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Network Working Group                                    V. Cerf  (ARPA)
Request for Comments: 771                                J. Postel (ISI)
                                                          September 1980

                          MAIL TRANSITION PLAN


PREFACE

   This is a draft memo and comments are requested.

INTRODUCTION

   The principal aim of the mail service transition plan is to provide
   orderly support for computer mail service during the period of
   transition from the old ARPANET protocols to the new Internet
   protocols.

   This plan covers only the transition from the current text computer
   mail in the ARPANET environment to text computer mail in an Internet
   environment.  This plan does not address a second transition from
   text only mail to multimedia mail [10,11].

   The goal is to provide equivalent or better service in the new
   Internet environment as was available in the ARPANET environment.
   During the interim period, when both protocol environments are in
   use, the goal is to minimize the impact on users and existing
   software, yet to permit the maximum mail exchange connectivity.

   It is assumed that the user is familiar with both the ARPANET and
   Internet protocol environments [1-8].  The Internet protocols are
   designed to be used in a diverse collection of networks including the
   ARPANET, Packet Radio nets, Satellite nets, and local nets (e.g.,
   Ethernets, Ring nets); while the ARPANET protocol are, of course,
   limited to the ARPANET.

   The Internet protocol environment specifies TCP as the host-to-host
   transport protocol.  The ARPANET protocol environment specifies NCP
   as the host-to-host transport protocol.  Both TCP and NCP provide
   connection type process-to-process communication.  The problem in the
   transition is to bridge these two different interprocess
   communication systems.

   The objective of this plan is to specify the means by which the
   ARPANET computer mail services may be extended into the Internet
   system without disruptive changes for the users during the
   transition.








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September 1980                                                   RFC 771
Mail Transition Plan                                                    



MODEL OF MAIL SERVICE

   The model of the computer mail system taken here separates the mail
   composition and reading functions from the mail transport functions.
   In the following, the discussion will be hoplessly TOPS20-oriented.
   We appologize to users of other systems, but  we feel it is better to
   discuss examples we know than to attempt to be abstract.

   In the ARPANET mail service, composition and reading is done with
   user programs such as HERMES, MSG, MM, etc., while mail transmission
   is done by system programs such as MAILER (sending) and FTPSRV
   (receiving).

   One element of the ARPANET mail service is the assumption that every
   source of mail can have a direct interprocess communication
   connection (via the NCPs) to every destination for mail.  (There are
   some cases where special handling and forwarding of mail violates
   this assumption.)

   Mailbox names are of the form "MAILBOX@HOST", and it is assumed that
   MAILBOX is a destination mailbox on that host.

   The messages are actually transmitted according to the provisions of
   the File Transfer Protocol.  Mail may be transimitted via either the
   control connection (MAIL command), or via a data connection (MLFL
   command).  In either case, the argument specifies only the mailbox
   since the destination host is assumed to be the host receiving the
   transmission.

      For example:  messages sent from Postel at USC-ISIF to Cerf at
      USC-ISIA would arrive at ISIA with the argument "Cerf" but no
      indication of the host.

COMPOUND AND ALTERNATE NAMES

   Mailboxes are of the form "mailbox@host" where mailbox is usually a
   name like "Postel" and host is a host identifier like "USC-ISIF".  In
   some cases it will be useful to allow the host to be a compound name
   such as:

      USC-ISIA
      ARPANET-ISIA
      SATNET-NDRE
      PPSN-RSRE
      HOST1.SRINET
      LSCNET/MAILROOM




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RFC 771                                                   September 1980
                                                    Mail Transition Plan



   or even the name of an organization:

      BBN
      ARPA
      MIT
      SRI

   The only restriction is that "@" not appear in either the "mailbox"
   or the "host" strings in the destination address.

   To actually send the message the mailer program must convert the host
   string into the physical address to which to transmit the message.
   This name-to-address conversion is typically done by looking the name
   up in a table and finding the physical address in another field of
   that table entry.  This means that all the compound and organization
   names (and any other alternate names or synonyms) must also be in the
   host table.

HIDDEN HOSTS

   Sometimes the mailbox part of the destination address is a compound
   name and is used to mark a set of mailboxes which are not really on
   the host at all, but rather on another host which is connected to
   this host in a non-standard way.

   It is important to users of computer mail that replies to messages
   may be easily composed with automatic assistance from the mail
   processing programs.  To preserve this capability it is important
   that a host understand the mailbox part of every address in every
   message it sends if the host part of the address is itself.

   That is, for every message, in every header field, in every address
   "m@h", host h must understand all values of m.  Thus when a host
   prepares a message it should check all the addresses that appear in
   the header and for any address whose host part is this host the
   mailbox part should be verified.














