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Title: Contra State and Revolution Author: Chris Wright Date: 2001 Language: en Topics: Lenin, Leninism, criticism, critique, anti-Bolshevism, the State Source: https://libcom.org/library/contra-state-and-revolution][Libcom.org]] and [[https://www.academia.edu/7136696/Contra_State_and_Revolution.
For many years Leninâs State and Revolution served as the prime account
of a Marxist understanding of the state outside academic circles. This
work has informed generations of Marxists with what appeared to be the
basic analysis of the state and a definitive conception of communism.
Other subsequent work falls into two categories. First we have
sophisticated, but often academic and definitely not popularly
accessible works, such as Pashukanis, Poulantzas, the German state
derivation debate (with authors such as Offe, von Braunmueller, Hirsch,
et al), Bob Jessop, John Holloway, Werner Bonefeld, Simon Clarke, and so
on. Second, we have more popular works which do not really go beyond
State and Revolution, or which fall short of it, such as work by Ralph
Milliband and a host of near-Marxists such as William Domhoff.
Oddly, in very little of the more sophisticated work do we find a direct
critique of Leninâs work and its relationship to Marx. Few people have
advanced such critiques, and often the debate has remained between
academic Marxists. For example, the debate between Poulantzas and
Milliband generated a whole revival of the analysis of the state in
Marxism, but the center of attention became Poulantzas and Milliband.
Later, the German state derivation debate picked up on Evegny
Pashukanisâ book Marxism and Law from 1924, but this seems to be as
close to Lenin as most of these discussions got.
Some of this may have to do with the fact that many academic Marxists
have viewed State and Revolution as crude or simplistic. However, this
appreciation misses two important issues. First, Lenin is not as crude
as many people think. His work represents some of the most sophisticated
development of Marxism on the state from that period. Only Luxemburgâs
Reform or Revolution and some polemics by Anton Pannekoek against
Kautsky and Bernstein represent nearly as sophisticated approaches to
the state from that time period, but they have a much more limited
scope. Second, only Leninâs work reflects on the problem of the
dictatorship of the proletariat, the Critique of the Gotha Program (from
here on referred to as the Gothacritik) and the Paris Commune in such
detail. Leninâs book also has the merit of setting forth the most
libertarian approach to the state that Lenin would ever put forth. And
since we want to consider a work that has been central to the formation
of the views of tens of thousands of Marxists, where else can we go? It
would be like talking about the Leninist conception of the party without
discussing What Is To Be Done? And yet it happens all the time.
Therefore, I am going to make an attempt at a critique of State and
Revolution along several lines. First, I am going to take up Leninâs
conception of the state, and the capitalist state in particular. In the
process, I will have to discuss Engelsâ understanding of the state as
well because Leninâs approach really comes from Engels, not Marx.
Second, I am going to take up the question of the dictatorship of the
proletariat in Lenin and Marx. Lenin makes a series of claims about both
the constitution of âsocialismâ (the first phase of communism) and the
existence of the state. In both cases, Lenin refers heavily to Marxâs
The Civil War in France and the Gothacritik, but I think he
fundamentally departs from these works. Third, I am going to address the
relationship between Leninâs conception of the post-revolutionary
society and the question of the party and consciousness. I will make a
few brief comments on alternative conceptions of the relationship of
revolutionary organizations to revolution and organs of workersâ power.
Finally, I will ask some questions to think about in terms of developing
a conception of revolution (starting from Marx's notion of fetishism and
the idea that communism is the real movement/struggle of the working
class) for the 21st century.
Since Lenin begins State and Revolution with his understanding of the
state, it seems logical to start there as well. However, Lenin follows
Engels in this approach to the state, and so we must begin with the
criticism of Engels.
Lenin begins with Origin of the Family, Private Property and the State.
Engels argues in this book that the state begins when classes begin,
that the division of society into classes gives rise to the state.
However, this seemingly simple, obvious argument misses something
essential: no state is ever a generic state. All states exist as states
of a particular society. But Engelsâ approach does not start from there,
he starts from a meta-category. Richard Gunn, in his article on âMarxism
and Philosophyâ (Capital and Class 37, 1989), characterizes this kind of
abstraction as empiricist abstraction, abstraction that assumes a
genus-species relationship with actual historical states. In other
words, we have a metaphysical object called a state, and we can then
line up all the actually existing states under it in a hierarchy. So
under the title of a meta-category called âthe stateâ, we can line up
slave states, feudal states, capitalist states, etc. The state becomes a
transhistorical abstraction, an a priori construction that defines
whether such and such a "thing" is a state. Much the way meta-theory
does not ask âIs it true that roses are red?â, but asks, âWhat is
Truth?â, Engels asks, âWhat is âThe Stateâ?â, and he proceeds to give us
an answer: the special armed body of men organized to defend the
interests of the ruling class. This approach falls short of giving us
the means to understand what is unique about the capitalist state,
however.
Any approach has to answer the question âWhat makes this state a
capitalist state?â Engelsâ (and therefore Leninâs) approach treats the
state as an instrument of the ruling class, as an object, a "thing" that
exists and which is determined by its functions. The state is a
capitalist state because the capitalists control the state. How do they
control the state? The capitalists control the state through corruption,
through personal ties to the state, and âalliancesâ between the state
and capital (cf. Lenin, CW Vol. 25, pp. 397-8). Capital places its
representatives into the vessel of the state, thereby taking it over.
Those representatives in turn get positions in capitalist corporations
after they serve their term, solidifying the linkage. This assumes that
the state is an empty vessel until some class fills it with a new
content.
An alternative approach to the state would have to recognize what is
different about the capitalist state from other states. First, starting
from Marxâs notion of fetishism (that relations between people appear as
relations between things mediated by people), we have to start with the
state as a social relation, not as a thing. Engels and Lenin start from
the reified state by treating it as a thing, a vessel, an instrument,
rather than starting from the social relation underlying the state.
Second, having established the need to not reify the state, what makes
the state a capitalist state? Capital, based on the separation of the
producers from the means of production, and turning the labor power of
the producers into a commodity, creates a separation between the market
(the realm of free exchange) and production. This separation, however,
also separates the means of dominating labor from the exploitation of
labor power: the economic and the political become separate. Thus no
direct identity exists between capital and the state; the relation
appears indirect. In their effort to make that link explicit, Lenin and
Engels act as if capitalists directly control the state in various ways,
but this only serves to further fetishize the linkage because it assumes
the identity of state and capital in appearance. But appearance and
essence do not coincide in a fetishized world, and it is exactly this
that Marx takes up in his concept of fetishism and dialectics. Lenin and
Engels go from a dialectical to a positivist approach to the state, in
so far as they ask, âWhat makes this state a capitalist state?â
Thirdly, Lenin and Engels then proceed to adopt a functionalist attitude
towards the state. The state becomes nothing more than its functions:
the protection of the general interests of capital. Once the state
becomes a âthingâ, an instrument, then we have reified the state,
therefore making the state more stable than it actually is. If we start
from fetishism, however, the state exists as a form (a mode of
existence) of the capital-labor relation, the state has to be a product
of struggle, which means the state cannot be defined by a pre-determined
series of functions. The âfunctionsâ become the product of class
struggle. The constitution of the state becomes a constant process; a
process of continuously constituting a state that is fought over and
reflects class struggles. The capitalist state was not simply
constituted with the bourgeois revolutions or with Absolutism (as Lenin
discusses). Class struggle constantly constitutes and re-constitutes the
state as a fetishized social relation.
Finally, we have to ask how we can talk about âthe capitalist stateâ, in
the face of so many specific capitalist states? Because capital is
global, has always been global from its origins in piracy, slavery and
conquest, the political, as a social relation, is also global. We can
then see each state as simply the fragmenting of the political into
localities. This fracturing revolves around two relations: the need to
control the movement of labor and the need to attract capital. Capital
moves (with varying degrees of mobility depending on whether capital
moves as productive capital, commodity capital, or money capital) and
only settles where the conditions appear attractive for the extraction
of surplus value. A contradiction develops between the mobility of
capital and the immobility of the state. In so far as capital exists as
global capital (national capital is really a fiction), the
identification of capital with a particular capitalist class or with a
particular capitalist state makes no sense. I cannot go into it in depth
here, but this approach would seriously undermine the concept of âstate
monopoly capitalismâ which Lenin also depends upon and develops. Leninâs
state is ultimately a national state, as is his capital, and his world
is a state system where some states exploit others. In a theory starting
from fetishism, each state exists as a fragment, a fractured moment, of
the political as a global totality. As a result, exploitation is not
between imperialist states and colonial or neo-colonial states, but the
exploitation of global labor by global capital.
In the end, even though Lenin says that the state needs to be smashed
and he takes a revolutionary political position relative to the
capitalist state, his theory reflects that of the Second International.
In turn, we could just as correctly say that Leninâs mechanics of
capitalist control of the state only differ terminologically from G.
William Domhoff or other perceptive liberal critics of the state as an
elite institution.
But what does that mean for our understanding of revolution? In the next
section, I will lay out the differences between Marx and Lenin on their
understanding of the term âdictatorship of the proletariatâ and
communism.
Several problems interest us here. How do Lenin and Marx understand the
term âdictatorship of the proletariatâ? What is the relationship between
the dictatorship of the proletariat and communism? How did Lenin
interpret Marxâs discussion of the two phases of communism in the
Critique of the Gotha Program? Does Lenin have a concept of communism as
the self-emancipation of the working class, as the free association of
producers?
All of Leninâs earlier work, and most of what comes later, understands
the dictatorship of the proletariat to mean a particularly dictatorial
type of state, whose task is the repression of the capitalist class
after the revolution. We should be clear: Lenin, unlike in other places,
does not consistently deploy this usage. He sometimes deploys the term
as Marx used it.
So how did Marx understand the phrase? In an extensive discussion of the
term The Dictatorship of the Proletariat from Marx to Lenin, Hal Draper
makes a powerful argument that Marx does not understand the term as
indicating a particular kind of state, but as the social dictatorship of
the working class. In the same way Marx would refer to all capitalist
states, and even capitalist society, as the dictatorship of the
bourgeoisie, so he referred to the dictatorship of the proletariat. In
fact, if you read the handful of places where Marx uses the phrase, that
meaning is quite apparent.
Second, Marx did not use the phrase often. The handful of time he uses
it, Draper clearly points out its polemical edge in reference to the
Blanquists and anarchists. The term actually originates with Auguste
Blanqui and his followers. Marx used their term in the discussion, but
he argued against a putschist notion of the social revolution, a notion
Lenin comes dangerously close to. At best, we can say that Lenin
sometimes takes the phrase in Marxâs sense, but even in State and
Revolution, he is inconsistent. In almost all of his other works, Lenin
consistently gets it wrong.
