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Revolutionary thinkers have been declaring the age of vanguardism over for most of a century now. Outside a handful of tiny sectarian groups, it’s almost impossible to find radical intellectuals who seriously believe that their role should be to determine the correct historical analysis of the world situation, so as to lead the masses along in the one true revolutionary direction. But (rather like the idea of progress itself, to which it’s obviously connected), it seems much easier to renounce the principle than to shake the accompanying habits of thought. Vanguardist, even sectarian, attitudes have become so deeply ingrained in academic radicalism it’s hard to say what it would mean to think outside them.
The depth of the problem really struck me when I first became acquainted with the consensus modes of decision-making employed in North American anarchist and anarchist-inspired political movements. These, in turn, bore a lot of similarities to the style of political decision-making in rural Madagascar, where I had done my anthropological fieldwork. There’s enormous variation among different styles and forms of consensus, but one thing almost all the North American variants have in common is that they are organized in conscious opposition to the style of organization and, especially, debate typical of the classical sectarian Marxist group. Where the latter are invariably organized around some Master Theoretician — who offers a comprehensive analysis of the world situation, and often of human history as a whole, but very little theoretical reflection on more immediate questions of organization and practice — anarchist-inspired groups tend to operate on the assumption that no one could, or probably should, ever convert another person completely to one’s own point of view, that decision-making structures are ways of managing diversity, and, therefore, that one should concentrate instead on maintaining egalitarian process and on considering immediate questions of action in the present. A fundamental principle of political debate, for instance, is that one is obliged to give other participants the benefit of the doubt for honesty and good intentions, whatever else one might think of their arguments. In part, this emerges from the style of debate consensus decision-making encourages: where voting encourages one to reduce one’s opponents’ positions to a hostile caricature, or whatever it takes to defeat them, a consensus process is built on a principle of compromise and creativity, where one is constantly changing proposals around until one can come up with something everyone can at least live with. Therefore, the incentive is always to put the best possible construction on others’ arguments.
All this struck a chord with me because it brought home just how much ordinary intellectual practice — the kind of thing I was trained to do at the University of Chicago, for example — really does resemble sectarian modes of debate. One of the things that had most disturbed me about my training there was precisely the way we were encouraged to read other theorists’ arguments: if there were two ways to read a sentence, one of which assumed the author had at least a smidgen of common sense and the other that he was a complete idiot, the tendency was always to choose the latter. I had sometimes wondered how this could be reconciled with an idea that intellectual practice was, on some ultimate level, a common enterprise in pursuit of truth. The same goes for other intellectual habits: for example, carefully assembling lists of different “ways to be wrong” (usually ending in “ism” — subjectivism, empiricism — all much like their sectarian parallels: reformism, left deviationism, hegemonism) and being willing to listen to points of view differing from one’s own only so long as it took to figure out which variety of wrongness to plug them into. Combine this with the tendency to treat (often minor) intellectual differences not only as tokens of belonging to some imagined “ism” but as profound moral flaws, on the same level as racism or imperialism (and often, in fact, partaking of them), and one has an almost exact reproduction of the style of intellectual debate typical of the most ridiculous vanguardist sects.
I still believe that the growing prevalence of new, and to my mind far healthier, modes of discourse among activists will have its effects on the academy, but it’s hard to deny that, so far, the change has been very slow in coming.
One might argue this is because anarchism itself has made such small inroads into the academy. As a political philosophy, anarchism is going through a veritable explosion in recent years. Anarchist or anarchist-inspired movements are growing everywhere; anarchist principles — autonomy, voluntary association, self-organization, mutual aid, direct democracy — have become the basis for organizing within the globalization movement and beyond. As Barbara Epstein has recently pointed out (2001), at least in Europe and the Americas, they have by now largely taken the place Marxism had in the social movements of the 1960s. They comprise the core revolutionary ideology, the source of ideas and inspiration: even those who do not consider themselves anarchists feel they have to define themselves in relation to them. Yet this has found almost no reflection in academic discourse. Most academics seem to have only the vaguest idea what anarchism is even about; or dismiss it with the crudest stereotypes (“Anarchist organization! But isn’t that a contradiction in terms?”). In the United States — and I don’t think it’s all that different elsewhere — there are thousands of academic Marxists of one sort or another, but hardly anyone who is willing to openly call herself an anarchist.