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September 1980                                                   RFC 771
Mail Transition Plan                                                    



THE TRANSITION PLAN

   The basic ground rules for the transition are:

      1.  ARPANET mailbox names must continue to work correctly.

      2.  No changes should be required to mail editor software which
      parses message headers to compose replies and the like.
      Specifically,  non-ARPANET mailbox designators must be
      accommodated without change to the parsing and checking mechanisms
      of mail processing programs.

      3.  Automatic forwarding of messages between NCP and TCP
      environments without user (or operator) intervention.

   For the communication of messages between NCP and TCP hosts a mail
   relay service will be provided on a few hosts that implement both TCP
   and NCP.  These will be "well known" in the same sense that sockets
   or ports for contacting Telnet or FTP servers are well known.

   To make use of these relay servers changes will be made to the mailer
   programs.  The mailer program will be responsible for determining if
   the destination address of the message is directly reachable via the
   interprocess communication system it has available (TCP or NCP or
   both), or if the mail must be relayed.  If the mail must be relayed,
   the mailer must choose a relay server and transmit the message to it.

   The basis for the decision the mailer must make is an expanded host
   name table.  There will be a table which translates host names to
   physical addresses.  The physical addresses in this table will be the
   32-bit Internet addresses. (This makes sense for even NCP-only hosts,
   since after 1 January 1981 even they must use 96-bit leader format
   which requires 24-bit ARPANET physical addresses).  Each entry in
   this table will also have some flag bits.

   The flag bits will include information to indicate if the host in
   this entry is (1) a  NCP host with "old tables", (2) a NCP host with
   "new tables", (3) a TCP host, or (4) some other kind of host.  All
   TCP hosts are assumed to have "new tables".  "Old tables" are those
   without these flag bits, while "new tables" do have these flags.

   A separate table may be useful to list the addresses of the hosts
   with relay servers.







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RFC 771                                                   September 1980
                                                    Mail Transition Plan



   When a message is sent to a relay server, the control information (in
   the argument of the mail transfer command) must be augmented to
   include the destination host identifier.

   The relay server may accept messages to be relayed without knowing
   that destination mailbox is actually reachable.  This means that it
   may later discover that the destination mailbox does not exist (or
   some other condition prevents mail delivery).  To be able to report
   the error to the originating user, the mailbox (mailbox@host) of the
   originating user must be included in the argument of the mail
   transfer command.  If the argument does not contain the address of
   the originating user no error response is attempted.  The error
   report, which is itself a message, does not carry an originator
   address in the command argument to avoid the possibility of a endless
   chain of error reports (however, an originator address does appear
   the header).

   Since the originating host will act as if the mail was successfully
   delivered when it is accepted by the relay server, it deletes any
   back up copies of the message it was keeping in case of errors.  For
   this reason, the relay server must include the complete message in
   any error report it sends to the originator.  The relay server should
   parse the addresses in the argument before accepting a message.  If
   it does not understand how deliver locally, or both relay and reply
   (if the originating address is present) to the message, it should not
   accept it.

   There are enough differences in the transmission procedure that the
   relay server will use a distinct mail transfer protocol, separate
   from the file transfer protocol.

MAIL TRANSFER PROTOCOL

   The mail trasfer protocol to be used by the relay server and all TCP
   hosts is documented in reference [9].

CONNECTIVITY

   There are nine cases of mail exchange, the three by three matrix of
   (1) old-table NCP hosts, (2) new-table NCP hosts, (3) TCP hosts.
   There are also two transfer mechanisms:  file transfer and mail
   transfer.  The diagonal is easy, each type of host can exchange mail
   with other hosts of its type.  The other cases are more subtle.







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September 1980                                                   RFC 771
Mail Transition Plan                                                    



   An old-table NCP host is assumed to have a table with 32-bit physical
   addresses, but no flag bits.  It has NCP and file transfer.  It does
   not have the separate mail transfer protocol.

   An new-table NCP host is assumed to have a table with 32-bit physical
   addresses, and the flag bits.  It has NCP and file transfer.  It also
   has the new separate mail transfer.

   An TCP host is assumed to have a table with 32-bit physical
   addresses, and the flag bits.  It has the new separate mail transfer.
   It probably has a file transfer, but does not use it for mail.

   1. Old-table NCP to Old-table NCP

      This transfer is direct and uses the old mechanisms -- NCP and
      file transfer.

   2. New-table NCP to Old-table NCP

      This transfer is direct and uses the old mechanisms -- NCP and
      file transfer.

   3. TCP to Old-table NCP

      This transfer must use a relay server.  The first transfer (from
      the TCP host to the relay server) is via TCP and the mail transfer
      protocol.  The second transfer (from the relay server to the
      old-table NCP) is via NCP and file transfer protocol.

   4. Old-table NCP to New-table NCP

      This transfer is direct and uses the old mechanisms -- NCP and
      file transfer.