This difference reflects another problem. While both Marx and Lenin see
the working class as revolutionary, they do so for entirely different
reasons. For example, Lenin quotes this passage from Engels as gospel:
âAs soon as there is no longer any social class to be held in
subjection, as soon as class rule, and the individual struggle for
existence based upon the present anarchy in production, with the
collisions and excesses arising from this struggle, are removed, nothing
more remains to be held in subjection â nothing necessitating a special
coercive force, a state.â
(Herr Eugen Duhring's Revolution in Science [Anti-Duhring], pp.301-03,
third German edition, quoted in Lenin, CW, Vol. 25, p. 400)
Note how Engels associates capitalist oppression with the anarchy of
production, without ever discussing Marxâs central critique of capital:
the separation of the producer from the means of production. Compare
this to Lenin:
The overthrow of bourgeois rule can be accomplished only by the
proletariat, the particular class whose economic conditions of existence
prepare it for this task and provide it with the possibility and the
power to perform it. While the bourgeoisie break up and disintegrate the
peasantry and all the petty-bourgeois groups, they weld together, unite
and organize the proletariat. Only the proletariat â by virtue of the
economic role it plays in large-scale production â is capable of being
the leader of all the working and exploited people, whom the bourgeoisie
exploit, oppress and crush, often not less but more than they do the
proletarians, but who are incapable of waging an independent struggle
for their emancipation. (CW, Vol. 25, p. 408, italics mine)
Lenin takes the position that the proletariat is the emancipatory class
because of its role in large-scale production. This confuses a
particular historical organization of labor power for the key relation
between labor and capital. Lenin never grasps Marxâs discussion of
alienated labor and fetishism. The emancipatory power of the proletariat
comes from the fact that the working class exists as the negation of
property, of exploitation. The total separation of producer from means
of production under capital means that the working class has no possible
existence as a propertied, i.e. as an exploiting, class. The particular
organization of alienated labor is secondary to the specific mode of
existence of labor under capitalism.
This matters simply because the two different perspectives lead to two
different views of revolution. For Lenin (and partially for Engels), the
first phase of communism is the taking over of the current production
process by the working class, the management of the existing production
relations by the (workersâ) state. For Marx, the first phase of
communism means the free association of labor, the abolition of the
separation of the producers from the means of producing, i.e. the
abolition of relations of property. What Marx considers the most basic
preliminaries to communism, precursors fulfilled in the course of the
revolution, of the expropriation of the expropriators, Lenin considers
to be the first phase of communism.
Lenin completely misunderstands Marxâs Critique of the Gotha Program and
the discussion of two stages of communism. For Marx, there is no stage
of communism with a state or commodity production or wage labor. Lenin
completely confuses the problem of the period of revolutionary overthrow
of with the first stage of communism. Lenin phrases it this way:
The proletariat needs state power, a centralized organization of force,
an organization of violence, both to crush the resistance of the
exploiters and to lead the enormous mass of the population â the
peasants, the petty bourgeoisie, and semi-proletarians â in the work of
organizing a socialist economy. (CW, Vol. 25, p. 409)
In doing so, Lenin breaks with Marx in the second half of the sentence.
Up until that point, Lenin could argue that he represented Marxâs view.
Lenin highlights his confusion of the revolutionary period with the
first phase of communism in the quote below:
In striving for socialism, however, we are convinced that it will
develop into communism and, therefore, that the need for violence
against people in general, for the subordination of one man to another,
and of one section of the population to another, will vanish altogether
since people will become accustomed to observing the elementary
conditions of social life without violence and without subordination.
(CW, Vol. 25, p. 461)
Clearly, Lenin still sees the first phase of communism as one of
subordination because he can only conceive of it in terms of capturing
state power and statification of private property. As such, Lenin goes
on to say that
âŠin the first phase of communist society (usually called socialism)
"bourgeois law" is not abolished in its entirety, but only in part, only
in proportion to the economic revolution so far attained, i.e., only in
respect of the means of production. "Bourgeois law" recognizes them as
the private property of individuals. Socialism converts them into common
property. To that extent - and to that extent alone - "bourgeois law"
disappears.
The socialist principle, "He who does not work shall not eat", is
already realized; the other socialist principle, "An equal amount of
products for an equal amount of labor", is also already realized. But
this is not yet communism, and it does not yet abolish "bourgeois law",
which gives unequal individuals, in return for unequal (really unequal)
amounts of labor, equal amounts of products. (CW, Vol. 25, p. 472)
This utterly contradicts Marx. Marx says bourgeois right, not law, which
would assume the state. Lenin focuses on the âeconomic revolutionâ
solely from the technical side, from the âmeans of productionâ, unlike
Marx who focuses on the relations of production, the separator of the
producer from the means of production.
The idea that âsocialismâ merely equals the conversion of bourgeois
private property into common property completely misunderstands Marx.
For Marx, private property means capitalist property as a whole, as in
the total property of the capitalist class, not simply juridically
recognized individual property. State capitalism turned individual
property into common property, without ever violating private property,
i.e. capitalist property (see Paresh Chattopadhyay, The Marxian Concept
of Capital and the Soviet Experience, Praeger, 1994.) Therefore, Lenin
merely posits a different form of capitalism, since none of the social
relations of production change under âsocialismâ.[1]
Lenin even counterpoises the state to the working class here in his most
libertarian work. The following two paragraphs highlight how far Lenin
is from Marx.
We are not utopians, we do not "dream" of dispensing at once with all
administration, with all subordination. These anarchist dreams, based
upon incomprehension of the tasks of the proletarian dictatorship, are
totally alien to Marxism, and, as a matter of fact, serve only to
postpone the socialist revolution until people are different. No, we
want the socialist revolution with people as they are now, with people
who cannot dispense with subordination, control, and "foremen and
accountants". (CW, Vol. 25, p. 430)
We, the workers, shall organize large-scale production on the basis of
what capitalism has already created, relying on our own experience as
workers, establishing strict, iron discipline backed up by the state
power of the armed workers. We shall reduce the role of state officials
to that of simply carrying out our instructions as responsible,
revocable, modestly paid "foremen and accountants" (of course, with the
aid of technicians of all sorts, types and degrees).
A witty German Social-Democrat of the seventies of the last century
called the postal service an example of the socialist economic system.
This is very true. At the present the postal service is a business
organized on the lines of state-capitalist monopoly. Imperialism is
gradually transforming all trusts into organizations of a similar type,
in which, standing over the "common" people, who are overworked and
starved, one has the same bourgeois bureaucracy. But the mechanism of
social management is here already to hand. Once we have overthrown the
capitalists, crushed the resistance of these exploiters with the iron
hand of the armed workers, and smashed the bureaucratic machinery of the
modern state, we shall have a splendidly-equipped mechanism, freed from
the "parasite", a mechanism which can very well be set going by the
united workers themselves, who will hire technicians, foremen and
accountants, and pay them all, as indeed all "state" officials in
general, workmen's wages. Here is a concrete, practical task which can
immediately be fulfilled in relation to all trusts, a task whose
fulfillment will rid the working people of exploitation, a task which
takes account of what the Commune had already begun to practice
(particularly in building up the state).
To organize the whole economy on the lines of the postal service so that
the technicians, foremen and accountants, as well as all officials,
shall receive salaries no higher than "a workman's wage", all under the
control and leadership of the armed proletariat - that is our immediate
aim. This is what will bring about the abolition of parliamentarism and
the preservation of representative institutions. This is what will rid
the laboring classes of the bourgeoisie's prostitution of these
institutions. (CW, Vol. 25, p. 430-1)
We must go even further and say that Lenin completely misunderstands
Marxâs discussion of bourgeois right under the first phase of communism,
believing that Marx means the continued existence of wage-labor. The
first phase of communism already assumes the end of money and the wage
relation. It assumes the end of the state and of capitalist relations of
production. Both phases of communism depend on what Marx called âthe
free association of producersâ, in which the freedom of each is the
precondition for the freedom of all.
Does this mean that Marx did not believe the proletariat needed a state,
albeit a transitional and immediately dying state, to suppress the
capitalist class? First, Marx clearly does have some kind of transient
form of state in mind, but this state exists only as long as the
expropriation of the expropriators continues. It has nothing to do with
the first phase of communism (what Lenin and others referred to as
socialism.)
Second, Marx did not conceive of the particular state form as
âdictatorialâ, as a dictatorship in the modern sense, as I have
indicated elsewhere, while leaving the question of the specific form of
state open. At most, we can say that the Commune formed the core of his
conception, a form that certainly has none of the features of a
dictatorship in the modern sense of the term. A few of Marxâs more
âstatistâ quotes should suffice to make the point, as his writing in The
Civil War in France, and Notes on Adolph Wagner lean in an even more
unambiguously anti-statist direction. Marx comments as follows:
"... In depicting the most general phases of the development of the
proletariat, we traced the more or less veiled civil war, raging within
existing society up to the point where that war breaks out into open
revolution, and where the violent overthrow of the bourgeoisie lays the
foundation for the sway of the proletariat....
"... We have seen above that the first step in the revolution by the
working class is to raise the proletariat to the position of the ruling
class to win the battle of democracy.
"The proletariat will use its political supremacy to wrest, by degree,
all capital from the bourgeoisie, to centralize all instruments of
production in the hands of the state, i.e., of the proletariat organized
as the ruling class; and to increase the total productive forces as
rapidly as possible." (pp.31 and 37, Communist Manifesto, seventh German
edition, 1906, quoted in Lenin, CW, Vol. 25, p. 407)
"If the political struggle of the working class assumes revolutionary
form," wrote Marx, ridiculing the anarchists for their repudiation of
politics, "and if the workers set up their revolutionary dictatorship in
place of the dictatorship of the bourgeoisie, they commit the terrible
crime of violating principles, for in order to satisfy their wretched,
vulgar everyday needs and to crush the resistance of the bourgeoisie,
they give the state a revolutionary and transient form, instead of
laying down their arms and abolishing the state." (Neue Zeit Vol.XXXII,
1, 1913-14, p.40, quoted in Lenin, CW, Vol. 25, pp. 440-1, Italics mine)
"Between capitalist and communist society lies the period of the
revolutionary transformation of the one into the other. Corresponding to
this is also a political transition period in which the state can be
nothing but the revolutionary dictatorship of the proletariat."
(Critique of the Gotha Program, Marx, quoted Lenin, CW, Vol. 25, p. 464)
Leninâs conception of the party depends on a notion of consciousness
that he derives from Kautsky and the Second International. Obviously,
Lenin makes the connection clear in What Is To Be Done? when he makes
the claim that the working class cannot get beyond trade union
consciousness, to revolutionary consciousness, without external
intervention by the party. Revolutionary consciousness comes from
outside the class struggle, from the development of science. (For
critiques of this view, see Open Marxism: Vols. 1-3, Bonefeld, Gunn,
Psychopedis et al, 1993-4)
Many people have claimed that Lenin goes beyond that perspective at
different moments, such as in State and Revolution. Supposedly Lenin
takes a different perspective on the question of the self-emancipation
of the class. Can we support this view?
I donât think so. Lenin continues to view the development of
class-consciousness in a mechanical way that assumes the party as a
necessary catalyst and embodiment of class-consciousness. Lenin
clarifies on the role of the party in State and Revolution in the
following way,
By educating the workers' party, Marxism educates the vanguard of the
proletariat, capable of assuming power and leading the whole people to
socialism, of directing and organizing the new system, of being the
teacher, the guide, the leader of all the working and exploited people
in organizing their social life without the bourgeoisie and against the
bourgeoisie.
This conception of the role of the party still very much places the role
of bearer of consciousness upon the party, as opposed to the working
class. The party exists as the educator, the bearer of special knowledge
and technique. Of course, we have a right to ask: Where does this
privileged information come from, this privileged knowledge? Lenin
answers us clearly: from the positive science of Marxism.
But then we have a few problems. Marx did not posit his ideas as a
positive science of the world. When Marx used the term science, he used
it in a negative way, indicating âa ruthless critique of everything
existingâ (The Holy Family, p. ) For Marx, dialectics always means
negative dialectics. Engels is the first person to fail to grasp this,
and upon his partial mistakes grew a whole positivistic treatment of
dialectics, which Lenin fully absorbs. Therefore, Leninâs notion of
Marxism stands juxtaposed to Marxâs Marxism.
