIT pair, the outgoing datagram is protected using the ESP security
association. In a typical implementation, this will result in a
BEET-mode ESP packet being sent. BEET-mode [ESP-BEET] was introduced
above in Section 3.2. The following additional steps define the
conceptual processing rules for outgoing ESP protected datagrams.
1. Detect the proper ESP SA using the HITs in the packet header or
other information associated with the packet
2. Process the packet normally, as if the SA was a transport mode
SA.
3. Ensure that the outgoing ESP protected packet has proper IP
header format depending on the used IP address family, and proper
IP addresses in its IP header, e.g., by replacing HITs left by
the ESP processing. Note that this placement of proper IP
addresses MAY also be performed at some other point in the stack,
e.g., before ESP processing.
6.2. Processing Incoming Application Data
Incoming HIP user data packets arrive as ESP protected packets. In
the usual case, the receiving host has a corresponding ESP security
association, identified by the SPI and destination IP address in the
packet. However, if the host has crashed or otherwise lost its HIP
state, it may not have such an SA.
The basic incoming data handling is specified in the HIP base
specification. Additional steps are required when ESP is used for
protecting the data traffic. The following steps define the
conceptual processing rules for incoming ESP protected datagrams
targeted to an ESP security association created with HIP.
1. Detect the proper ESP SA using the SPI. If the resulting SA is a
non-HIP ESP SA, process the packet according to standard IPsec
rules. If there are no SAs identified with the SPI, the host MAY
Jokela, et al. Experimental [Page 18]
RFC 5202 Using the ESP Transport Format with HIP April 2008
send an ICMP packet as defined in Section 5.4. How to handle
lost state is an implementation issue.
2. If the SPI matches with an active HIP-based ESP SA, the IP
addresses in the datagram are replaced with the HITs associated
with the SPI. Note that this IP-address-to-HIT conversion step
MAY also be performed at some other point in the stack, e.g.,
after ESP processing. Note also that if the incoming packet has
IPv4 addresses, the packet must be converted to IPv6 format
before replacing the addresses with HITs (such that the transport
checksum will pass if there are no errors).
3. The transformed packet is next processed normally by ESP, as if
the packet were a transport mode packet. The packet may be
dropped by ESP, as usual. In a typical implementation, the
result of successful ESP decryption and verification is a
datagram with the associated HITs as source and destination.
4. The datagram is delivered to the upper layer. Demultiplexing the
datagram to the right upper layer socket is performed as usual,
except that the HITs are used in place of IP addresses during the
demultiplexing.
6.3. HMAC and SIGNATURE Calculation and Verification
The new HIP parameters described in this document, ESP_INFO and
ESP_TRANSFORM, must be protected using HMAC and signature
calculations. In a typical implementation, they are included in R1,
I2, R2, and UPDATE packet HMAC and SIGNATURE calculations as
described in [RFC5201].
6.4. Processing Incoming ESP SA Initialization (R1)
The ESP SA setup is initialized in the R1 message. The receiving
host (Initiator) selects one of the ESP transforms from the presented
values. If no suitable value is found, the negotiation is
terminated. The selected values are subsequently used when
generating and using encryption keys, and when sending the reply
packet. If the proposed alternatives are not acceptable to the
system, it may abandon the ESP SA establishment negotiation, or it
may resend the I1 message within the retry bounds.
After selecting the ESP transform and performing other R1 processing,
the system prepares and creates an incoming ESP security association.
It may also prepare a security association for outgoing traffic, but
since it does not have the correct SPI value yet, it cannot activate
it.
Jokela, et al. Experimental [Page 19]
RFC 5202 Using the ESP Transport Format with HIP April 2008
6.5. Processing Incoming Initialization Reply (I2)
The following steps are required to process the incoming ESP SA
initialization replies in I2. The steps below assume that the I2 has
been accepted for processing (e.g., has not been dropped due to HIT
comparisons as described in [RFC5201]).
o The ESP_TRANSFORM parameter is verified and it MUST contain a
single value in the parameter, and it MUST match one of the values
offered in the initialization packet.
o The ESP_INFO NEW SPI field is parsed to obtain the SPI that will
be used for the Security Association outbound from the Responder
and inbound to the Initiator. For this initial ESP SA
establishment, the old SPI value MUST be zero. The KEYMAT Index
field MUST contain the index value to the KEYMAT from where the
ESP SA keys are drawn.
o The system prepares and creates both incoming and outgoing ESP
security associations.
o Upon successful processing of the initialization reply message,
the possible old Security Associations (as left over from an
earlier incarnation of the HIP association) are dropped and the
new ones are installed, and a finalizing packet, R2, is sent.