   5. New-table NCP to New-table NCP

      This transfer is done with the NCP and the mail transfer protocol,
      that is, using the old interprocess communication system and the
      new mail transmission scheme.

   6. TCP to New-table NCP

      This transfer must use a relay server.  The first transfer (from
      the TCP host to the relay server) is via TCP and the mail transfer
      protocol.  The second transfer (from the relay server to the
      new-table NCP) is via NCP and mail transfer protocol.




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RFC 771                                                   September 1980
                                                    Mail Transition Plan



   7. Old-table NCP to TCP

      This transfer must use a special relay server.  The first transfer
      (from the old-table NCP to the relay server) is via NCP and the
      file transfer protocol.  The second transfer (from the relay
      server to the TCP host) is via TCP and mail transfer protocol.
      This relay server must be special because the messages coming from
      the old-table NCP host will not have the destination host
      information in the command argument.  This relay server must have
      a list of registered TCP user mailboxes and their associated TCP
      host identifiers.  Since such a registry could be potentially
      large and frequently changing (and will grow as more TCP hosts
      come into existence) it will be necessary to limit the mailboxes
      on the registry.

   8. New-table NCP to TCP

      This transfer must use a relay server.  The first transfer (from
      the new-table NCP to the relay server) is via NCP and the mail
      transfer protocol.  The second transfer (from the relay server to
      the TCP host) is via TCP and mail transfer protocol.

   9. TCP to TCP

      This transfer is direct and uses the new mechanisms -- TCP and the
      mail transfer protocol.

   In general, whenever possible the new procedures are to be used.

MULTIPLE RECIPIENTS

   A substantial portion of the mail sent is addressed to multiple
   recipients.  It would substantially cut the transmission and
   processing costs if such multiple recipient mail were transfered
   using the multiple recipient technique available for use in both the
   old file transfer protocol [12] and new mail transfer protocol [9].

   The relay servers will attempt to use a multiple recipient commands
   whenever applicable on transmitting messages, and will accept such
   commands when revceiving messages.










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September 1980                                                   RFC 771
Mail Transition Plan                                                    



COMPOSITION AND READING PROGRAMS

   The impact on the mail composition and reading programs is minimal.
   If these programs use a table to recognize, complete, or verify host
   identifiers, then they must be modified to use the new table.

   To assist the user in replying to messages it will be important that
   all addresses in the header fields (TO:, CC:, etc.) be complete with
   both the mailbox and host parts.  In some cases this has not
   previously been necessary since the addresses without host parts
   could be assumed to be local to the originating host, and the sending
   host was recorded by the receiving host.  When the messages were sent
   directly the originating host was the sending host, but when messages
   are relayed the originating host will not be the host sending the
   mail to the destination host.



































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RFC 771                                                   September 1980
                                                    Mail Transition Plan



REFERENCES

   [1]     Cerf, V., "The Catenet Model for Internetworking," IEN 48,
           DARPA/IPTO, July 1978.

   [2]     Postel, J., "Internet Protocol," RFC 760, USC/Information
           Sciences Institute, NTIS ADA079730, January 1980.

   [3]     Postel, J., "Transmission Control Protocol," RFC 761,
           USC/Information Sciences Institute, NTIS ADA082609,
           January 1980.

   [4]     Postel, J., "Telnet Protocol Specification," RFC 764,
           USC/Information Sciences Institute, June 1980.

   [4]     Postel, J., "File Transfer Protocol," RFC 765,
           USC/Information Sciences Institute, June 1980.

   [5]     Postel, J., "Assigned Numbers," USC/Information Sciences
           Institute, RFC 762, January 1980.

   [6]     Postel, J., "Internet Protocol Handbook," USC/Information
           Sciences Institute, RFC 766, July 1980.

   [7]     Feinler, E. and, J. Postel, "ARPANET Protocol Handbook,"
           NIC 7104, Network Information Center, SRI International,
           January 1978.

   [8]     Crocker, D., J. Vittal, K. Pogran, and, D. Henderson,
           "Standards for the Format of ARPA Network Text Messages,"
           RFC 733 7104, Network Information Center, SRI International,
           November 1977.

   [9]     Sluizer, S. and, J. Postel, "Mail Transfer Protocol,"
           USC/Information Sciences Institute, RFC rrr, September 1980.

   [10]    Postel, J., "Internet Message Protocol," USC/Information
           Sciences Institute, RFC 759, August 1980.

   [11]    Postel, J., "A Structured Format for Transmission of
           Multi-Media Documents," USC/Information Sciences Institute,
           RFC 767, August 1980.

   [12]    Harrenstien, K., "FTP Extension: XRSQ/XRCP,"
           SRI International, RFC 743, December 1977.





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