Nor can we find a space outside the class struggle, outside alienation
and fetishization, from which to claim this positive science. In Marx we
find no outside to the capital-labor relation, no privileged, distanced,
objective space from which we can turn the working class or our own
activity or anything else into a pure object of study. Because capital
is nothing but alienated labor, labor in capital, capital has no
existence separate from labor. But because labor means nothing under
capital except as alienated labor, because capitalism exists as the
separation of the producers from the means of production, labor also
exists against capital. This reveals an interconnected relation of
antagonism, but an asymmetrical one: capital needs labor, but labor does
not need capital. Labor exists in-against-and-beyond capital
simultaneously.
In Marx, revolutionary consciousness is the special privilege of the
working class, not a party of intellectuals, or even a âvanguardâ of
working class militants. The working class, rent by the antagonism of
being in-and-against capital is the only class, as a whole, in a
position to see through the process of fetishization. It is exploitation
and alienated labor, not âscientific socialist ideasâ, which lead to
revolutionary class-consciousness for the class as a whole. Marxâs
notion of self-emancipation of the class (and his notions of
organization, stated in The Communist Manifesto, his work in the
International Workingmenâs Association, and his letters towards the end
of his life, including the Gothacritik) indicates a different notion of
consciousness from Lenin. This different conception of the formation of
consciousness implies a wholly different concept of state and
revolution. It also implies a wholly different conception of
organization.
If I am right, that Lenin's organizational concept embodies a departure
from Marx's approach to the problem of consciousness, and hence of
organization, then where do we begin?
First, we need to engage in a serious re-examination of non-Leninist
forms of organization, even those that ultimately failed. (In a sense,
they have all failed, but some failed better than others.). The council
communists drew upon and developed the question of workers' councils,
even if they made a fetish of councils at a certain point. Ultimately,
they seemed to decide that revolutionary organizations should dissolve
themselves into the councils and not propose a separate existence from
workers' organs of power after the revolution. Marxist-Humanism and
Socialism ou Barbarie developed different conceptions of organization
opposed to the idea of vanguardism, but with a strong emphasis on theory
and practice unity, even if they diverge at critical points. The
Situationist International developed an important critique of
'militantism'. They also developed the councilist position on the role
of Marxist organizations in the workers' councils, projecting a purely
negative, anti-bureaucratic role, but one that continues after the
revolution. Solidarity in England took a mix of ideas from these
different groups, and developed a series of ideas worth further
investigation. I only mention here what have been critical interventions
for me and each of us hopefully brings other examples and ideas to the
table.
Second, we might start by asking, "Since revolutionary consciousness
develops in the course of class struggle, but Marxism does not spring
into every revolutionary workers' head, what role for Marxists?" We
could do worse than to return to Marx's simple comments in the Communist
Manifesto on the role of communists in the workers' movement as a part
of our rethinking. Degrading Marx's organizational theory and practice
formed an essential part of Leninism (especially post-Lenin Leninism.)
Does that condemn us to a contemplative position? It did not do so for
Marx, so I do not think it should for us either. We still have to ask,
"What do we, as revolutionaries, do?" The attraction of Leninism was
always that it had the answer, even if it was the wrong answer.
I have not addressed the problem of the Bolsheviks in power or even the
October, even though I thought about it and such a discussion is
implicit in this whole article. That would require considerably more
space than we have here. At best, I can recommend a series of works that
people can refer to, each of which captures a part of what I would see
as developing a further critique of Leninism, especially Leninism in
power.[2]
Instead, I would like to draw some conclusions. First, I donât think we
can defend the idea that Lenin develops a coherent Marxist analysis of
the state. Rather, he develops a view that suffers from a strong strain
of functionalism and positivism. Second, Lenin's notion of revolution
has little in common with Marx's conception of revolution as the
self-emancipation of the working class. Where Lenin is right, he says
nothing we could not already get from Marx. Lenin generally
misunderstands Marx's Gothacritik. His whole discussion of communism and
the dictatorship of the proletariat is a departure from Marx, not an
extension. Rather, Lenin extends the line of thought we could refer to
as Lassalleanism, with its fetishization of the state. In other words,
we do not just have to go beyond Lenin; we have to abandon Leninism to
the dustbin of history. We have to start from somewhere else entirely.
Does that mean we just go back to Marx? We have new questions to ask,
and we have new experiences to assimilate. The world has not stood still
since Marx, and neither has revolution. By re-examining some of the
problems Marx grappled with, as Marx grappled with them, maybe we can
help reformulate a different Marxism, what John Holloway, Werner
Bonefeld, Richard Gunn, et al, have called an âOpen Marxismâ.
Certainly, after the 20th century, we can no longer think about power
and revolution in the same terms. We cannot just say, âLook at what the
Communards did.â At least no more than we can afford to ignore that
experience. I do not claim to have any answers, but I have questions. So
I am not going to propose a new conception of revolution here, so much
as I want to pose a series of points that may help us collectively to
develop that conception.
understand it. Holloway, Bonefeld, Simon Clarke, and others Vital have
begun vital work, which I think we need to pick up and develop. We have
to go beyond the generic state or the state as an instrument of object
external to the capital-labor relation. I cannot elaborate this approach
here beyond the few things I have said in this article.
re-open the discussion of the forms of workersâ power we have seen,
especially the factory councils and workersâ councils. Not that this
discussion ever exactly ended, but it became the minority discussion
Marxism, on the fringes of a Leninist-dominated discussion, which
assumed it knew all the answers. We must ask if the concept of âsmashing
the stateâ really appreciates the whole problem of the relationship of
state and revolution adequately. We need to re-open the question of the
contours of revolution, starting with the recognition that we really no
longer know what it looks like (having mistaken one type of revolution
for another in Russia and having seen relatively few since, in a world
that has drastically changed in the last 30 years.)
proletariat. First, do we even want to use this term anymore? It already
seemed to be outdated in Marx's time and Engels even proposed talking
about the revolutionary state not as a state but using the German for
the word Commune (see his Letter to Bebel from 1875 dealing with this
topic, quoted in State and Revolution in the section on Marxâs Critique
of the Gotha Program.) Beyond that, though, we have to ask if the
âtransient stateâ, as Marxâs calls it, will be a necessary barrier we
must overcome or a deadly detour from which no revolution can recover?
discussions after the Commune. We have a wide range of non-Leninist
ideas to draw from and, dare I say it, we even need to revisit anarchism
in a serious way.
revolutionaries. I posed those questions above, but only in the briefest
outline.
These are simply some provisional questions and suggestions, but maybe
that is where we need to begin. Not only do we no longer have all the
answers, we have to reckon with the fact that we never did. We have to
try our best to see Marx with fresh eyes and rediscover revolution.
1. Summing up his historical analysis, Engels says:
"The state is, therefore, by no means a power forced on society from
without; just as little is it 'the reality of the ethical idea', 'the
image and reality of reason', as Hegel maintains. Rather, it is a
product of society at a certain stage of development; it is the
admission that this society has become entangled in an insoluble
contradiction with itself, that it has split into irreconcilable
antagonisms which it is powerless to dispel. But in order that these
antagonisms, these classes with conflicting economic interests, might
not consume themselves and society in fruitless struggle, it became
necessary to have a power, seemingly standing above society, that would
alleviate the conflict and keep it within the bounds of 'order'; and
this power, arisen out of society but placing itself above it, and
alienating itself more and more from it, is the state." (pp.177-78,
sixth edition)
This expresses with perfect clarity the basic idea of Marxism with
regard to the historical role and the meaning of the state. The state is
a product and a manifestation of the irreconcilability of class
antagonisms. The state arises where, when and insofar as class
antagonism objectively cannot be reconciled. And, conversely, the
existence of the state proves that the class antagonisms are
irreconcilable.
2. According to Marx, the state is an organ of class rule, an organ for
the oppression of one class by another; it is the creation of "order",
which legalizes and perpetuates this oppression by moderating the
conflict between classes.
3. Engels continues:
"As distinct from the old gentile [tribal or clan] order, the state,
first, divides its subjects according to territory...."
This division seems "natural" to us, but it costs a prolonged struggle
against the old organization according to generations or tribes.
"The second distinguishing feature is the establishment of a public
power which no longer directly coincides with the population organizing
itself as an armed force. This special, public power is necessary
because a self-acting armed organization of the population has become
impossible since the split into classes.... This public power exists in
every state; it consists not merely of armed men but also of material
adjuncts, prisons, and institutions of coercion of all kinds, of which
gentile [clan] society knew nothing...."
Engels elucidates the concept the concept of the "power" which is called
the state, a power which arose from society but places itself above it
and alienates itself more and more from it. What does this power mainly
consist of? It consists of special bodies of armed men having prisons,
etc., at their command.
4. 3. The State: an Instrument for the Exploitation of the Oppressed
Class (section heading in Chapter 1)
5. In a democratic republic, Engels continues, "wealth exercises its
power indirectly, but all the more surely", first, by means of the
"direct corruption of officials" (America); secondly, by means of an
"alliance of the government and the Stock Exchange" (France and
America).
At present, imperialism and the domination of the banks have "developed"
into an exceptional art both these methods of upholding and giving
effect to the omnipotence of wealth in democratic republics of all
descriptions. Since, for instance, in the very first months of the
Russian democratic republic, one might say during the honeymoon of the
"socialist" S.R.s and Mensheviks joined in wedlock to the bourgeoisie,
in the coalition government. Mr. Palchinsky obstructed every measure
intended for curbing the capitalists and their marauding practices,
their plundering of the state by means of war contracts; and since later
on Mr. Palchinsky, upon resigning from the Cabinet (and being, of
course, replaced by another quite similar Palchinsky), was "rewarded" by
the capitalists with a lucrative job with a salary of 120,000 rubles per
annum â what would you call that? Direct or indirect bribery? An
alliance of the government and the syndicates, or "merely" friendly
relations? What role do the Chernovs, Tseretelis, Avksentyevs and
Skobelevs play? Are they the "direct" or only the indirect allies of the
millionaire treasury-looters?
Another reason why the omnipotence of "wealth" is more certain in a
democratic republic is that it does not depend on defects in the
political machinery or on the faulty political shell of capitalism. A
democratic republic is the best possible political shell for capitalism,
and, therefore, once capital has gained possession of this very best
shell (through the Palchinskys, Chernovs, Tseretelis and Co.), it
establishes its power so securely, so firmly, that no change of persons,
institutions or parties in the bourgeois-democratic republic can shake
it.
This quote is very important and captures the whole of the matter quite
succinctly, in terms of exactly how crudely Lenin and Engels conceive of
the state.
6. Engels gives a general summary of his views in the most popular of
his works in the following words:
"The state, then, has not existed from all eternity. There have been
societies that did without it, that had no idea of the state and state
power. At a certain stage of economic development, which was necessarily
bound up with the split of society into classes, the state became a
necessity owing to this split. We are now rapidly approaching a stage in
the development of production at which the existence of these classes
not only will have ceased to be a necessity, but will become a positive
hindrance to production. They will fall as they arose at an earlier
stage. Along with them the state will inevitably fall. Society, which
will reorganize production on the basis of a free and equal association
of the producers, will put the whole machinery of state where it will
then belong: into a museum of antiquities, by the side of the
spinning-wheel and the bronze axe."
We do not often come across this passage in the propaganda and agitation
literature of the present-day Social-Democrats. Even when we do come
across it, it is mostly quoted in the same manner as one bows before an
icon, i.e., it is done to show official respect for Engels, and no
attempt is made to gauge the breadth and depth of the revolution that
this relegating of "the whole machinery of state to a museum of
antiquities" implies. In most cases we do not even find an understanding
of what Engels calls the state machine.