Possible ongoing rekeying attempts are dropped.
6.6. Processing Incoming ESP SA Setup Finalization (R2)
Before the ESP SA can be finalized, the ESP_INFO NEW SPI field is
parsed to obtain the SPI that will be used for the ESP Security
Association inbound to the sender of the finalization message R2.
The system uses this SPI to create or activate the outgoing ESP
security association used for sending packets to the peer.
6.7. Dropping HIP Associations
When the system drops a HIP association, as described in the HIP base
specification, the associated ESP SAs MUST also be dropped.
6.8. Initiating ESP SA Rekeying
During ESP SA rekeying, the hosts draw new keys from the existing
keying material, or new keying material is generated from where the
new keys are drawn.
A system may initiate the SA rekeying procedure at any time. It MUST
initiate a rekey if its incoming ESP sequence counter is about to
Jokela, et al. Experimental [Page 20]
RFC 5202 Using the ESP Transport Format with HIP April 2008
overflow. The system MUST NOT replace its keying material until the
rekeying packet exchange successfully completes.
Optionally, a system may include a new Diffie-Hellman key for use in
new KEYMAT generation. New KEYMAT generation occurs prior to drawing
the new keys.
The rekeying procedure uses the UPDATE mechanism defined in
[RFC5201]. Because each peer must update its half of the security
association pair (including new SPI creation), the rekeying process
requires that each side both send and receive an UPDATE. A system
will then rekey the ESP SA when it has sent parameters to the peer
and has received both an ACK of the relevant UPDATE message and
corresponding peer's parameters. It may be that the ACK and the
required HIP parameters arrive in different UPDATE messages. This is
always true if a system does not initiate ESP SA update but responds
to an update request from the peer, and may also occur if two systems
initiate update nearly simultaneously. In such a case, if the system
has an outstanding update request, it saves the one parameter and
waits for the other before completing rekeying.
The following steps define the processing rules for initiating an ESP
SA update:
1. The system decides whether to continue to use the existing KEYMAT
or to generate a new KEYMAT. In the latter case, the system MUST
generate a new Diffie-Hellman public key.
2. The system creates an UPDATE packet, which contains the ESP_INFO
parameter. In addition, the host may include the optional
DIFFIE_HELLMAN parameter. If the UPDATE contains the
DIFFIE_HELLMAN parameter, the KEYMAT Index in the ESP_INFO
parameter MUST be zero, and the Diffie-Hellman group ID must be
unchanged from that used in the initial handshake. If the UPDATE
does not contain DIFFIE_HELLMAN, the ESP_INFO KEYMAT Index MUST
be greater than or equal to the index of the next byte to be
drawn from the current KEYMAT.
3. The system sends the UPDATE packet. For reliability, the
underlying UPDATE retransmission mechanism MUST be used.
4. The system MUST NOT delete its existing SAs, but continue using
them if its policy still allows. The rekeying procedure SHOULD
be initiated early enough to make sure that the SA replay
counters do not overflow.
5. In case a protocol error occurs and the peer system acknowledges
the UPDATE but does not itself send an ESP_INFO, the system may
Jokela, et al. Experimental [Page 21]
RFC 5202 Using the ESP Transport Format with HIP April 2008
not finalize the outstanding ESP SA update request. To guard
against this, a system MAY re-initiate the ESP SA update
procedure after some time waiting for the peer to respond, or it
MAY decide to abort the ESP SA after waiting for an
implementation-dependent time. The system MUST NOT keep an
outstanding ESP SA update request for an indefinite time.
To simplify the state machine, a host MUST NOT generate new UPDATEs
while it has an outstanding ESP SA update request, unless it is
restarting the update process.
6.9. Processing Incoming UPDATE Packets
When a system receives an UPDATE packet, it must be processed if the
following conditions hold (in addition to the generic conditions
specified for UPDATE processing in Section 6.12 of [RFC5201]):
1. A corresponding HIP association must exist. This is usually
ensured by the underlying UPDATE mechanism.
2. The state of the HIP association is ESTABLISHED or R2-SENT.
If the above conditions hold, the following steps define the
conceptual processing rules for handling the received UPDATE packet:
1. If the received UPDATE contains a DIFFIE_HELLMAN parameter, the
received KEYMAT Index MUST be zero and the Group ID must match
the Group ID in use on the association. If this test fails, the
packet SHOULD be dropped and the system SHOULD log an error
message.