I don’t think this is just because the academy is behind the times. Marxism has always had an affinity with the academy that anarchism never will. It was, after all was invented by a Ph.D; and there’s always been something about its spirit which fits that of the academy. Anarchism, on the other hand, was never really invented by anyone. True, historians usually treat it as if it were, constructing the history of anarchism as if it’s basically a creature identical in its nature to Marxism. It was, they say, created by specific nineteenth-century thinkers, perhaps Godwin or Stirner, but definitely Proudhon, Bakunin, and Kropotkin. It inspired working-class organizations and became enmeshed in political struggles. But, in fact, the analogy is rather strained. First of all, the nineteenth-century thinkers generally credited with inventing anarchism didn’t think of themselves as having invented anything particularly new. The basic principles of anarchism — self-organization, voluntary association, mutual aid — are as old as humanity. Similarly, the rejection of the state and of all forms of structural violence, inequality, or domination (anarchism literally means “without rulers”), even the assumption that all these forms are somehow related and reinforce each other, was hardly some startlingly new nineteenth-century doctrine. One can find evidence of people making similar arguments throughout history, despite the fact there is every reason to believe that such opinions were the ones least likely to be written down. We are talking less about a body of theory than about an attitude, or perhaps a faith: a rejection of certain types of social relation, a confidence that certain others are a much better ones on which to build a decent or humane society, a faith that it would be possible to do so.
One need only compare the historical schools of Marxism, and anarchism, then, to see we are dealing with fundamentally different things. Marxist schools have founders. Just as Marxism sprang from the mind of Marx, so we have Leninists, Maoists, Trotskyites, Gramscians, Althusserians. Note how the list starts with heads of state and grades almost seamlessly into French professors. Pierre Bourdieu once noted that, if the academic field is a game in which scholars strive for dominance, then you know you have won when other scholars start wondering how to make an adjective out of your name. It is, presumably, to preserve the possibility of winning the game that intellectuals insist, when discussing each other, on continuing to employ just the sort of Great Man theories of history they would scoff at when discussing just about anything else. Foucault’s ideas, like Trotsky’s, are never treated as primarily the products of a certain intellectual milieu, as something emerging from endless conversations and arguments in cafés, classrooms, bedrooms, and barber shops, involving thousands of people inside and outside the academy (or Party), but always as if they emerged from a single man’s genius. It’s not quite either that Marxist politics organized itself like an academic discipline or became a model for how radical intellectuals or, increasingly, all intellectuals, treated one another; rather, the two developed somewhat in tandem.
Schools of anarchism, in contrast, emerge from some kind of organizational principle or form of practice: Anarcho-Syndicalists and Anarcho-Communists, Insurrectionists and Platformists, Cooperativists, Individualists, and so on. Significantly, those few Marxist tendencies that are not named after individuals, like Autonomism or Council Communism, are themselves the closest to anarchism. Anarchists are distinguished by what they do, and how they organize themselves to go about doing it. Indeed, this has always been what anarchists have spent most of their time thinking and arguing about. They have never been much interested in the kinds of broad strategic or philosophical questions that preoccupy Marxists such as, “are the peasants a potentially revolutionary class?” (anarchists consider this something for the peasants to decide) or “what is the nature of the commodity form?” Rather, they tend to argue about what is the truly democratic way to hold a meeting: at what point does organization stop being empowering and start squelching individual freedom? Is “leadership” necessarily a bad thing? Or, alternately, they discuss the ethics of opposing power: What is direct action? Should one condemn someone who assassinates a head of state? When is it okay to break a window?
