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BIBLIOGRAPHY OF TECHNICAL PAPERS ON COMPUTER SECURITY Note: This bibliography was prepared in 1988. A bibliography is currently being developed that will encompass 1989. ACCESS CONTROL AUTHOR: Arsenault, Alfred W. TITLE: Developments in Guidance for Trusted Computer Networks CATEGORY: Access Control ORGANIZATION: National Computer Security Center Ft. George G. Meade, MD DESCRIPTION: Discusses the current status and future plans for guidance in the area of trusted computer networks. AUTHOR: Branstad, Dennis K. TITLE: Considerations for Security in the OSI Architecture CATEGORY: Access Control ORGANIZATION: Institute for Computer Sciences and Technology National Institute of Standards and Technology Gaithersburg, MD 20899 DESCRIPTION: Discusses several goals of security in the OIS architecture as well as where and how the security services that satisfy them could be implemented. AUTHOR: Branstad, Dennis K. TITLE: SP4: A Transport Encapsulation Security Protocol CATEGORY: Access Control ORGANIZATION: National Institute of Standards and Technology DESCRIPTION: Discusses SDNS architecture that is designed to satisfy the security requirements of both classified and unclassified applications. AUTHOR: Clyde, Allan R. TITLE: Insider Threat Identification Systems CATEGORY: Access Control ORGANIZATION: A.R. Clyde Associates 10101 Grosvenor Place, #2006 Rockville, MD 20852 DESCRIPTION: Discusses basic components of a insider threat identification system and how internal surveillance affects such a system. AUTHOR: Engelman, Captain Paul D. TITLE: The Application of "Orange Book" Standards to Secure Telephone Switching Systems CATEGORY: Access Control ORGANIZATION: Scott Air Force Base IL 62225 DESCRIPTION: Discusses reference monitor concept and provides the motivation for applying "Orange Book" standards to telephone systems. AUTHOR: Fellow, Jon, Hemenway, Judy, Kelem, Nancy and Romero, Sandra TITLE: The Architecture of a Distributed Trusted Computing Base CATEGORY: Access Control ORGANIZATION: Unisys 2525 Colorado Blvd. Santa Monica, CA 90405 DESCRIPTION: Explores the difference between monolithic and distributed trusted computing bases, using as an example an actual system. AUTHOR: Halpern, Daniel J. & Owre, Sam TITLE: Specification and Verification Tools for Secure Distributed Systems CATEGORY: Access Control ORGANIZATION: Sytek, Inc. 1225 Charleston Road Mountain View, CA 94043 DESCRIPTION: This paper examines the fields of formal specification and verification, software engineering support, and security. AUTHOR: Johnson, Howard L. & Layne, Daniel J. TITLE: A Mission - Critical Approach to Network Security CATEGORY: Access Control ORGANIZATION: Computer Technology Associates, Inc. 7150 Campus Drive, Suite 100 Colorado Springs, CO 80918 DESCRIPTION: This paper presents an approach to network security that treats sensitivity issues independent of criticality issues to gain architectural and economic advantage. AUTHOR: Linn, John TITLE: SDNS Products in the Type II Environment CATEGORY: Access Control ORGANIZATION: BBN Communications Corporation Cambridge, MA DESCRIPTION: This paper examines the ramifications of communications security for the type II environment and considers the role that SDNS can play in satisfying that environments needs. AUTHOR: Loscocco, Peter TITLE: A Security Policy and Model for a MLS LAN CATEGORY: Access Control ORGANIZATION: Office of Research and Development National Computer Security Center 9800 Savage Road Ft. George G. Meade, MD 20755-6000 DESCRIPTION: This paper explains in detail the MLS LAN implemented into the Department of Defense Security Policy. AUTHOR: Mizuno, Massaaki & Oldehoef, Arthur E. TITLE: Information Flow Control in a Distributed Object - Oriented System with Statically Bound Object Variables CATEGORY: Access Control ORGANIZATION: Department of Computer Science Iowa State University Ames, Iowa 50011 DESCRIPTION: This paper presents a combined approach of compile-time and run-time information flow certification. AUTHOR: Nelson, Ruth TITLE: SDNS Services and Architecture CATEGORY: Access Control ORGANIZATION: Electronic Defense Communications Directorate GTE Government Systems Corporation 77 A Street, Needham, MA 02194 DESCRIPTION: This paper focuses on the protocols and system architecture of the secure data network system. AUTHOR: Parker, T.A. TITLE: Security in Open Systems: A Report on the Standards Work of ECMA'S TC32/TG9 CATEGORY: Access Control ORGANIZATION: ICL Defence