2. If there is no outstanding rekeying request, the packet
processing continues as specified in Section 6.9.1.
3. If there is an outstanding rekeying request, the UPDATE MUST be
acknowledged, the received ESP_INFO (and possibly DIFFIE_HELLMAN)
parameters must be saved, and the packet processing continues as
specified in Section 6.10.
6.9.1. Processing UPDATE Packet: No Outstanding Rekeying Request
The following steps define the conceptual processing rules for
handling a received UPDATE packet with the ESP_INFO parameter:
1. The system consults its policy to see if it needs to generate a
new Diffie-Hellman key, and generates a new key (with same Group
ID) if needed. The system records any newly generated or
Jokela, et al. Experimental [Page 22]
RFC 5202 Using the ESP Transport Format with HIP April 2008
received Diffie-Hellman keys for use in KEYMAT generation upon
finalizing the ESP SA update.
2. If the system generated a new Diffie-Hellman key in the previous
step, or if it received a DIFFIE_HELLMAN parameter, it sets the
ESP_INFO KEYMAT Index to zero. Otherwise, the ESP_INFO KEYMAT
Index MUST be greater than or equal to the index of the next byte
to be drawn from the current KEYMAT. In this case, it is
RECOMMENDED that the host use the KEYMAT Index requested by the
peer in the received ESP_INFO.
3. The system creates an UPDATE packet, which contains an ESP_INFO
parameter and the optional DIFFIE_HELLMAN parameter. This UPDATE
would also typically acknowledge the peer's UPDATE with an ACK
parameter, although a separate UPDATE ACK may be sent.
4. The system sends the UPDATE packet and stores any received
ESP_INFO and DIFFIE_HELLMAN parameters. At this point, it only
needs to receive an acknowledgment for the newly sent UPDATE to
finish ESP SA update. In the usual case, the acknowledgment is
handled by the underlying UPDATE mechanism.
6.10. Finalizing Rekeying
A system finalizes rekeying when it has both received the
corresponding UPDATE acknowledgment packet from the peer and it has
successfully received the peer's UPDATE. The following steps are
taken:
1. If the received UPDATE messages contain a new Diffie-Hellman key,
the system has a new Diffie-Hellman key due to initiating ESP SA
update, or both, the system generates a new KEYMAT. If there is
only one new Diffie-Hellman key, the old existing key is used as
the other key.
2. If the system generated a new KEYMAT in the previous step, it
sets the KEYMAT Index to zero, independent of whether the
received UPDATE included a Diffie-Hellman key or not. If the
system did not generate a new KEYMAT, it uses the greater KEYMAT
Index of the two (sent and received) ESP_INFO parameters.
3. The system draws keys for new incoming and outgoing ESP SAs,
starting from the KEYMAT Index, and prepares new incoming and
outgoing ESP SAs. The SPI for the outgoing SA is the new SPI
value received in an ESP_INFO parameter. The SPI for the
incoming SA was generated when the ESP_INFO was sent to the peer.
The order of the keys retrieved from the KEYMAT during the
rekeying process is similar to that described in Section 7.
Jokela, et al. Experimental [Page 23]
RFC 5202 Using the ESP Transport Format with HIP April 2008
Note, that only IPsec ESP keys are retrieved during the rekeying
process, not the HIP keys.
4. The system starts to send to the new outgoing SA and prepares to
start receiving data on the new incoming SA. Once the system
receives data on the new incoming SA, it may safely delete the
old SAs.
6.11. Processing NOTIFY Packets
The processing of NOTIFY packets is described in the HIP base
specification.
7. Keying Material
The keying material is generated as described in the HIP base
specification. During the base exchange, the initial keys are drawn
from the generated material. After the HIP association keys have
been drawn, the ESP keys are drawn in the following order:
SA-gl ESP encryption key for HOST_g's outgoing traffic
SA-gl ESP authentication key for HOST_g's outgoing traffic
SA-lg ESP encryption key for HOST_l's outgoing traffic
SA-lg ESP authentication key for HOST_l's outgoing traffic
HOST_g denotes the host with the greater HIT value, and HOST_l
denotes the host with the lower HIT value. When HIT values are
compared, they are interpreted as positive (unsigned) 128-bit
integers in network byte order.