One might sum it up like this:
1. Marxism has tended to be a theoretical or analytical discourse about revolutionary strategy.
2. Anarchism has tended to be an ethical discourse about revolutionary practice.
Now, this does imply there’s a lot of potential complementary between the two — and indeed there has been: even Mikhail Bakunin, for all his endless battles with Marx over practical questions, also personally translated Marx’s Capital into Russian. One could easily imagine a systematic division of labor in which Marxists critique the political economy, but stay out of organizing, and anarchists handle the day-to-day organizing, but defer to Marxists on questions of abstract theory; i.e., in which the Marxists explain why the economic crash in Argentina occurred and the anarchists deal with what to do about it.[208] But such imaginary divisions of labor also make it easier to understand why there are so few anarchists in the academy. It’s not just that anarchism does not lend itself to high theory. It’s that it is primarily an ethics of practice. It insists, before anything else, that one’s means must be consonant with one’s ends; that one cannot create freedom through authoritarian means; that, as much as possible, one must embody the society one wishes to create. This does not square very well with operating within universities that still have an essentially Medieval social structure, presenting papers at conferences in expensive hotels, and doing intellectual battle in language no one who hasn’t spent at least two or three years in grad school would ever hope to be able to understand. At the very least, then, anarchism would tend to get one in trouble.
All this does not, of course, mean that anarchist theory is impossible — though it does suggest that a single Anarchist High Theory in the style typical of university radicalism might be rather a contradiction in terms. One could imagine a body of theory that presumes, and indeed values, a diversity of sometimes incommensurable perspectives in much the same way that anarchist decision-making process does, but which nonetheless organizes them around a presumption of shared commitments. Clearly, it would also have to self-consciously reject any trace of vanguardism. This, then, leads to an important question: if the role of revolutionary intellectuals is not to form an elite that can arrive at the correct strategic analyses and then lead the masses, what precisely is it? This is an area where I think anthropology is particularly well-positioned to help. Not only because most actual, self-governing communities, non-market economies, and other radical alternatives have been mainly studied by anthropologists, but also because the practice of ethnography provides something of a model, an incipient model, of how non-vanguardist revolutionary intellectual practice might work. Ethnography is about teasing out the hidden symbolic, moral, or pragmatic logics that underlie certain types of social action; how people’s habits and actions make sense in ways that they are not themselves completely aware of. One obvious role for a radical intellectual is precisely that: looking first at those who are creating viable alternatives on the ground, and then trying to figure out what the larger implications of what they are (already) doing might be.
Untwining social theory from vanguardist habits might seem a particularly difficult task because, historically, modern social theory and the idea of the vanguard were born more or less together. On the other hand, so was the idea of an artistic avant-garde (“avant-garde” is, in fact, simply the French word for vanguard), and the relation between the three might itself suggest some unexpected possibilities.