Systems UK DESCRIPTION: This paper addresses the topic of access authorization and offers a uniform approach which caters for a spectrum of access control schemes ranging from capability systems to access control lists. AUTHOR: Rogers, Herbert L. TITLE: An Overview of the Caneware Program CATEGORY: Access Control ORGANIZATION: National Security Agency - C6 Ft. George G. Meade, MD 20755 DESCRIPTION: The purpose of this paper is to present an overview of the caneware program functionality and its concern with communications security. AUTHOR: Schnackenberg, Dan TITLE: Applying the Orange Book to an MLS LAN CATEGORY: Access Control ORGANIZATION: Boeing Aerospace Company Mail Stop 87-06 P.O. Box 3999 Seattle, WA 98124 DESCRIPTION: This paper presents an overview of Boeing's multilevel secure local area network and a discussion of the issues that have arisen from applying the DOD Trusted Computer System Evaluation Criteria to this MLS LAN. AUTHOR: Sheehan, Edward R. TITLE: Access Control Within SDNS CATEGORY: Access Control ORGANIZATION: Analytics Incorporated 9821 Broken Land Parkway Columbia, MD 21046 DESCRIPTION: This paper addresses the subject of access control within the Secure Data Network System and its fundamental elements. AUTHOR: Tater, Gary L. & Kerut, Edmund G. TITLE: The Secure Data Network System: An Overview CATEGORY: Access Control ORGANIZATION: None Specified DESCRIPTION: This paper discusses the rationale and programmatic decisions for the Secure Data Network System project. AUTHOR: Teng, Henry S. & Brown, Dr. David C. TITLE: An Expert System Approach to Security Inspection of a VAX/VMS System in a Network Environment CATEGORY: Access Control ORGANIZATION: Artificial Intelligence Research Group Computer Science Department Worcester Polytechnic Institute Worcester, MA 01609 DESCRIPTION: This paper addresses the development of the XSAFE prototype expert system and its use for computer security inspection of a VAX/VMS system in a network environment. AUDIT AND EVALUATION AUTHOR: Lanenga, David TITLE: Security Evaluations of Computer Systems CATEGORY: Audit and Evaluation ORGANIZATION: National Computer Security Center 9800 Savage Road Ft. George G. Meade, MD 20755-6000 DESCRIPTION: This paper describes the process of computer security evaluations as presently performed by the National Computer Security Center. CERTIFICATION AUTHOR: Ferris, Martin & Cerulli, Andrea TITLE: Certification: A Risky Business CATEGORY: Certification ORGANIZATION: National Security Agency Ft. George G. Meade. MD 20755 DESCRIPTION: This paper addresses certification in management terms, provides examples of certification in everyday life, and examines ways to maximize the use of national resources and policies to achieve a certified AIS application. CONTINGENCY PLANNING AUTHOR: Judd, Thomas C. & Ward, Howard W. Jr. TITLE: Return to Normalcy: Issues in Contingency Planning CATEGORY: Contingency Planning ORGANIZATION: Federal Reserve System Culpepper, Va DESCRIPTION: This paper presents a "Cook Book" approach as an effort to provide a kind of checklist of things to do. AUTHOR: Pardo, O.R. TITLE: Computer Disaster Recovery Planning: A Fast - Track Approach CATEGORY: Contingency Planning ORGANIZATION: Bechtel Eastern Power Corporation 15740 Shady Grove Road Gaithersburg, MD 20877 (301) 258-4023 DESCRIPTION: This paper outlines a method of implementing a contingency plan in a single, relatively short effort. DATA BASE MANAGEMENT AUTHOR: Hale, Michael W. TITLE: Status of Trusted Database Management System Interpretations CATEGORY: Data Base Management ORGANIZATION: National Computer Security Center 9800 Savage Road Ft. George G. Meade, MD 20755-6000 (301) 859-4452 DESCRIPTION: This paper addresses the rationale and security issues that are unique to database management systems. AUTHOR: Henning, Ronda R. and Walker, Swen A. TITLE: Data Integrity vs. Data Security: A Workable Compromise CATEGORY: Data Base Management ORGANIZATION: National Computer Security Center Office of Research and Development 9800 Savage Road Ft. George G. Meade, MD 20755-6000 DESCRIPTION: This paper addresses the issue of unauthorized modification of data and the implementation of the current state of the art in integrity policies. AUTHOR: Knode, Ronald B. TITLE: TRUDATA: The Road To a Trusted DBMS CATEGORY: Data Base Management ORGANIZATION: ORI/Intercom Systems Corporation 9710 Patuxent Woods Drive Columbia, MD 21046 (301) 381-9740 DESCRIPTION: This paper describes the INTERCON Trusted Data Base Management System, including