The four HIP keys are only drawn from KEYMAT during a HIP I1->R2
exchange. Subsequent rekeys using UPDATE will only draw the four ESP
keys from KEYMAT. Section 6.9 describes the rules for reusing or
regenerating KEYMAT based on the rekeying.
The number of bits drawn for a given algorithm is the "natural" size
of the keys. For the mandatory algorithms, the following sizes
apply:
AES 128 bits
SHA-1 160 bits
NULL 0 bits
Jokela, et al. Experimental [Page 24]
RFC 5202 Using the ESP Transport Format with HIP April 2008
8. Security Considerations
In this document, the usage of ESP [RFC4303] between HIP hosts to
protect data traffic is introduced. The Security Considerations for
ESP are discussed in the ESP specification.
There are different ways to establish an ESP Security Association
between two nodes. This can be done, e.g., using IKE [RFC4306].
This document specifies how the Host Identity Protocol is used to
establish ESP Security Associations.
The following issues are new or have changed from the standard ESP
usage:
o Initial keying material generation
o Updating the keying material
The initial keying material is generated using the Host Identity
Protocol [RFC5201] using the Diffie-Hellman procedure. This document
extends the usage of the UPDATE packet, defined in the base
specification, to modify existing ESP SAs. The hosts may rekey,
i.e., force the generation of new keying material using the Diffie-
Hellman procedure. The initial setup of ESP SA between the hosts is
done during the base exchange, and the message exchange is protected
using methods provided by base exchange. Changes in connection
parameters means basically that the old ESP SA is removed and a new
one is generated once the UPDATE message exchange has been completed.
The message exchange is protected using the HIP association keys.
Both HMAC and signing of packets is used.
9. IANA Considerations
This document defines additional parameters and NOTIFY error types
for the Host Identity Protocol [RFC5201].
The new parameters and their type numbers are defined in
Section 5.1.1 and Section 5.1.2, and they have been added to the
Parameter Type namespace specified in [RFC5201].
The new NOTIFY error types and their values are defined in
Section 5.1.3, and they have been added to the Notify Message Type
namespace specified in [RFC5201].
Jokela, et al. Experimental [Page 25]
RFC 5202 Using the ESP Transport Format with HIP April 2008
10. Acknowledgments
This document was separated from the base "Host Identity Protocol"
specification in the beginning of 2005. Since then, a number of
people have contributed to the text by providing comments and
modification proposals. The list of people include Tom Henderson,
Jeff Ahrenholz, Jan Melen, Jukka Ylitalo, and Miika Komu. The
authors also want to thank Charlie Kaufman for reviewing the document
with his eye on the usage of crypto algorithms.
Due to the history of this document, most of the ideas are inherited
from the base "Host Identity Protocol" specification. Thus, the list
of people in the Acknowledgments section of that specification is
also valid for this document. Many people have given valuable
feedback, and our apologies to anyone whose name is missing.
11. References
11.1. Normative references
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC2404] Madson, C. and R. Glenn, "The Use of HMAC-SHA-1-96 within
ESP and AH", RFC 2404, November 1998.
[RFC3602] Frankel, S., Glenn, R., and S. Kelly, "The AES-CBC Cipher
Algorithm and Its Use with IPsec", RFC 3602,
September 2003.
[RFC4303] Kent, S., "IP Encapsulating Security Payload (ESP)",
RFC 4303, December 2005.
[RFC5201] Moskowitz, R., Nikander, P., Jokela, P., Ed., and T.
Henderson, "Host Identity Protocol", RFC 5201,
April 2008.
11.2. Informative references
[ESP-BEET] Nikander, P. and J. Melen, "A Bound End-to-End Tunnel
(BEET) mode for ESP", Work in Progress, November 2007.
[RFC3260] Grossman, D., "New Terminology and Clarifications for
Diffserv", RFC 3260, April 2002.
Jokela, et al. Experimental [Page 26]
RFC 5202 Using the ESP Transport Format with HIP April 2008
[RFC3474] Lin, Z. and D. Pendarakis, "Documentation of IANA
assignments for Generalized MultiProtocol Label Switching
(GMPLS) Resource Reservation Protocol - Traffic
Engineering (RSVP-TE) Usage and Extensions for
Automatically Switched Optical Network (ASON)", RFC 3474,
March 2003.
[RFC4301] Kent, S. and K. Seo, "Security Architecture for the
Internet Protocol", RFC 4301, December 2005.