Another important passage, especially for Engelsâ crude economic
determinism, decision of what is progressive by level of
productivity/forces of production, not alienation/fetishization, but
also for Lenin completely missing Engelsâ correct point of the free and
equal association of producers, which is the important and powerful
kernel of this statement.
7. Engel's words regarding the "withering away" of the state are so
widely known, they are often quoted, and so clearly reveal the essence
of the customary adaptation of Marxism to opportunism that we must deal
with them in detail. We shall quote the whole argument from which they
are taken.
"The proletariat seizes from state power and turns the means of
production into state property to begin with. But thereby it abolishes
itself as the proletariat, abolishes all class distinctions and class
antagonisms, and abolishes also the state as state. Society thus far,
operating amid class antagonisms, needed the state, that is, an
organization of the particular exploiting class, for the maintenance of
its external conditions of production, and, therefore, especially, for
the purpose of forcibly keeping the exploited class in the conditions of
oppression determined by the given mode of production (slavery, serfdom
or bondage, wage-labor). The state was the official representative of
society as a whole, its concentration in a visible corporation. But it
was this only insofar as it was the state of that class which itself
represented, for its own time, society as a whole: in ancient times, the
state of slave-owning citizens; in the Middle Ages, of the feudal
nobility; in our own time, of the bourgeoisie. When at last it becomes
the real representative of the whole of society, it renders itself
unnecessary. As soon as there is no longer any social class to be held
in subjection, as soon as class rule, and the individual struggle for
existence based upon the present anarchy in production, with the
collisions and excesses arising from this struggle, are removed, nothing
more remains to be held in subjection â nothing necessitating a special
coercive force, a state. The first act by which the state really comes
forward as the representative of the whole of society â the taking
possession of the means of production in the name of society â is also
its last independent act as a state. State interference in social
relations becomes, in one domain after another, superfluous, and then
dies down of itself. The government of persons is replaced by the
administration of things, and by the conduct of processes of production.
The state is not 'abolished'. It withers away. This gives the measure of
the value of the phrase 'a free people's state', both as to its
justifiable use for a long time from an agitational point of view, and
as to its ultimate scientific insufficiency; and also of the so-called
anarchists' demand that the state be abolished overnight."
(Herr Eugen Duhring's Revolution in Science [Anti-Duhring], pp.301-03,
third German edition.)
It is safe to say that of this argument of Engels', which is so
remarkably rich in ideas, only one point has become an integral part of
socialist thought among modern socialist parties, namely, that according
to Marx that state "withers away" â as distinct from the anarchist
doctrine of the "abolition" of the state. To prune Marxism to such an
extent means reducing it to opportunism, for this "interpretation" only
leaves a vague notion of a slow, even, gradual change, of absence of
leaps and storms, of absence of revolution. The current, widespread,
popular, if one may say so, conception of the "withering away" of the
state undoubtedly means obscuring, if not repudiating, revolution.
This quote by Engels is again another mixed bag of his crude materialism
alongside some profound restatings of Marx, Engels at his best.
8. As a matter of fact, Engels speaks here of the proletariat revolution
"abolishing" the bourgeois state, while the words about the state
withering away refer to the remnants of the proletarian state after the
socialist revolution. According to Engels, the bourgeois state does not
"wither away", but is "abolished" by the proletariat in the course of
the revolution. What withers away after this revolution is the
proletarian state or semi-state.
Lenin here reads into Engels what Engels does not say (and which we
shall see later, contradicts Marx in the Critique of the Gotha
Program!!)
9. Secondly, the state is a "special coercive force". Engels gives this
splendid and extremely profound definition here with the utmost
lucidity. And from it follows that the "special coercive force" for the
suppression of the proletariat by the bourgeoisie, of millions of
working people by handfuls of the rich, must be replaced by a "special
coercive force" for the suppression of the bourgeoisie by the
proletariat (the dictatorship of the proletariat). This is precisely
what is meant by "abolition of the state as state". This is precisely
the "act" of taking possession of the means of production in the name of
society. And it is self-evident that such a replacement of one
(bourgeois) "special force" by another (proletarian) "special force"
cannot possibly take place in the form of "withering away".
More of the same. Again, we will return to this in detail.
10. Revolution alone can "abolish" the bourgeois state. The state in
general, i.e., the most complete democracy, can only "wither away".
The failure to grapple with the state as a social relation, as a mode of
existence of the capital-labor relation, a fetishized social relation.
On to Section 2 (I here skip the discussion of violent overthrow of the
state in quotes, in part because we are not certain as to the character
of revolution.)
11. It is instructive to compare this general exposition of the idea of
the state disappearing after the abolition of classes with the
exposition contained in the Communist Manifesto, written by Marx and
Engels a few months later - in November 1847, to be exact:
"... In depicting the most general phases of the development of the
proletariat, we traced the more or less veiled civil war, raging within
existing society up to the point where that war breaks out into open
revolution, and where the violent overthrow of the bourgeoisie lays the
foundation for the sway of the proletariat....
"... We have seen above that the first step in the revolution by the
working class is to raise the proletariat to the position of the ruling
class to win the battle of democracy.
"The proletariat will use its political supremacy to wrest, by degree,
all capital from the bourgeoisie, to centralize all instruments of
production in the hands of the state, i.e., of the proletariat organized
as the ruling class; and to increase the total productive forces as
rapidly as possible."
(pp.31 and 37, seventh German edition, 1906)
Here we have a formulation of one of the most remarkable and most
important ideas of Marxism on the subject of the state, namely, the idea
of the "dictatorship of the proletariat" (as Marx and Engels began to
call it after the Paris Commune); and, also, a highly interesting
definition of the state, which is also one of the "forgotten words" of
Marxism: "the state, i.e., the proletariat organized as the ruling
class."
This section and comment of Marx deserves careful attention. Does it
contradict his later writings (or his earlier ones in 1843-47)? What can
we say about this, which seems clear? Does Lenin grasp it clearly? Let
us see.
12. The proletariat needs the state â this is repeated by all the
opportunists, social-chauvinists and Kautskyites, who assure us that
this is what Marx taught. But they "forget" to add that, in the first
place, according to Marx, the proletariat needs only a state which is
withering away, i.e., a state so constituted that it begins to wither
away immediately, and cannot but wither away. And, secondly, the working
people need a "state, i.e., the proletariat organized as the ruling
class".
The state is a special organization of force: it is an organization of
violence for the suppression of some class. What class must the
proletariat suppress? Naturally, only the exploiting class, i.e., the
bourgeoisie. The working people need the state only to suppress the
resistance of the exploiters, and only the proletariat can direct this
suppression, can carry it out. For the proletariat is the only class
that is consistently revolutionary, the only class that can unite all
the working and exploited people in the struggle against the
bourgeoisie, in completely removing it.
The exploiting classes need political rule to maintain exploitation,
i.e., in the selfish interests of an insignificant minority against the
vast majority of all people. The exploited classes need political rule
in order to completely abolish all exploitation, i.e., in the interests
of the vast majority of the people, and against the insignificant
minority consisting of the modern slave-owners â the landowners and
capitalists.
This is the core of Leninâs âlibertarianâ moment. This is actually not
bad in many ways, but can Lenin maintain this and draw out the logical
conclusions? Does Marx continue to defend such a notion (I think not,
given the post-Paris Commune Intorduction)? More importantly, can we
defend such a train of thought after the 20th century? Needless to say,
Lenin continues to treat the state as an instrument, rather than as a
set of social relations, so what can we say here? We should never be
afraid of the idea that Marx may not have followed through consistently
on this. Alan Shandroâs argument is worth considering in this light.
13. The overthrow of bourgeois rule can be accomplished only by the
proletariat, the particular class whose economic conditions of existence
prepare it for this task and provide it with the possibility and the
power to perform it. While the bourgeoisie break up and disintegrate the
peasantry and all the petty-bourgeois groups, they weld together, unite
and organize the proletariat. Only the proletariat â by virtue of the
economic role it plays in large-scale production â is capable of being
the leader of all the working and exploited people, whom the bourgeoisie
exploit, oppress and crush, often not less but more than they do the
proletarians, but who are incapable of waging an independent struggle
for their emancipation.
Some very clear problems arise here indicating a definite difference in
the conception of what makes the working class revolutionary. For
example, there is no notion of alienation/fetishization present here,
and yet this is a central aspect of what makes the proletariat
revolutionary, NOT its organization in large-scale industry. That is a
secondary issue.
14. The theory of class struggle, applied by Marx to the question of the
state and the socialist revolution, leads as a matter of course to the
recognition of the political rule of the proletariat, of its
dictatorship, i.e., of undivided power directly backed by the armed
force of the people. The overthrow of the bourgeoisie can be achieved
only by the proletariat becoming the ruling class, capable of crushing
the inevitable and desperate resistance of the bourgeoisie, and of
organizing all the working and exploited people for the new economic
system.
The proletariat needs state power, a centralized organization of force,
an organization of violence, both to crush the resistance of the
exploiters and to lead the enormous mass of the population â the
peasants, the petty bourgeoisie, and semi-proletarians â in the work of
organizing a socialist economy.
Lenin clearly here has in mind communism not as the free association of
laborers, but as a specific system of rule, a new âeconomicâ system.
This is directly at odds with Marxâs critique of political economy,
which starts from the idea of âeconomicsâ as an alienated, fetishized
form of human relations. We need to return to the notion Marx elaborates
in The German Ideology, among other places.
15. By educating the workers' party, Marxism educates the vanguard of
the proletariat, capable of assuming power and leading the whole people
to socialism, of directing and organizing the new system, of being the
teacher, the guide, the leader of all the working and exploited people
in organizing their social life without the bourgeoisie and against the
bourgeoisie.
Lenin cannot resist resorting to his notion of consciousness from What
Is To Be Done? and his vanguardism. Lenin never breaks with this
approach, and therefore with a notion of the development of working
class self-consciousness that is opposite of Marx.
16. "But the revolution is throughgoing. It is still journeying through
purgatory. It does its work methodically. By December 2, 1851 [the day
of Louis Bonaparte's coup d'etat], it had completed one half of its
preparatory work. It is now completing the other half. First it
perfected the parliamentary power, in order to be able to overthrow it.
Now that it has attained this, it is perfecting the executive power,
reducing it to its purest expression, isolating it, setting it up
against itself as the sole object, in order to concentrate all its
forces of destruction against it. And when it has done this second half
of its preliminary work, Europe will leap from its seat and exultantly
exclaim: well grubbed, old mole!
"This executive power with its enormous bureaucratic and military
organization, with its vast and ingenious state machinery, with a host
of officials numbering half a million, besides an army of another half
million, this appalling parasitic body, which enmeshes the body of
French society and chokes all its pores, sprang up in the days of the
absolute monarchy, with the decay of the feudal system, which it helped
to hasten." The first French Revolution developed centralization, "but
at the same time" it increased "the extent, the attributes and the
number of agents of governmental power. Napoleon completed this state
machinery". The legitimate monarchy and the July monarchy "added nothing
but a greater division of labor"....
"... Finally, in its struggle against the revolution, the parliamentary
republic found itself compelled to strengthen, along with repressive
measures, the resources and centralization of governmental power. All
revolutions perfected this machine instead of smashing it. The parties
that contended in turn for domination regarded the possession of this
huge state edifice as the principal spoils of the victor."
(The Eighteenth Brumaire of Louis Bonaparte pp.98-99, fourth edition,
Hamburg, 1907)
The problem of the state is put specifically: How did the bourgeois
state, the state machine necessary for the rule of the bourgeoisie, come
into being historically? What changes did it undergo, what evolution did
it perform in the course of bourgeois revolutions and in the face of the
independent actions of the oppressed classes? What are the tasks of the
proletariat in relation to this state machine?