its development, guidelines, system architecture, security policy, and implementation status. AUTHOR: Rougeau, Patricia A. & Sturms, Edwards D. TITLE: The SYBASE Secure Dataserver: A Solution To The Multilevel Secure DBMS Problem CATEGORY: Data Base Management ORGANIZATION: TRW Federal Systems Group 2751 Prosperity Avenue P.O. Box 10440 Fairfax, VA 22031 DESCRIPTION: This paper presents the Sybase Secure Dataserver (SYSDS) approach to solving the problem of a cost-effective, reliable multilevel secure Database Management System (DBMS) without loosing essential performance characteristics. GENERAL SECURITY AUTHOR: Taylor, Phillip H. TITLE: The National Computer Security Center Technical Guidelines Program CATEGORY: General Security ORGANIZATION: National Computer Security Center 9800 Savage Road Ft. George G. Meade, MD 20755-6000 (301) 859-4452 DESCRIPTION: The purpose of this paper is to provide a national computer security literature base that distributes computer security knowledge and techniques, instills an accepted computer security terminology, and applies research to practical problems of computer security. PHYSICAL SECURITY & HARDWARE AUTHOR: Saydjari, Sami O., Beckman, Joseph M. and Leaman, Jeffrey R. TITLE: Locking Computers Securely CATEGORY: Physical Security & Hardware ORGANIZATION: Office of Research and Development National Computer Security Center 9800 Savage Road Ft. George G. Meade, MD 20755-6000 DESCRIPTION: This paper describes the Logical Coprocessing Kernal (LOCK) project and the need for secure computing in both defense and industry. PRIVACY AUTHOR: Campbell, Marlene Dr. TITLE: Security and Privacy: Issues of Issues of Professional Ethics CATEGORY: Privacy ORGANIZATION: Murray State University Murray, Kentucky 42071 DESCRIPTION: The purpose of this paper is to provide academicians with both motivation and ideas for bringing ethics formulation into the computer information systems classroom. AUTHOR: Denning, Dorothy E., Newmann, Peter G. and Parker, Donn B. TITLE: Social Aspects of Computer Security CATEGORY: Privacy ORGANIZATION: SRI International 333 Ravenswood Avenue Menlo Park, CA 94025 DESCRIPTION: This papers objective is to examine social aspects of computer security, particularly with respect to some of the technologies being developed. RISK MANAGEMENT AUTHOR: Moses, Robin H. and Clark, Rodney TITLE: Risk Analysis and Management in Practice for the UK Government The CCTA Risk Analysis and Management Methodology: CRAMM CATEGORY: Risk Management ORGANIZATION: UK Central Computer and Telecommunications Agency (CCTA) Riverwalk House, 157-161 Millbank, London, SW1P 9PN, England DESCRIPTION: This paper discusses a risk analysis and management methodology for Information Technology (IT) Security developed by the UK Government. AUTHOR: Pinsky, Sylvan Dr. TITLE: A Panel Discussion on Risk Management: A Plan for the Future CATEGORY: Risk Management ORGANIZATION: Office of Research and Development National Computer Security Center 9800 Savage Road Ft. George G. Meade, MD 20755-6000 DESCRIPTION: This paper addresses a panel discussion on the major issues of risk management and the steps necessary to resolve the commonly known problems. SECURITY MANAGEMENT AUTHOR: Arsenault, Alfred W. TITLE: Advisory Memorandum on Office Automation Security: An Overview CATEGORY: Security Management ORGANIZATION: National Computer Security Center 9800 Savage Road Ft. George G. Meade, MD 20755-6000 (301) 859-4452 DESCRIPTION: This paper presents an overview of National Telecommunications and Automated Information Systems Security Advisory Memorandum on Office Automation Security, which was issued by COMPUSEC January 1987. AUTHOR: Brown, Leonard R. TITLE: Specification for a Canonical Configuration Accounting Tool CATEGORY: Security Management ORGANIZATION: Computer Security Office, M1/055 The Aerospace Corporation P.O. Box 92957 Los Angeles, CA 90009 DESCRIPTION: This paper describes the TCCS system that has been designed as an aid in evaluation of configuration accounting systems for use in development of a secure system. AUTHOR: Maria, Arturo PhD TITLE: RACF Implementation at Puget Power CATEGORY: Security Management ORGANIZATION: Information Systems Consultant DESCRIPTION: This document describes the approach taken at Puget Sound Power and Light Company to implement IBM's Resource Access Control Facility. AUTHOR: Neugent, William TITLE: Management Actions for Improving DoD Computer Security CATEGORY: Security Management ORGANIZATION: The MITRE Corporation HQ USAREUR, ODCSOPS APO New York 09063 Tel. 011-49-6221-372710 DESCRIPTION: This paper focusses on the current computer security practice in the field of the Department of Defense computer security activities. SOFTWARE & OPERATING SYSTEM SECURITY AUTHOR: Addison, Katherine, Baron, Larry Copple, Mark, Cragun, Don and Hospers, Keith TITLE: Computer Security at Sun Microsystems, Inc. CATEGORY: Software & Operating System Security ORGANIZATION: Sun Microsystems, Inc. Mountain View, CA DESCRIPTION: This paper describes the "Secure Sun OS) product history, status, and goals. This paper also describes some of Sun's future directions in the secure systems marketplace. AUTHOR: Bunch, Steve TITLE: The Setuid Feature in UNIX and Security CATEGORY: Software & Operating System Security ORGANIZATION: Gould Computer Systems Divisions 1101 E. University Urbana, Ill. 61801 (217) 384-8515 DESCRIPTION: This paper defines some important terms with the SETUID/SETGID concepts and examines some of the properties and uses of this mechanism. It also examines some of the security implications of this mechanism. AUTHOR: Burger, Wilhelm TITLE: Networking of Secure Xenix Systems CATEGORY: Software & Operating System Security ORGANIZATION: IBM Corporation Federal Systems 708 Quince Orchard Road Gaithersburg, MD 20878 DESCRIPTION: This paper describes design and implementation aspects of a network of Secure Xenix systems. AUTHOR: Castro, Lawrence TITLE: An Overview of the DoD Computer Security Research and Development Program CATEGORY: Software & Operating System Security ORGANIZATION: National Computer Security Center 9800 Savage Road Ft. George G. Meade, MD 20755-6000 DESCRIPTION: The purpose of this paper is to inform of the progress of and plans for the research, development, testing, and evaluation efforts by the Department of Defense Computer Security Program. AUTHOR: Craigen, Dan TITLE: m-EVES CATEGORY: Software & Operating System Security ORGANIZATION: Research and Technology I.P. Sharp Associates Limited 265 Carling Avenue, Suite 600 Ottawa, Ontario K1S 2E1 Canada DESCRIPTION: This paper reports briefly upon the progress of the m-EVES research and development project. m-EVES is a prototype verification system being developed by I.P. Sharp Associates Limited. AUTHOR: Di Vito, Ben L. and Johnson, Larry A. TITLE: A Gypsy Verifier's Assistant CATEGORY: Software & Operating System Security ORGANIZATION: TRW Defense Systems Group One Space Park Redondo Beach, CA 90278 DESCRIPTION: This paper describes an IR&D effort underway at TRW to augment the gypsy verification environment with a knowledge-based "verifier's assistant." AUTHOR: Eckman, Steven T. TITLE: Ina Flo: The FDM Flow Tool CATEGORY: Software & Operating System Security ORGANIZATION: West Coast Research Center System Development Group Unisys Corporation DESCRIPTION: This paper describes a new information flow tool for the Ina Jo specification language. The flow tool is being used for covert channel analysis in ongoing A1 development projects. AUTHOR: Guaspari, David, Harper, Douglas C. and Ramsey, Norman TITLE: An ADA Verification Environment CATEGORY: Software & Operating System Security ORGANIZATION: Odyssey Research Associates 1283 Trumansburg Road Ithaca, New York 14850 (607) 277-2020 DESCRIPTION: This paper reviews and compares two types of verification systems, PolyAnna and Anna. A explanation of why these are suited to Ada verification is included. AUTHOR: Israel, Howard TITLE: Computer Viruses: Myth or Reality? CATEGORY: Software & Operating System Security ORGANIZATION: National Computer Security Center 9800 Savage Road Ft. George G. Meade, MD 20755-6000 DESCRIPTION: This paper addresses computer virus defense by using protection mechanisms. It also discusses possible protection mechanisms that address the Trojan Horse threat. AUTHOR: Joseph, Mark K. TITLE: Towards the Elimination of the Effects of Malicious Logic: Fault Tolerance Approaches CATEGORY: Software & Operating System Security ORGANIZATION: Computer Science Department University of California, Los Angeles, CA DESCRIPTION: This paper addresses two possible effects of malicious logic, denial-of-service and compromising data integrity. Presented are several techniques that are designed to reduce the risk posed by malicious logic. AUTHOR: Kaufmann, Matt and Young, William D. TITLE: Comparing Specification Paradigms for Secure Systems: Gypsy and the Boyer-Moore Logic CATEGORY: Software & Operating System Security ORGANIZATION: Institute for Computing Science and Computer