The term “avant-garde” was actually coined by Henri de Saint-Simon, a French aristocrat, political visionary, pamphleteer, and activist writing in the early nineteenth century. It was actually one of his last ideas, the product of a series of essays he wrote at the very end of his life. Like his one-time secretary and disciple (and later bitter rival) Auguste Comte, Saint-Simon was writing in the wake of the French Revolution and, essentially, was asking what had gone wrong: why the transition from a Medieval, feudal Catholic society to a modern, industrial democratic one seemed to be creating such enormous violence and social dislocation. How can we do it right? At the time, Catholic and Royalist thinkers like Bonald (1864) and de Maistre (1822) were arguing that the Revolution had descended into the Terror because it had destroyed the principles of order and hierarchy of which the King had been merely the embodiment. The social system, they argued, had been since the Middle Ages upheld above all by the Church, which gave everyone the sense of having a meaningful place in a single coherent social order. Saint- Simon and Comte rejected their reactionary conclusions — they didn’t feel it would be possible to simply place the Medieval Church back in power. What was needed was to invent a new institution that would play the same role in the world created by the industrial revolution. Towards the end of their lives, each actually ended up creating his own religion: Saint-Simon called his the “New Christianity” (1825), Comte named his the “New Catholicism” (1852). In the first, artists were to play the role of the ultimate spiritual leaders. In an imaginary dialogue with a scientist, Saint-Simon has an artist explaining that, in their role of imagining possible futures and inspiring the public, they can play the role of an “avant-garde,” a “truly priestly function” as he puts it. In his ideal future, artists would hatch the ideas which they would then pass on to the scientists and industrialists to put into effect. Saint-Simon was also perhaps the first to conceive the notion of the withering away of the state: once it had become clear that the authorities were operating for the good of the public, one would no more need force to compel the public to heed their advice than one needed it to compel patients to take the advice of their doctors. Government would pass away into, at most, some minor police functions.
Comte, of course, is most famous as the founder of sociology; he invented the term to describe what he saw as the master-discipline which could both understand and direct society. He ended up taking a different, far more authoritarian approach: ultimately proposing the regulation and control of almost all aspects of human life according to scientific principles, with the role of high priests (effectively, the vanguard, though he did not actually call them this) in his New Catholicism being played by the sociologists themselves.
It’s a particularly fascinating opposition because, in the early twentieth century, the positions were effectively reversed. Instead of the left-wing Saint-Simonians looking to artists for leadership, while the right-wing Comtians fancied themselves scientists, we had the fascist leaders like Hitler and Mussolini who imagined themselves as great artists inspiring the masses, and sculpting society according to their grandiose imaginings, and the Marxist vanguard which claimed the role of scientists.
At any rate, the Saint-Simonians actively sought to recruit artists for their various ventures, salons, and utopian communities: though they quickly ran into difficulties because so many within “avant-garde” artistic circles preferred the more anarchistic Fourierists and, later, one or another branch of outright anarchists. Actually, the number of nineteenth-century artists with anarchist sympathies is quite staggering, ranging from Pissarro to Tolstoy and Oscar Wilde, not to mention almost all early-twentieth-century artists who later became Communists, from Malevich to Picasso. Rather than a political vanguard leading the way to a future society, radical artists almost invariably saw themselves as exploring new and less alienated modes of life. The really significant development in the nineteenth century was less the idea of a vanguard than that of bohemia (a term first coined by Balzac in 1838): marginal communities living in more or less voluntary poverty, seeing themselves as dedicated to the pursuit of creative, unalienated forms of experience, united by a profound hatred of bourgeois life and everything it stood for. Ideologically, they were about equally likely to be proponents of “art for art’s sake” or social revolutionaries. Contemporary theorists are actually quite divided over how to evaluate their larger significance. Pierre Bourdieu, for example [2000], insisted that the promulgation of the idea of “art for art’s sake,” far from being depoliticizing, should be considered a significant accomplishment, as was any that managed to establish the autonomy of one particular field of human endeavor from the logic of the market. Colin Campbell (1991), on the other hand, argues that, insofar as bohemians actually were an avant-garde, they were really the vanguard of the market itself, or more precisely, of consumerism: their actual social function, much though they would have loathed to admit it, was to explore new forms of pleasure or aesthetic territory that could be commodified in the next generation.[209]
Campbell also echoes common wisdom that bohemia was almost exclusively inhabited by the children of the bourgeoisie, who had — temporarily, at least — rejected their families’ money and privilege — and who, if they did not die young of dissipation, were likely to end up back on the board of father’s company. One hears the same claim repeated to this day about activists and revolutionaries: most recently, about the “trust-fund babies” who supposedly dominate the global justice movement. In fact, in this case, Pierre Bourdieu (1993) has done the actual historical research and discovered that, in fact, a very large percentage of nineteenth-century bohemians were the children of peasants. Bohemia was a convergence of a certain number of children with bourgeois backgrounds in broad rejection of their parents’ values, and a larger number of children of quite modest origins, often beneficiaries of new public educational systems, who discovered that simply attaining a bourgeois education was not enough to actually win oneself membership in the bourgeoisie. The remarkable thing is that this is consistently the demographic for vanguardist revolutionaries as well: one might think here of the meeting of Chou En Lai (rebellious son of Mandarins) and Mao Tse-Tung (child of peasants turned school librarian), or Che Guevara (son of Argentine doctors), and Fidel Castro (son of modest shopkeepers turned unemployed lawyer). It continues to be true of revolutionaries and globalization activists to this day.
In the nineteenth century, the idea of the political vanguard was used very widely and very loosely for anyone seen as exploring the path to a future, free society. Radical newspapers, for example, often called themselves “the Avant Garde.” Peter Kropotkin, for instance, was a frequent contributor to a Swiss anarchist newspaper called L’Avant Garde in the 1880s, and there were periodicals of the same name (or their local equivalents) in France, Spain, Italy, and Argentina. It was Marx, really, who began to significantly change the idea by introducing the notion that the proletariat were the true revolutionary class — he didn’t actually use the term “vanguard” — because they were the most oppressed or, as he put it “negated” by capitalism, and therefore had the least to lose by its abolition. In doing so, he ruled out the possibility that less alienated enclaves, whether of artists or the sort of artisans and independent producers who tended to form the backbone of anarchism, had anything significant to offer. We all know the results. The idea of a vanguard party dedicated to both organizing and providing an intellectual project for that most-oppressed class chosen as the agent of history, but also actually sparking the revolution through their willingness to employ violence, was first outlined by Lenin in 1902 in What Is to Be Done?; it has echoed endlessly, to the point where the SDS in the late 1960s could end up locked in furious debates over whether the Black Panther Party, as the leaders of its most oppressed element, should be considered the vanguard of the Movement. All this, in turn, had a curious effect on the artistic avant-garde who increasingly started to organize themselves like vanguard parties, beginning with the Dadaists and Futurists, publishing their own manifestos, communiqués, purging one another, and otherwise making themselves (sometimes quite intentional) parodies of revolutionary sects. (Note, however, that these groups always defined themselves, like anarchists, by a certain form of practice rather than after some heroic founder.) The ultimate fusion came with the Surrealists and then, finally, the Situationist International, which on the one hand was the most systematic in trying to develop a theory of revolutionary action according to the spirit of bohemia, thinking about what it might actually mean to destroy the boundaries between art and life, but at the same time, in its own internal organization, displayed a kind of insane sectarianism full of so many splits, purges, and bitter denunciations that Guy Debord finally remarked that the only logical conclusion was for the International to be finally reduced to two members, one of whom would purge the other and then commit suicide (which is not all that far from what actually ended up happening).
The historical relations between political and artistic avant-gardes have been explored at endless length already (e.g., Poggioli 1968; Buck-Morss 2000; Kastiaficas 2004). For me, though, the really intriguing questions is: why is it that artists have so often been drawn to revolutionary politics to begin with? Because it does seem to be the case that, even in times and places when there is next to no other constituency for revolutionary change, the place one is most likely to find one is among artists, authors, and musicians; even more so, in fact, than among professional intellectuals. It seems to me the answer must have something to do with alienation. There would appear to be a direct link between the experience of first imagining things and then bringing them into being (individually or collectively) — that is, the experience of certain forms of unalienated production — and the ability to imagine social alternatives; particularly, the possibility of a society itself premised on less alienated forms of creativity. Which would allow us to see the historical shift between seeing the vanguard as the relatively unalienated artists (or perhaps intellectuals) to seeing them as the representatives of the “most oppressed” in a new light. In fact, I would suggest, revolutionary coalitions always tend to consist of an alliance between a society’s least alienated and its most oppressed. And this is less elitist a formulation than it might sound, because it also seems to be the case that actual revolutions tend to occur when these two categories come to overlap. That would, at any rate, explain why it almost always seems to be peasants and craftspeople — or alternately, newly proletarianized former peasants and craftspeople — who actually rise up and overthrow capitalist regimes, and not those inured to generations of wage-labor. Finally, I suspect this would also help explain the extraordinary importance of indigenous peoples’ struggles in that planetary uprising usually referred to as the “anti-globalization” movement: such people tend to be simultaneously the very least alienated and most oppressed people on earth, and, once it is technologically possible to include them in revolutionary coalitions, it is almost inevitable that they should take a leading role.