The centralized state power that is peculiar to bourgeois society came
into being in the period of the fall of absolutism. Two institutions
most characteristic of this state machine are the bureaucracy and the
standing army. In their works, Marx and Engels repeatedly show that the
bourgeoisie are connected with these institutions by thousands of
threads. Every worker's experience illustrates this connection in an
extremely graphic and impressive manner. From its own bitter experience,
the working class learns to recognize this connection. That is why it so
easily grasps and so firmly learns the doctrine which shows the
inevitability of this connection, a doctrine which the petty-bourgeois
democrats either ignorantly and flippantly deny, or still more
flippantly admit "in general", while forgetting to draw appropriate
practical conclusions.
The bureaucracy and the standing army are a "parasite" on the body of
bourgeois society - a parasite created by the internal antagonisms which
rend that society, but a parasite which "chokes" all its vital pores.
The Kautskyite opportunism now prevailing in official Social-Democracy
considers the view that the state is a parasitic organism to be the
peculiar and exclusive attribute of anarchism. It goes without saying
that this distortion of Marxism is of vast advantage to those
philistines who have reduced socialism to the unheard-of disgrace of
justifying and prettifying the imperialist war by applying to it the
concept of "defence of the fatherland"; but it is unquestionably a
distortion, nevertheless.
Lenin grasps part of the quote, but he fails to really grapple with the
formation of the state, the particularization of the state as a
capitalist state and its relation to class struggle. Lenin sees it from
the bourgeoisie down, rather than from the class struggle.
17. Imperialism - the era of bank capital, the era of gigantic
capitalist monopolies, of the development of monopoly capitalism into
state- monopoly capitalism - has clearly shown an unprecedented growth
in its bureaucratic and military apparatus in connection with the
intensification of repressive measures against the proletariat both in
the monarchical and in the freest, republican countries.
The unification of the state and capital into State-monopoly capital
implies certain peculiarities about Leninâs notion of capital from which
a large portion of the left has never recovered. The fusion of the state
and capital is only ephemeral and represents the outcome of certain
types of class struggles, not from monopolization as such.
18. In 1907, Mehring, in the magazine Neue Zeit (Vol.XXV, 2, p.164),
published extracts from Marx's letter to Weydemeyer dated March 5, 1852.
This letter, among other things, contains the following remarkable
observation:
"And now as to myself, no credit is due to me for discovering the
existence of classes in modern society or the struggle between them.
Long before me bourgeois historians had described the historical
development of this class struggle and bourgeois economists, the
economic anatomy of classes. What I did that was new was to prove: (1)
that the existence of classes is only bound up with the particular,
historical phases in the development of production (historische
Entwicklungsphasen der Produktion), (2) that the class struggle
necessarily leads to the dictatorship of the proletariat, (3) that this
dictatorship itself only constitutes the transition to the abolition of
all classes and to a classless society."
We will see later that Marx invests this last point with a radically
different content than Lenin, who assumes Marx means the first stage of
communism, rather than the transition to the first stage of communism.
19. Only he is a Marxist who extends the recognition of the class
struggle to the recognition of the dictatorship of the proletariat. That
is what constitutes the most profound distinction between the Marxist
and the ordinary petty (as well as big) bourgeois. This is the
touchstone on which the real understanding and recognition of Marxism
should be tested.
Clearly, this is reductio ad absurdum. Marx has much, much more than
this. In fact, this is the smallest point because Marx himself only uses
the phrase in argument with the anarchists and Blanquists. For Marx, the
historicity of capital, its existence as a social relation, fetishism,
etc.
20. âŠIn reality, this period inevitably is a period of an unprecedently
violent class struggle in unprecedentedly acute forms, and,
consequently, during this period the state must inevitably be a state
that is democratic in a new way (for the proletariat and the
propertyless in general) and dictatorial in a new way (against the
bourgeoisie).
Further. The essence of Marx's theory of the state has been mastered
only by those who realize that the dictatorship of a single class is
necessary not only for every class society in general, not only for the
proletariat which has overthrown the bourgeoisie, but also for the
entire historical period which separates capitalism from "classless
society", from communism. Bourgeois states are most varied in form, but
their essence is the same: all these states, whatever their form, in the
final analysis are inevitably the dictatorship of the bourgeoisie. The
transition from capitalism to communism is certainly bound to yield a
tremendous abundance and variety of political forms, but the essence
will inevitably be the same: the dictatorship of the proletariat.
For all the problems present in Leninâs piece, he nonetheless takes a
much less statist position, at least by not identifying the dictatorship
of the proletariat with one specific type of state, although even here,
that is not completely broken with.
On to the Paris Commune, Chapter 3âŠ
21. As a matter of fact, the exact opposite is the case. Marx's idea is
that the working class must break up, smash the "ready-made state
machinery", and not confine itself merely to laying hold of it.
On April 12, 1871, i.e., just at the time of the Commune, Marx wrote to
Kugelmann:
"If you look up the last chapter of my Eighteenth Brumaire, you will
find that I declare that the next attempt of the French Revolution will
be no longer, as before, to transfer the bureaucratic-military machine
from one hand to another, but to smash it [Marx's italics - the original
is zerbrechen], and this is the precondition for every real people's
revolution on the Continent. And this is what our heroic Party comrades
in Paris are attempting."
(Neue Zeit, Vol.XX, 1, 1901-02, p.709.)
(The letters of Marx to Kugelmann have appeared in Russian in no less
than two editions, one of which I edited and supplied with a preface.)
Lenin correctly fixates on this as the central task of the working class
in revolution relative to the state. However, Marx no longer seems to be
thinking in terms of taking power. At the same time, one should not make
a fetish of Marx, either, eh?
22. Secondly, particular attention should be paid to Marx's extremely
profound remark that the destruction of the bureaucratic-military state
machine is "the precondition for every real people's revolution". This
idea of a "people's revolution seems strange coming from Marx, so that
the Russian Plekhanovites and Mensheviks, those followers of Struve who
wish to be regarded as Marxists, might possibly declare such an
expression to be a "slip of the pen" on Marx's part. They have reduced
Marxism to such a state of wretchedly liberal distortion that nothing
exists for them beyond the antithesis between bourgeois revolution and
proletarian revolution, and even this antithesis they interpret in an
utterly lifeless way.
If we take the revolutions of the 20th century as examples we shall, of
course, have to admit that the Portuguese and the Turkish revolutions
are both bourgeois revolutions. Neither of them, however, is a
"people's" revolution, since in neither does the mass of the people,
their vast majority, come out actively, independently, with their own
economic and political demands to any noticeable degree. By contrast,
although the Russian bourgeois revolution of 1905-07 displayed no such
"brilliant" successes as at time fell to the Portuguese and Turkish
revolutions, it was undoubtedly a "real people's" revolution, since the
mass of the people, their majority, the very lowest social groups,
crushed by oppression and exploitation, rose independently and stamped
on the entire course of the revolution the imprint of their own demands,
their attempt to build in their own way a new society in place of the
old society that was being destroyed.
This is one of the best moments in the whole piece. Lenin comes closer
here than anywhere else to Marx.
23. In the section What Is To Replace the Smashed State Machine? Lenin
proceeds with what seems like a profoundly democratic discussion, and
yet nowhere does he conceive of any kind of direct democracy. Does Marx?
Need to re-read Civil War in France cover to cover, carefully. Maybe
also 18th Brumaire and Class Struggles in France.
24. The way out of parliamentarism is not, of course, the abolition of
representative institutions and the elective principle, but the
conversion of the representative institutions from talking shops into
"working" bodies. "The Commune was to be a working, not a parliamentary,
body, executive and legislative at the same time."
"A working, not a parliamentary body" - this is a blow straight from the
shoulder at the present-day parliamentarian country, from America to
Switzerland, from France to Britain, Norway and so forth - in these
countries the real business of "state" is performed behind the scenes
and is carried on by the departments, chancelleries, and General Staffs.
parliament is given up to talk for the special purpose of fooling the
"common people". This is so true that even in the Russian republic, a
bourgeois-democratic republic, all these sins of parliamentarism came
out at once, even before it managed to set up a real parliament. The
heroes of rotten philistinism, such as the skobelevs and tseretelis, the
Chernovs and Avksentyevs, have even succeeded in polluting the Soviets
after the fashion of the most disgusting bourgeois parliamentarism, in
converting them into mere talking shops. In the Soviets, the "socialist"
Ministers are fooling the credulous rustics with phrase-mongering and
resolutions. In the government itself a sort of permanent shuffle is
going on in order that, on the one hand, as many
Socialist-Revolutionaries and Mensheviks as possible may in turn get
near the "pie", the lucrative and honorable posts, and that, on the
other hand, the "attention" of the people may be "engaged". meanwhile
the chancelleries and army staffs "do" the business of "state".
This approach has a certain appeal, however it utterly fails to account
for why workers âfall for itâ, why this so-called deception works. It
gives the parliamentary form a purely fake character, as if it was a
conspiracy by perfectly conscious manipulators, rather than the outcome
of class struggles which have partially won/failed. We have to go beyond
this approach is we want to understand the actually constituted state.
Lenin also seems to have a view of the state as something
once-constituted: this âthingâ we call the state. He recognizes enough
in Marx to not be that crass (unlike some of his detractors), but the
kernel is still there because all that gets modified are the functions
of the state. Lenin still starts from a functionalist approach.
25. We cannot imagine democracy, even proletarian democracy, without
representative institutions, but we can and must imagine democracy
without parliamentarism, if criticism of bourgeois society is not mere
words for us, if the desire to overthrow the rule of the bourgeoisie is
our earnest and sincere desire, and not a mere "election" cry for
catching workers' votes, as it is with the Mensheviks and
Socialist-Revolutionaries, and also the Scheidemanns and Legiens, the
Smblats and Vanderveldes.
There is something here than sticks in my craw. Lenin still conceives of
the political revolution as separate from the social revolution. As if
there were any tasks for the state to carry out which were not already
tasks of the class as a whole in the revolution of everyday life, of all
social relations. The state is still left as a thing above the class
(even if a very representative, democratic thing). The self-emancipation
of the class appears nowhere in this formulation. So while it may
criticize parliamentarism, Lenin never criticizes the separation of the
political and the economic, the fetishized social relations at the root
of the capital-labor relation.
26. Abolishing the bureaucracy at once, everywhere and completely, is
out of the question. It is a utopia. But to smash the old bureaucratic
machine at once and to begin immediately to construct a new one that
will make possible the gradual abolition of all bureaucracy - this is
not a utopia, it is the experience of the Commune, the direct and
immediate task of the revolutionary proletariat.
Here is a break with Marx. Marx nowhere suggests the replacement of one
bureaucracy with another, one state machine with another. Lenin confuses
analogies with actualities.
27. Capitalism simplifies the functions of "state" administration; it
makes it possible to cast "bossing" aside and to confine the whole
matter to the organization of the proletarians (as the ruling class),
which will hire "workers, foremen and accountants" in the name of the
whole of society.
We are not utopians, we do not "dream" of dispensing at once with all
administration, with all subordination. These anarchist dreams, based
upon incomprehension of the tasks of the proletarian dictatorship, are
totally alien to Marxism, and, as a matter of fact, serve only to
postpone the socialist revolution until people are different. No, we
want the socialist revolution with people as they are now, with people
who cannot dispense with subordination, control, and "foremen and
accountants".
The subordination, however, must be to the armed vanguard of all the
exploited and working people, i.e., to the proletariat. A beginning can
and must be made at once, overnight, to replace the specific "bossing"
of state officials by the simple functions of "foremen and accountants",
functions which are already fully within the ability of the average town
dweller and can well be performed for "workmen's wages".