[RFC4306] Kaufman, C., "Internet Key Exchange (IKEv2) Protocol",
RFC 4306, December 2005.
[RFC4423] Moskowitz, R. and P. Nikander, "Host Identity Protocol
(HIP) Architecture", RFC 4423, May 2006.
[RFC5206] Henderson, T., Ed., "End-Host Mobility and Multihoming
with the Host Identity Protocol", RFC 5206, April 2008.
Jokela, et al. Experimental [Page 27]
RFC 5202 Using the ESP Transport Format with HIP April 2008
Appendix A. A Note on Implementation Options
It is possible to implement this specification in multiple different
ways. As noted above, one possible way of implementing this is to
rewrite IP headers below IPsec. In such an implementation, IPsec is
used as if it was processing IPv6 transport mode packets, with the
IPv6 header containing HITs instead of IP addresses in the source and
destination address fields. In outgoing packets, after IPsec
processing, the HITs are replaced with actual IP addresses, based on
the HITs and the SPI. In incoming packets, before IPsec processing,
the IP addresses are replaced with HITs, based on the SPI in the
incoming packet. In such an implementation, all IPsec policies are
based on HITs and the upper layers only see packets with HITs in the
place of IP addresses. Consequently, support of HIP does not
conflict with other uses of IPsec as long as the SPI spaces are kept
separate.
Another way to implement this specification is to use the proposed
BEET mode (A Bound End-to-End mode for ESP, [ESP-BEET]). The BEET
mode provides some features from both IPsec tunnel and transport
modes. The HIP uses HITs as the "inner" addresses and IP addresses
as "outer" addresses, like IP addresses are used in the tunnel mode.
Instead of tunneling packets between hosts, a conversion between
inner and outer addresses is made at end-hosts and the inner address
is never sent on the wire after the initial HIP negotiation. BEET
provides IPsec transport mode syntax (no inner headers) with limited
tunnel mode semantics (fixed logical inner addresses - the HITs - and
changeable outer IP addresses).
Compared to the option of implementing the required address rewrites
outside of IPsec, BEET has one implementation level benefit. The
BEET-way of implementing the address rewriting keeps all the
configuration information in one place, at the SAD. On the other
hand, when address rewriting is implemented separately, the
implementation must make sure that the information in the SAD and the
separate address rewriting DB are kept in synchrony. As a result,
the BEET-mode-based way of implementing this specification is
RECOMMENDED over the separate implementation.
Jokela, et al. Experimental [Page 28]
RFC 5202 Using the ESP Transport Format with HIP April 2008
Authors' Addresses
Petri Jokela
Ericsson Research NomadicLab
JORVAS FIN-02420
FINLAND
Phone: +358 9 299 1
EMail: petri.jokela@nomadiclab.com
Robert Moskowitz
ICSAlabs, An Independent Division of Verizon Business Systems
1000 Bent Creek Blvd, Suite 200
Mechanicsburg, PA
USA
EMail: rgm@icsalabs.com
Pekka Nikander
Ericsson Research NomadicLab
JORVAS FIN-02420
FINLAND
Phone: +358 9 299 1
EMail: pekka.nikander@nomadiclab.com
Jokela, et al. Experimental [Page 29]
RFC 5202 Using the ESP Transport Format with HIP April 2008
Full Copyright Statement
Copyright (C) The IETF Trust (2008).
This document is subject to the rights, licenses and restrictions
contained in BCP 78, and except as set forth therein, the authors
retain all their rights.
This document and the information contained herein are provided on an
"AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND
THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS
OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF
THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
Intellectual Property
The IETF takes no position regarding the validity or scope of any
Intellectual Property Rights or other rights that might be claimed to
pertain to the implementation or use of the technology described in
this document or the extent to which any license under such rights
might or might not be available; nor does it represent that it has
made any independent effort to identify any such rights. Information
on the procedures with respect to rights in RFC documents can be
found in BCP 78 and BCP 79.
Copies of IPR disclosures made to the IETF Secretariat and any
assurances of licenses to be made available, or the result of an
attempt made to obtain a general license or permission for the use of
such proprietary rights by implementers or users of this
specification can be obtained from the IETF on-line IPR repository at
http://www.ietf.org/ipr.
The IETF invites any interested party to bring to its attention any
copyrights, patents or patent applications, or other proprietary
rights that may cover technology that may be required to implement
this standard. Please address the information to the IETF at
ietf-ipr@ietf.org.
Jokela, et al. Experimental [Page 30]