The role of indigenous peoples, in turn, leads us back to the role of ethnography as a possible model for the would-be non-vanguardist revolutionary intellectual — as well as some of its potential pitfalls. Obviously, what I am proposing would only work if it was, ultimately, a form of auto-ethnography, combined, perhaps, with a certain utopian extrapolation: a matter of teasing out the tacit logic or principles underlying certain forms of radical practice, and then, not only offering the analysis back to those communities, but using them to formulate new visions (“If one applied the same principles as you are applying to political organization to economics, might it not look something like this?”). Here too there are suggestive parallels in the history of radical artistic movements, which became movements precisely as they became their own critics (and, of course, the idea of self-criticism took on a very different, and more ominous, tone within Marxist politics). There are also intellectuals already trying to do precisely this sort of auto-ethnographic work (see, for example, Graeber & Shukaitis 2007). But I say all this not so much to provide models as to open up a field for discussion, first of all, by emphasizing that even the notion of vanguardism itself has a far more rich history, and full of alternative possibilities, than most of us would ever be given to expect.
Bonald, Louis-Gabriel-Ambroise
1864 Œuvres complètes de M. de Bonald. Paris : J.P. Migne
Bourdieu, Pierre
1993 The Field of Cultural Production: Essays on Art and Literature (Randal Johnson, ed.). Cambridge, England: Polity Press.
2000 Pascalian meditations (Richard Nice, trans.). Cambridge: Polity Press.
Buck-Morss, Susan
2000 Dreamworld and Catastrophe: The Passing of Mass Utopia in East and West. Cambridge: MIT Press.
Campbell, Colin
1987 The Romantic Ethic and the Spirit of Modern Consumerism. Oxford: Blackwell.
Comte, Auguste
1852 Catechisme Positiviste. ou Sommaire Exposition de la Religion Universelle en Onze Entretiens Systematiques entre une Femme et un Prêtre de l’Humanité. Paris: Chez le Auteur.
Epstein, Barbara
2001 “Anarchism and the Anti-Globalization Movement.” Monthly Review 53 (4), September 2001: 1–14.
Graeber, David and Stevphen Shukaitis, editors
2007 Constituent Imagination: Militant Investigation, Collective Research. Oakland: AK Press.
Katsiaficas, George
2004 “Aesthetic and Political Avant-Gardes.” Journal of Aesthetics & Protest 3.
Maistre, Joseph Marie, comte de
1822 Considerations sur la France. Paris: J.B. PĂ©lagaud & cie.
Poggioli, Renato
1968 The Theory of the Avant-Garde. Cambridge, MA: Harvard University Press.
Saint-Simon, Henri, comte de
1825 Nouveau Christianisme: dialogues entre un conservateur et un novateur, primier dialogue. Paris: Bossange.
[208] I also should point out that I’m aware I’m being a bit hypocritical here by indulging in some of the same sort of sectarian reasoning I’m otherwise critiquing: there are schools of Marxism which are far more open-minded and tolerant, and democratically organized. There are anarchist groups which are insanely sectarian; Bakunin himself was hardly a model for democracy by any standards.
[209] One might think of this as the Tom Franks version of history.