Here is the true content, and the extreme poverty, of Leninâs conception
of revolution, of the dictatorship of the proletariat. Lenin clearly has
no notion of the self-emancipation of the class. This section deserves
rigorous criticism.
28. We, the workers, shall organize large-scale production on the basis
of what capitalism has already created, relying on our own experience as
workers, establishing strict, iron discipline backed up by the state
power of the armed workers. We shall reduce the role of state officials
to that of simply carrying out our instructions as responsible,
revocable, modestly paid "foremen and accountants" (of course, with the
aid of technicians of all sorts, types and degrees). This is our
proletarian task, this is what we can and must start with in
accomplishing the proletarian revolution. Such a beginning, on the basis
of large-scale production, will of itself lead to the gradual "withering
away" of all bureaucracy, to the gradual creation of an order - an order
without inverted commas, an order bearing no similarity to wage
slavery - an order under which the functions of control and accounting,
becoming more and more simple, will be performed by each in turn, will
then become a habit and will finally die out as the special functions of
a special section of the population.
A witty German Social-Democrat of the seventies of the last century
called the postal service an example of the socialist economic system.
This is very true. At the present the postal service is a business
organized on the lines of state-capitalist monopoly. Imperialism is
gradually transforming all trusts into organizations of a similar type,
in which, standing over the "common" people, who are overworked and
starved, one has the same bourgeois bureaucracy. But the mechanism of
social management is here already to hand. Once we have overthrown the
capitalists, crushed the resistance of these exploiters with the iron
hand of the armed workers, and smashed the bureaucratic machinery of the
modern state, we shall have a splendidly-equipped mechanism, freed from
the "parasite", a mechanism which can very well be set going by the
united workers themselves, who will hire technicians, foremen and
accountants, and pay them all, as indeed all "state" officials in
general, workmen's wages. Here is a concrete, practical task which can
immediately be fulfilled in relation to all trusts, a task whose
fulfilment will rid the working people of exploitation, a task which
takes account of what the Commune had already begun to practice
(particularly in building up the state).
To organize the whole economy on the lines of the postal service so that
the technicians, foremen and accountants, as well as all officials,
shall receive salaries no higher than "a workman's wage", all under the
control and leadership of the armed proletariat - that is our immediate
aim. This is what will bring about the abolition of parliamentarism and
the preservation of representative institutions. This is what will rid
the laboring classes of the bourgeoisie's prostitution of these
institutions.
Ad nauseum. This is horrible. Paris Commune, Section 4 next up.
29. Marx disagreed both with Proudhon and Bakunin precisely on the
question of federalism (not to mention the dictatorship of the
proletariat). Federalism as a principle follows logically from the
petty-bourgeois views of anarchism. Marx was a centralist. There is no
departure whatever from centralism in his observations just quoted. Only
those who are imbued with the philistine "superstitious belief" in the
state can mistake the destruction of the bourgeois state machine for the
destruction of centralism!
Following on a fairly correct set of paragraphs, as far as they go,
Lenin then asserts, with no further proof, that Marx was a centralist.
If we read the last paragraph Lenin quotes from The Civil War in France,
then Marx clearly does not talk about national unity in a centralized
state. He declares that the functions performed by the old state should
be transferred to responsible representatives, while the old repressive
functions were to be amputated (destroyed.) Again, based on a sloppy
reading, Lenin finds what he wants, to vindicate his âdemocratic
centralismâ, a term never used by Marx, as far as I have seen (had it
been, some Leninist would have picked it up.)
On to Chapter IV. I will treat with this very briefly, only because I am
concerned with Marx and Lenin. Engels primarily exists as a bridge
between the two, not standing on his own in relation to this discussion.
30. "... It must be pointed out that the 'actual seizure' of all the
instruments of labor, the taking possession of industry as a whole by
the working people, is the exact opposite of the Proudhonist
'redemption'. In the latter case the individual worker becomes the owner
of the dwelling, the peasant farm, the instruments of labor; in the
former case, the 'working people' remain the collective owners of the
houses, factories and instruments of labor, and will hardly permit their
use, at least during a transitional period, by individuals or
associations without compensation for the cost. In the same way, the
abolition of property in land is not the abolition of ground rent but
its transfer, if in a modified form, to society. The actual seizure of
all the instruments of labor by the working people, therefore, does not
at all preclude the retention of rent relations."
(Engels, The Housing Question, p.68)
This is a particularly atrocious misunderstanding of Marx and his
conception of communism. Engels completely fails to understand ground
rent, much as he misunderstood Marxâs other categories, as a social
relation. Engels understands it in a purely economic way and Lenin
proceeds from these same mistakes.
31. We shall examine the question touched upon in this passage, namely,
the economic basis for the withering away of the state, in the next
chapter. Engels expresses himself most cautiously. saying that the
proletarian state would "hardly" permit the use of houses without
payment, "at least during a transitional period". The letting of houses
owed by the whole people to individual families presupposes the
collection of rent, a certain amount of control, nd the employment of
some standard in allotting the housing. All this calls for a certain
form of state, but it does not at all call for a special military
bureaucratic apparatus, with officials occupying especially privileged
positions. The transition to a situation in which it will be possible to
supply dwellings rent-free depends on the complete "withering away" of
the state.
This whole formulation is suspect, especially the âneedâ for a state to
do these things.
32. This controversy took place in 1873. Marx and Engels contributed
articles against the Proudhonists, "autonomists" or "anti-
authoritarians", to an Italian socialist annual, and it was not until
1913 that these articles appeared in German in Neue Zeit
"If the political struggle of the working class assumes revolutionary
form," wrote Marx, ridiculing the anarchists for their repudiation of
politics, "and if the workers set up their revolutionary dictatorship in
place of the dictatorship of the bourgeoisie, they commit the terrible
crime of violating principles, for in order to satisfy their wretched,
vulgar everyday needs and to crush the resistance of the bourgeoisie,
they give the state a revolutionary and transient form, instead of
laying down their arms and abolishing the state."
(Neue Zeit Vol.XXXII, 1, 1913-14, p.40)
This is an important point by Marx. However, it also bears inspection in
light of the 20th century and whether or not we can survive grabbing the
tiger by the tail.
33. It was solely against this kind of "abolition" of the state that
Marx fought in refuting the anarchists! He did not at all oppose the
view that the state would disappear when classes disappeared, or that it
would be abolished when classes were abolished. What he did oppose was
the proposition that the workers should renounce the use of arms,
organized violence, that is, the state, which is to serve to "crush the
resistance of the bourgeoisie".
This important little passage absolutely begs the question of how we
conceive of the revolution and communism. How Lenin understands
communism and Marxâs notion of two phases either makes or breaks this
passage. If Paresh is right, then Lenin understands something utterly
different from Marx in this passage. We have to understand capital as a
social relation. In the process of organizing ourselves and determining
ourselves, the working class creates organs of control which are
themselves the dissolution of the fundamental class relations. As such,
classes do not continue to exist for very long where the revolution
succeeds. However, since class is an international relation, a world
relation, the absolute abolition of classes requires the overthrow of
the capital-labor relation everywhere in the world, and as long as
capital present a military threat, the working class will need to have
coordinated, organized violence available to defend itself.
34. We maintain that, to achieve this aim, we must temporarily make use
of the instruments, resources, and methods of state power against the
exploiters, just as the temporary dictatorship of the oppressed class is
necessary for the abolition of classes. Marx chooses the sharpest and
clearest way of stating his case against the anarchists: After
overthrowing the yoke of the capitalists, should the workers "lay down
their arms", or use them against the capitalists in order to crush their
resistance? But what is the systematic use of arms by ne class against
another if not a "transient form" of state?
Here again we need to differentiate between analogous functions and the
state as a social relation. Here very clearly Lenin conceives of state
as a âthing with functionsâ, rather than as a social relation. Why else
use the phrase âtemporarily make use of the instruments, resources, and
methods of state powerâ? This phrase has a certain ambiguity about it
when it comes to whether or not we need to smash the state or take over
the already existing apparatus (in fact, the moment the workersâ organs
of struggle get bypassed, the old bureaucrats find their way back in
because doing the old tasks requires the old skills, whereas such people
could hardly function because the old rules of functioning do not
apply.)
35. I am not going to spend a lot of time on Engelsâ discussion of
Authority with the anarchists, except to say that the idea that the
level of development of the means of production determines the degree of
subordination by some people to others is totally anathema to Marx. We
are back at human beings being subordinated to machines, living labor to
dead. The exact idea is that human beings come to determine their
relations freely, in free association. In Engelsâ turn of phrase, it is
the machines that control the workers, requiring relations of
subordination between human beings. This discussion does NOT make Marxâs
point at all. Engels very much confuses the choices people make, the
free association of producers, from the form that it takes. Engels
clearly does not grasp the relation of form and content that Marx is
always attentive to. IN this case, as so many others, Lenin takes his
lead from Engels.
As for the authoritarian and anti-authoritarian tendencies of the
revolution, Engels misconstrues the problem when he fails to grapple
with the fact that it is radically anti-authoritarian for the oppressed
to do whatever they need to do to overthrow the oppressor. It is Engels
who is playing with phrases here. The only place where Engels would make
sense would be in reference to an individualistic anti-authoritarianism,
one which did not respect the democratic decision-making process.
On to BebelâŠ
36. The only thing to say about this section is that Engels and Lenin
appear at their best. Again, however, this cannot stand disconnected
from how Lenin understands communism.
37. The "proximity" of such capitalism to socialism should serve genuine
representatives of the proletariat as an argument proving the proximity,
facility, feasibility, and urgency of the socialist revolution, and not
at all as an argument for tolerating the repudiation of such a
revolution and the efforts to make capitalism look more attractive,
something which all reformists are trying to do.
This interesting comment comes from the section commenting on Engelsâ
Critique of the Erfurt Program. Here once again Lenin clearly shows that
he associates communism with planning, state owned means of production,
etc., rather than situating his critique, as Marx does, in the relations
of production, in the separation of the producer from the means of
producing, of the alienation of the producer from production and the
dominance of dead labor over living labor. This will lay the groundwork
for Leninâs promotion of Taylorism, one-man management, piece wages, and
other means of revitalizing production from 1919 onwards.
38. Engels realized here in a particularly striking form the fundamental
idea which runs through all of Marx's works, namely, that the democratic
republic is the nearest approach to the dictatorship of the proletariat.
For such a republic, without in the least abolishing the rule of
capital, and, therefore, the oppression of the masses nd the class
struggle, inevitably leads to such an extension, development, unfolding,
and intensification of this struggle that, as soon as it becomes
possible to meet the fundamental interests of the oppressed masses, this
possibility is realized inevitably and solely through the dictatorship
of the proletariat, through the leadership of those masses by the
proletariat.
This is quite odd, as Marx emphasizes in the 18th Brumaire of Louis
Bonaparte that the revolution threw up the Constituent Assembly in order
to perfect bourgeois republicanism, only in order to destroy it and
throw up Bonapartism in order to perfect the executive power, in order
to smash it in turn. So in the specific instance, Marx rather saw the
dictatorship of Bonaparte as leading to the highest point of struggle.
We also need to keep in mind that Marx approached this question of
democratic republic in a period when that meant revolution, which Marx,
from his notion of uninterrupted revolution, understood as opening the
gates for proletarian revolution. In our century, the most democratic
capitalist states have been the most solid and entrenched, with the
fewest struggles. Even Engels recognized this in relation to the English
working class in the 1890âs, because democracy at home aligned with
colonialism and empire abroad. The concrete circumstances of the 19th
century or of the countries with relatively underdeveloped capitalist
relations (or relatively weak relations) where struggles for bourgeois
democracy automatically hemorrhaged into mass political struggles that
threatened to destroy capital itself.
