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Financial reforms - Re-education through Shibor

2013-07-01 11:21:38

China s leadership shows a welcome toughness but also an alarming clumsiness

SINCE assuming power in March, China s new rulers have prided themselves on

their no-frills approach. Xi Jinping, China s president, inveighs against pomp

and protocol. His prime minister, Li Keqiang, who oversees the economy, favours

masochistic metaphors. In March he said that the state should remove its hand

from many parts of the economy, even if doing so felt like cutting its own

wrists.

This doggedness, along with a new economic team (see article), has raised hopes

for reform, which will require grim resolve. Interest-rate liberalisation, for

example, faces resistance from state-owned lenders which do not want rivals to

poach depositors by offering better rates. Liberalising product markets faces

even stiffer opposition. Mr Li says he wants to help private entrepreneurs

compete with state-owned enterprises (SOEs). But that upsets SOE bosses, who

enjoy the comforts of incumbency, and leftist party members, who still enjoy

the comforts of socialist ideology.

The tough talk was therefore welcomed. But many still wondered if it was only

talk. Were China s new leaders really prepared to change China s growth model,

stopping the same share of resources flowing through the same banking channels

to the same state-owned purposes? Were they prepared to inflict the necessary

pain? Last week the sceptics got an unexpected answer. Yes, the leadership is

willing to inflict pain, even when it is unnecessary.

The pain in question arose in China s fledgling interbank markets, where banks

borrow from each other to meet temporary shortfalls in funding. Banks often

find themselves running low on cash at this time of year, thanks to corporate

tax payments, holiday withdrawals, and their need to keep cash on their

balance-sheets to pass mid-year regulatory inspections. However, they can

typically count on China s central bank, the People s Bank of China (PBOC), to

inject more money into the market if liquidity gets too tight.

Last week it stunned everyone by refusing to do so. Interest rates spiked. One

benchmark, the Shanghai Interbank Offered Rate or SHIBOR, peaked on June 20th

at 13.4% for overnight loans (see chart). Another rate hit 25% during trading.

How much of this stress was necessary? How much was intentional? The central

bank s governor, Zhou Xiaochuan, is no doubt worried about excessive lending,

having led a big bank clean-up earlier in his career. The stock of outstanding

credit, broadly defined, has been rising faster than GDP, suggesting that much

lending is not helping the real economy, as China s leaders call it, but is

financing the purchase of existing assets, bidding up their price.

No doubt the PBOC is also frustrated by the banks balance-sheet shenanigans.

Many banks sell wealth-management products (WMPs) to investors that mature just

before the end of the quarter. The repayments are paid into the bank s deposits

in time for regulatory inspections, only to disappear into a new product

immediately afterwards. Meanwhile, the bank needs to borrow the funds it repays

to the products buyers. Some smaller banks would not need the central bank s

money if they had not ignored lending limits in the first place, points out

Mike Werner of Sanford C. Bernstein, a research firm. The central bank is

understandably reluctant to help them.

Both Mr Werner and Ting Lu of Merrill Lynch wonder if the central bank also had

a more specific concern. It may be worried that bank balance-sheets are

mismatched as well as oversized. Many smaller banks, Mr Lu explains, have taken

advantage of stable interbank funding to borrow short-term from other banks and

lend long. If interbank rates remain stable, they can simply roll over their

borrowings. If not, such mismatches are cruelly exposed.

Whatever the aim, the consequences will hurt smaller banks disproportionately.

Lacking the deposit base enjoyed by China s big state-owned lenders, they rely

more on borrowing from other banks or selling WMPs to investors. Some are also

less disciplined in their lending, helping to finance the grand ambitions of

local officials. Perhaps Mr Li wants to consolidate financial firepower in the

big banks that do what they are told. But that would leave local governments in

need of other revenue sources. To squeeze the pimple of over-leverage, we need

an overhaul of the current fiscal system, one government researcher told

Xinhua, the official news agency.

However, such theories attribute more cunning to the financial authorities than

they displayed last week. If some pain and trepidation was part of the plan,

the degree of pain was probably unintentional. Trying to calm the markets on

June 25th, the PBOC attributed the extreme rates of the previous week to

emotional factors , among other things. Since even the PBOC does not target

emotion, these factors were presumably not a part of its design.

Many central banks were set up to help banks survive financial panics, by

providing a lender of last resort. The origins of China s central bank are

different. Until 1979 it was just about the only lender of any sort, collecting

the nation s funds and allocating them as the state saw fit. Some traces of

these origins survive. The PBOC is probably more sensitive to deviations from

its targets than to turbulence in the markets. If so, this month s market

distress will have re-educated the central bank as much as the banks it sought

to punish.