Applications The University of Texas at Austin Austin, Texas 78712 DESCRIPTION: This paper investigates the viability of the Boyer-Moore logic as a specification language for secure system modelling efforts by comparing it to gypsy on a significant example. AUTHOR: Knowles, Frank and Bunch, Steve TITLE: A Least Privilege Mechanism for UNIX CATEGORY: Software & Operating System Security ORGANIZATION: Gould Computer Systems Division 1101 East University Avenue Urbana, IL 61801 (217) 384-8500 DESCRIPTION: This paper describes a privilege control mechanism for the UNIX operating system. This system is designed to provide control over access by users to services and objects. AUTHOR: Pittelli, Paul A. TITLE: The Bell-LaPadula Computer Security Model Represented as a Special Case of the Harrison-Ruzzo-Ullman Model CATEGORY: Software & Operating System Security ORGANIZATION: Department of Defense DESCRIPTION: This paper describes a Bell-LaPadula Model and an HRU model. It covers the access control security that each has to offer. AUTHOR: Rowe, Kenneth E. and Ferguson, Clarence O. TITLE: Ada Technology/COMPUSEC Insertion Status Report CATEGORY: Software & Operating System Security ORGANIZATION: National Computer Security Center Office of Research and Development 9800 Savage Road Ft. George G. Meade, MD 20755-6000 DESCRIPTION: This report defines the problem of developing same suite in Ada as a multilevel secure (MLS) suite. AUTHOR: Sibert, Olin W., Traxler, Holly M. Downs, Deborah D. Dr. and Glass, Jeffrey TITLE: UNIX and B2: Are They Compatible? CATEGORY: Software & Operating System Security ORGANIZATION: National Computer Security Center 9800 Savage Road Ft. George G. Meade, MD 20755-6000 DESCRIPTION: This paper presents the results of a study done on a prototype secure system assessing the compatibility with the B2 assurance requirements defined in the Trusted Computer System Evaluation Criteria. AUTHOR: Stoll, Cliff TITLE: What Do You Feed a Trojan Horse? CATEGORY: Software & Operating System Security ORGANIZATION: Lawrence Berkeley Laboratory Berkeley, CA 94720 DESCRIPTION: This paper addresses what to do when you choose to track the penetration of a Trojan Horse. AUTHOR: Taylor, Tad and Hartman, Bret TITLE: Formal Models, Bell and LaPadula, and Gypsy CATEGORY: Software & Operating System Security ORGANIZATION: Research Triangle Institute P.O. Box 12194 RTP, NC 27709 DESCRIPTION: This paper is an approach for developing formal security models. It is accompanied by a technique for expressing and proving models in gypsy. AUTHOR: Woodcock, Mark E. TITLE: The Use of Ada in Secure and Reliable Software CATEGORY: Software & Operating System Security ORGANIZATION: National Computer Security Center Office of Research and Development 9800 Savage Road Ft. George G. Meade, MD 20755-6000 DESCRIPTION: This paper describes the history of Ada language and the current efforts to expand to make it a secure reliable language. AUTHOR: Young, Catherine L. TITLE: Taxonomy of Computer Virus Defense Mechanisms CATEGORY: Software & Operating System Security ORGANIZATION: Office of Research and Development National Computer Security Center 9800 Savage Road Ft. George G. Meade, MD 20755-6000 DESCRIPTION: This taxonomy aids in evaluating virus defenses and provides a foundation for designing new virus defenses. TRAINING & AWARENESS AUTHOR: Grandy, Patricia TITLE: Department of the Navy Automated Data Processing Security Program Training CATEGORY: Training & Awareness ORGANIZATION: Navy Regional Data Automation Center San Francisco NAS Alameda, CA 94501-5007 (415) 869-5300 DESCRIPTION: This document explains in detail the training that is available for computer security through the Department of the Navy. AUTHOR: Markey, Elizabeth TITLE: Getting Organizations Involved in Computer Security: The Role of Security Awareness CATEGORY: Training & Awareness ORGANIZATION: Office of Information Systems Security Bureau of Diplomatic Security U.S. Department of State DESCRIPTION: This paper addresses the problem of getting organizations aware and involved in computer security through on-going training and awareness programs aimed at employees at all levels. AUTHOR: Sohmer, Eliot TITLE: The Computer Security Training Base of 1985 CATEGORY: Training & Awareness ORGANIZATION: National Computer Security Center 9800 Savage Road Ft. George G. Meade, MD 20755-6000 (301) 859-4452 DESCRIPTION: This paper outlines the recommended training categories for personnel by the National Computer Security Center in October of 1985.