39. For, in order to abolish the state, it is necessary to convert the
functions of the civil service into the simple operations of control and
accounting that are within the scope and ability of the vast majority of
the population, and, subsequently, of every single individual. And if
careerism is to be abolished completely, it must be made impossible for
"honorable" though profitless posts in the Civil Service to be used as a
springboard to highly lucrative posts in banks or joint-stock companies,
as constantly happens in all the freest capitalist countries.
This interesting little passage seems innocuous enough, until we realize
that the last sentence quite directly implies that banks and joint-stock
companies will continue to exist under the dictatorship of the
proletariat, rather than being expropriated. Leninâs notion of
revolution once again involves the change of state power (a coup,
really), but not the transformation of the social relations, the
abolition of the capital-labor relation, the expropriation of the
expropriators. This might indicate some of the reason why the Bolsheviks
did not support the workers expropriating every capitalist whenever they
wanted to, and in some cases restoring individual capitalistâs property.
Some people may feel that I am reading Lenin too carefully. Such a
criticism misses the point that what Lenin says accidentally and
incidentally can reveal to us as much or more than his most carefully
worded sentences. I think moments like this offer us an incite into the
limitations in the concept of revolution inherent in the best and most
revolutionary Social Democratic party.
40. Lenin is right about one thing, which the opponents of
self-determination do not understand: the right of self-determination is
a question of democracy, even if bourgeois democracy. The greater the
level of democracy, the broader the possibilities for struggle of the
working class, for self-organization, etc. The question is not whether
self-determination will get rid of the evils of capitalism, or whether
âoneâs ownâ exploiter is better than a âforeignâ exploiter, but whether
the arena for struggle is thereby widened.
On to Lenin on the Critique of the Gotha ProgramâŠ
41. Clearly, there can be no question of specifying the moment of the
future "withering away", the more so since it will obviously be a
lengthy process.
Interestingly, I think Lenin already has it wrong. Marx does not
envision the state continuing to exist for a long time. Marx does not
envision a âworkersâ stateâ, a term he never used. For Marx, the working
class will have a semi-state that is itself already in the process of
withering away at its birth. Remember (and Lenin does not seem familiar
with this), Marx refers to the state as âthe illusory communityâ. This
is very important in reference to how Marx understands the state contra
post-Marx Marxism.
42. "The question then arise: what transformation will the state undergo
in communist society? In other words, what social functions will remain
in existence there that are analogous to present state functions? This
question can only be answered scientifically, and one does not get a
flea-hop nearer to the problem by a thousandfold combination of the word
people with the word state." (Marx, Critique of the Gotha Program)
This section indicates to Lenin that Marx conceives of a state under
communist society. This phrase can be read two ways. Either Marx is
asking âWhat functions of the communist state will be analogous to the
bourgeois state?â or âWhat functions will exist that would be analogous
to those carried out by the state, but which will now have to be carried
out by other means?â I think a very strong case can be made for the
second reading, which would immediately begin to undermine Leninâs
entire approach to the âdictatorship of the proletariatâ and to
communism.
43. "Between capitalist and communist society lies the period of the
revolutionary transformation of the one into the other. Corresponding to
this is also a political transition period in which the state can be
nothing but the revolutionary dictatorship of the proletariat." (Marx,
Critique of the Gotha Program)
Letâs be clear: Marx is very clear that some form of state will be
necessary during the transition from capitalism to communism. Marx is no
anarchist. He clearly recognizes the need of the working class to defend
itself against capital. Nor does he have any illusions that the mass of
workers will immediately be able to overcome the âmuck of agesâ in one
fell swoop. However, Marx is also quite clear in placing the DofP
44. In capitalist society, providing it develops under the most
favourable conditions, we have a more or less complete democracy in the
democratic republic. But this democracy is always hemmed in by the
narrow limits set by capitalist exploitation, and consequently always
remains, in effect, a democracy for the minority, only for the
propertied classes, only for the rich. Freedom in capitalist society
always remains about the same as it was in the ancient Greek republics:
freedom for the slave-owners. Owing to the conditions of capitalist
exploitation, the modern wage slaves are so crushed by want and poverty
that "they cannot be bothered with democracy", "cannot be bothered with
politics"; in the ordinary, peaceful course of events, the majority of
the population is debarred from participation in public and political
life.
Lenin here poses democracy in a formalistic way, not in the first part,
but in the second. Democracy has two contents for us: bourgeois
freedoms/rights (free speech, freedom of assembly, etc.), which is not
associated with Party politics as such, and participatory politics
(voting, party work, elections, etc.) Lenin clearly has the latter in
mind in the second half of the paragraph.
Leninâs comparison with slavery also fails on two counts. First,
historically, Greek democracy did involve all the male citizens,
including farmers and urban laborers. Certainly not the slaves, but it
is increasingly doubtful that the slaves ever accounted for more than
30% of the population. So, compared to level of participation in
capitalist society, the level of activity of the non-slave laboring
classes was very high. Second, Lenin here again treats the state
generically, without looking at the roots of the capitalist state as a
capitalist state. The separation of the economic and the political, the
market, etc all form the underpinnings of the specific separation of the
economic and the political, of the state and civil society. Capital
purifies the state, bringing it to its most autonomous form. As such, I
suspect that merely being crushed by want and poverty is insufficient.
What really needs to be taken up is the question of how the state
actively fetishizes relations, and is itself a constant process of
fetishization. Lenin is incapable of grasping this.
45. Democracy for an insignificant minority, democracy for the rich -
that is the democracy of capitalist society. If we look more closely
into the machinery of capitalist democracy, we see everywhere, in the
"petty" - supposedly petty - details of the suffrage (residential
qualifications, exclusion of women, etc.), in the technique of the
representative institutions, in the actual obstacles to the right of
assembly (public buildings are not for "paupers"!), in the purely
capitalist organization of the daily press, etc., etc., - we see
restriction after restriction upon democracy. These restrictions,
exceptions, exclusions, obstacles for the poor seem slight, especially
in the eyes of one who has never known want himself and has never been
inclose contact with the oppressed classes in their mass life (and nine
out of 10, if not 99 out of 100, bourgeois publicists and politicians
come under this category); but in their sum total these restrictions
exclude and squeeze out the poor from politics, from active
participation in democracy.
Now, at first, I thought this was an excellent paragraph. But instead of
showing how democracy is necessarily curtailed under capitalâs reign, it
actually simply shows the most base methods, the means. In fact, Leninâs
examples are merely that, âexamplesâ. If we removed these restrictions,
it would still be a bourgeois state, but we have to ask âwhy?â This or
that restriction is not the issue. Lenin here treats the question in a
functionalist way, like so many social democrats. The state appears
non-contradictory, i.e. non-dialectical. This follows from Leninâs
initial statements in the first chapter.
46. And the dictatorship of the proletariat, i.e., the organization of
the vanguard of the oppressed as the ruling class for the purpose of
suppressing the oppressors, cannot result merely in an expansion of
democracy. Simultaneously with an immense expansion of democracy, which
for the first time becomes democracy for the poor, democracy for the
people, and not democracy for the money-bags, the dictatorship of the
proletariat imposes a series of restrictions on the freedom of the
oppressors, the exploiters, the capitalists. We must suppress them in
order to free humanity from wage slavery, their resistance must be
crushed by force; it is clear that there is no freedom and no democracy
where there is suppression and where there is violence.
Then, later onâŠ
Furthermore, during the transition from capitalism to communism
suppression is still necessary, but it is now the suppression of the
exploiting minority by the exploited majority. A special apparatus, a
special machine for suppression, the "state", is still necessary, but
this is now a transitional state. It is no longer a state in the proper
sense of the word; for the suppression of the minority of exploiters by
the majority of the wage slaves of yesterday is comparatively so easy,
simple and natural a task that it will entail far less bloodshed than
the suppression of the risings of slaves, serfs or wage-laborers, and it
will cost mankind far less. And it is compatible with the extension of
democracy to such an overwhelming majority of the population that the
need for a special machine of suppression will begin to disappear.
Naturally, the exploiters are unable to suppress the people without a
highly complex machine for performing this task, but the people can
suppress the exploiters even with a very simple "machine", almost
without a "machine", without a special apparatus, by the simple
organization of the armed people (such as the Soviets of Workers' and
Soldiers' Deputies, we would remark, running ahead).
This is actually Lenin at hit best. It is in these worthy lines, esp. in
the last few of the second paragraph that Lenin earns his fame. The
history of the Russian Revolution after the seizure of power, however,
reflects none of this. It is rather the history of Lenin and the
Bolsheviks turning progressively away from this. Sadly, it begins almost
instantaneously.
47. Marx not only most scrupulously takes account of the inevitable
inequality of men, but he also takes into account the fact that the mere
conversion of the means of production into the common property of the
whole society (commonly called "socialism") does not remove the defects
of distribution and the inequality of "bourgeois laws" which continues
to prevail so long as products are divided "according to the amount of
labor performed". Continuing, Marx says:
"But these defects are inevitable in the first phase of communist
society as it is when it has just emerged, after prolonged birth pangs,
from capitalist society. Law can never be higher than the economic
structure of society and its cultural development conditioned thereby."
And so, in the first phase of communist society (usually called
socialism) "bourgeois law" is not abolished in its entirety, but only in
part, only in proportion to the economic revolution so far attained,
i.e., only in respect of the means of production. "Bourgeois law"
recognizes them as the private property of individuals. Socialism
converts them into common property. To that extent - and to that extent
alone - "bourgeois law" disappears.
And so begins the flight from Marx. This whole section has to be dealt
with using the most extreme care. Lenin is partially correct. A proper
translation would help, but I do not know of a particularly good
translation of the Critique. Rather, the problem is the last paragraph.
If that is the only way in which bourgeois law (which is nothing if not
the ratification of bourgeois social relations) disappears, then the
revolution is doomed. The transformation of social relations will begin
rather more thoroughly than that., I hope.
48. However, it persists as far as its other part is concerned; it
persists in the capacity of regulator (determining factor) in the
distribution of products and the allotment of labor among the members of
society. The socialist principle, "He who does not work shall not eat",
is already realized; the other socialist principle, "An equal amount of
products for an equal amount of labor", is also already realized. But
this is not yet communism, and it does not yet abolish "bourgeois law",
which gives unequal individuals, in return for unequal (really unequal)
amounts of labor, equal amounts of products.
This is pretty bad. Marx nowhere says âHe who does not work, neither
shall he eat.â That is a bourgeois law unto itself, not a socialist
principle. This whole paragraph is fairly tortured.
49. Lenin seems to confuse âlawâ with ârightâ, which has a totally
different meaning and set of implications. Needless to say, âlawsâ
without âa stateâ makes little or no sense.
50. Marx continues:
"In a higher phase of communist society, after the enslaving
subordination of the individual to the division of labor, and with it
also the antithesis between mental and physical labor, has vanished,
after labor has become not only a livelihood but life's prime want,
after the productive forces have increased with the all-round
development of the individual, and all the springs of co-operative
wealth flow more abundantly - only then can the narrow horizon of
bourgeois law be left behind in its entirety and society inscribe on its
banners: From each according to his ability, to each according to his
needs!"
Only now can we fully appreciate the correctness of Engels' remarks
mercilessly ridiculing the absurdity of combining the words "freedom"
and "state". So long as the state exists there is no freedom. When there
is freedom, there will be no state.
Indeed, again this confusion of law and right makes it apparent that
Lenin grasps nothing. This will be covered more in reference to Paresh
Chattopadhyay.
51. In its first phase, or first stage, communism cannot as yet be fully
mature economically and entirely free from traditions or vestiges of
capitalism. Hence the interesting phenomenon that communism in its first
phase retains "the narrow horizon of bourgeois law". Of course,
bourgeois law in regard to the distribution of consumer goods inevitably
presupposes the existence of the bourgeois state, for law is nothing
without an apparatus capable of enforcing the observance of the rules of
law.
It follows that under communism there remains for a time not only
bourgeois law, but even the bourgeois state, without the bourgeoisie!
Now this is nonsense, not in so far as Lenin correctly characterizes his
state as a state without a bourgeisie, but in so far as he tries to
claim this for communism.
52. Given these economic preconditions, it is quite possible, after the
overthrow of the capitalists and the bureaucrats, to proceed
immediately, overnight, to replace them in the control over production
and distribution, in the work of keeping account of labor and products,
by the armed workers, by the whole of the armed population. (The
question of control and accounting should not be confused with the
question of the scientifically trained staff of engineers, agronomists,
and so on. These gentlemen are working today in obedience to the wishes
of the capitalists and will work even better tomorrow in obedience to
the wishes of the armed workers.)
Accounting and control - that is mainly what is needed for the "smooth
working", for the proper functioning, of the first phase of communist
society. All citizens are transformed into hired employees of the state,
which consists of the armed workers. All citizens becomes employees and
workers of a single countrywide state "syndicate". All that is required
is that they should work equally, do their proper share of work, and get
equal pay. the accounting nd control necessary for this have been
simplified by capitalism to the utmost and reduced to the
extraordinarily simple operations - which any literate person can
perform - of supervising and recording, knowledge of the four rules of
arithmetic, and issuing appropriate receipts.
We see what this led to, eh? This conception that socialism is all about
state control, this in fact amounts to nothing more than statified
capitalism, since the capital-labor relation continues unabated, only in
the form of the collective boss.
53. When the majority of the people begin independently and everywhere
to keep such accounts and exercise such control over the capitalists
(now converted into employees) and over the intellectual gentry who
preserve their capitalist habits, this control will really become
universal, general, and popular; and there will be no getting away from
it, there will be "nowhere to go".
Again, utterly horrible. Still capitalists, but why? What purpose do
they serve?
54. The whole of society will have become a single office and a single
factory, with equality of labor and pay.
But this "factory" discipline, which the proletariat, after defeating
the capitalists, after overthrowing the exploiters, will extend to the
whole of society, is by no means our ideal, or our ultimate goal. It is
only a necessary step for thoroughly cleansing society of all the
infamies and abominations of capitalist exploitation, and for further
progress.
This is a horrifying image. Compare this to Marx and his talk of the
free association of producers, of the return of the individual as the
subject of history, âthe freedom of each is the precondition for the
freedom of allâ, etc. and we can begin to see how frightening Leninâs
image is and how alien to Marx.
55. From the moment all members of society, or at least the vast
majority, have learned to administer the state themselves, have taken
this work into their own hands, have organized control over the
insignificant capitalist minority, over the gentry who wish to preserve
their capitalist habits and over the workers who have been thoroughly
corrupted by capitalism - from this moment the need for government of
any kind begins to disappear altogether. The more complete the
democracy, the nearer the moment when it becomes unnecessary. The more
democratic the "state" which consists of the armed workers, and which is
"no longer a state in the proper sense of the word", the more rapidly
every form of state begins to wither away.
For when all have learned to administer and actually to independently
administer social production, independently keep accounts and exercise
control over the parasites, the sons of the wealthy, the swindlers and
other "guardians of capitalist traditions", the escape from this popular
accounting and control will inevitably become so incredibly difficult,
such a rare exception, and will probably be accompanied by such swift
and severe punishment (for the armed workers are practical men and not
sentimental intellectuals, and they scarcely allow anyone to trifle with
them), that the necessity of observing the simple, fundamental rules of
the community will very soon become a habit.
Then the door will be thrown wide open for the transition from the first
phase of communist society to its higher phase, and with it to the
complete withering away of the state.
These paragraphs convey the full set of contradictions in Leninâs
conception, both his best moments and his ultimate failure.
56. It is a most amusing combination of subjects and most characteristic
of Plekhanov's whole activity on the eve of the revolution and during
the revolutionary period in Russia. In fact, in the years 1905 to 1917,
Plekhanov revealed himself as a semi-doctrinaire and semi-philistine
who, in politics, trailed in the wake of the bourgeoisie.
In the section on Opportunists and the State, Lenin makes this
interesting revelatory comment, making it clear that whatever he thinks
about Plekhanov politically, he is reserving criticism in other areas:
clearly, for Lenin this reservation is held in the arena of philosophy.
57. The anarchists had tried to claim the Paris Commune as their "own",
so to say, as a collaboration of their doctrine; and they completely
misunderstood its lessons and Marx's analysis of these lessons.
Anarchism has given nothing even approximating true answers to the
concrete political questions: Must the old state machine be smashed? And
what should be put in its place?
This is frankly incorrect. This statement is a crude polemical chop. But
that is hardly unusual for Lenin. Develop this with reference to
Bakuninâs writings on the Paris Commune. See if there is other material
that is appropriate.
58. The distinction between Marxists and the anarchists is this:
(1) The former, while aiming at the complete abolition of the state,
recognize that this aim can only be achieved after classes have been
abolished by the socialist revolution, as the result of the
establishment of socialism, which leads to the withering away of the
state. The latter want to abolish he state completely overnight, not
understanding the conditions under which the state can be abolished.
(2) The former recognize that after the proletariat has won political
power it must completely destroy the old state machine and replace it by
a new one consisting of an organization of the armed workers, after the
type of the Commune. The latter, while insisting on the destruction of
the state machine, have a very vague idea of what the proletariat will
put in its place and how it will use its revolutionary power. The
anarchists even deny that the revolutionary proletariat should use the
state power, they reject its revolutionary dictatorship.
(3) The former demand that the proletariat be trained for revolution by
utilizing the present state. The anarchists reject this.
This whole set of points largely ignores the idea of the state as a
social relation. Even though the working class will have organs of
social power (councils, cooperatives, and a variety of other types of
organization), to refer to the armed working class as a state misses the
essential point that the state presupposes the separation of the
economic and the political, the separation of the doer from the means of
doing, of the domination of dead over living labor. Lenin creates the
state as a transhistorical âthingâ, defined by its functions
(repression). This approach flows from the base-superstructure metaphor,
from âhistorical materialismâ, which leaves class struggle out of the
equation. It is structuralism with a voluntarist twist.
The result is point three. But how exactly do we utilize the present
state? What does that train workers to do? They learn the mechanisms and
functioning of an alien apparatus which represents one of the
fast-frozen forms of the capital-labor relation. Again, Marxâs notion
that the state is the illusory community is lost on Lenin (if he ever
heard it, which he may not have.) As such, Lenin believes that there is
something usable about the current state, when in fact, since the state
is a means of and result of the fetishization of social relations,
involvement in the state functions to re-fetishize the state, to help
solidify what needs to be liquidated. Lenin, contrary to his conscious
desires, fetishizes the state, he bows before it. Lenin does not
understand, therefore, Marxâs idea of the Commune as a non-state or
partial state. Marx refers to it as such only in so far as it carries
out certain functions analogous to the capitalist state, those functions
being the repression of
59. The point is whether the old state machine (bound by thousands of
threads to the bourgeoisie and permeated through and through with
routine and inertia) shall remain, or be destroyed and replaced by a new
one. Revolution consists not in the new class commanding, governing with
the aid of the old state machine, but in this class smashing this
machine and commanding, governing with the aid of a new machine. Kautsky
slurs over this basic idea of Marxism, or he does not understand it at
all.
This may seem like criticism ad nauseum but I cannot stress strongly
enough how badly Lenin misunderstands Marxâs critique of capitalist
society. Always with the terms like âmachineâ Lenin indicates his
approach to an apparatus, but never a social relation.
60. Under capitalism, democracy is restricted, cramped, curtailed,
mutilated by all the conditions of wage slavery, and the poverty and
misery of the people. This and this alone is the reason why the
functionaries of our political organizations and trade unions are
corrupted - or rather tend to be corrupted - by the conditions of
capitalism and betray a tendency to become bureaucrats, i.e., privileged
persons divorced from the people and standing above the people.
Under capitalism, democracy is not mutilated by wage slavery, poverty
and misery. Democracy is mutilated by the fundamental alienation of
human beings from each other. The problem is the form of human
relations, their fetishized character. By reasoning from poverty,
misery, or even wage slavery, Lenin reasons no differently from a
Liberal. Bureaucracy is the inevitable tendency of a society in which
the producers are separated from the means of production, but it is a
tendency that develops with the rhythm of class struggle, that does not
exist from the concrete turns of the class struggle, which is
particularized by the actual course of class struggle.
Contra Lenin, The Class Struggle in France and the 18th Brumaire of
Louis Napolean show how the class struggle shapes the state. No barren
abstractions litter Marxâs landscape.
Lenin tentatively draws the conclusion that âevenâ workersâ
organizations become bureaucratized under capitalism. In fact, any
organization that exists beyond a certain set of struggles, which seeks
to stabilize its existence even after the struggles which gave rise to
it necessarily ossifies and becomes bureaucratized and corrupt. The
working class cannot create organizations of struggle which do not
inevitably succumb to the capital-labor relation outside of periods of
struggle. This is why the important part of the unions was always the
struggle for them, not their ongoing existence, in which they have
become reactionary institutions. This is the truth of the state in
relation to national liberation struggles. Every such struggle which
ceases at the level of the national state (in which the working class
does not push beyond the national framework and expropriate the national
capitalists and attack the capital-labor relation) becomes reactionary.
In Marxâs day, nary a single union until the 1870âs managed to
stabilize. In fact, the increasing conservatism of the British unions in
the 1870âs played no small part in Marxâs contention that the
International Workingmenâs Association was dead (alongside the slaughter
of its French section after the Paris Commune and the attempts by the
Bakuninists to transform the International into their pet sect.) This
helps explain the difference in attitude we should take from Marx
towards the utility of the unions (which Marx always valued first and
foremost as training schools for the working class, not as bargaining
units over the value of wage labor.)
61. Under socialism much of "primitive" democracy will inevitably be
revived, since, for the first time in the history of civilized society
the mass of population will rise to taking an independent part, not only
in voting and elections, but also in the everyday administration of the
state. Under socialism all will govern in turn and will soon become
accustomed to no one governing.
This sounds nice, but in fact, people will not take part in the everyday
administration of the state, but in the everyday control of their lives
at every level, without the use of an illusory community. I come back to
this phrase again and again because it indicates a much more
sophisticated appreciation of the state than post-Marx Marxism.
[1] I do not use the term âstate capitalismâ because I happen to think
it represents a mistaken notion of the relation between capital and the
state. See my discussion above on Leninâs conception of the state and
John Hollowayâs article "Global Capital and the National State" in issue
52 of Capital and Class from 1994 for a more thorough discussion.
[2] Places to start include Paresh Chattopadhyay, John Holloway, Werner
Bonefeld, Raya Dunayevskaya, the Situationist International and Guy
Debord, Maurice Brinton and Solidarity, Anton Pannekoek, Paul Mattick,
Sr., Italian Autonomist Marxism, and more. A whole subterranean
tradition in Marxism exists, which we need to re-examine, starting with
Marx himself.