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Title: Rationality/Science Author: Noam Chomsky Date: 1995 Language: en Topics: rationalism, science Source: Retrieved on 19th June 2021 from https://chomsky.info/1995____02/ Notes: Published in Z Papers Special Issue.
THIS DISCUSSION involves people with a large range of shared aspirations
and commitments; in some cases at least, friends who have worked and
struggled together for many years. I hope, then, that I can be quite
frank. And personal, since to be honest, I donât see much of independent
substance to discuss.
I donât want to mislead, and therefore should say, at once, that I am
not all sure that I am taking part in the discussion. I think I
understand some of what is said in the six papers, and agree with much
of it. What I donât understand is the topic: the legitimacy of
ârationality,â âscience,â and âlogicâ (perhaps modified by
âWesternâ)âcall the amalgam ârational inquiry,â for brevity. I read the
papers hoping for some enlightenment on the matter, but, to quote one
contributor, âmy eyes glaze over and thanks, but I just donât want to
participate.â When Mike Albert asked me to comment on papers advocating
that we abandon or transcend rational inquiry, I refused, and probably
would have been wise to keep to that decision. After a good deal of
arm-twisting, I will make a few comments, but, frankly, I do not really
grasp what the issue is supposed to be.
Many interesting questions have been raised about rational inquiry.
There are problems about justification of belief, the status of
mathematical truth and of theoretical entities, the use to which
rational inquiry is put under particular social and cultural conditions
and the way such conditions influence its course, and so on. These,
however, are not the kinds of topics we are to address; rather,
something about the legitimacy of the entire enterprise. That I find
perplexing, for several reasons.
First, to take part in a discussion, one must understand the ground
rules. In this case, I donât. In particular, I donât know the answers to
such elementary questions as these: Are conclusions to be consistent
with premises (maybe even follow from them)? Do facts matter? Or can we
string together thoughts as we like, calling it an âargument,â and make
facts up as we please, taking one story to be as good as another? There
are certain familiar ground rules: those of rational inquiry. They are
by no means entirely clear, and there have been interesting efforts to
criticize and clarify them; but we have enough of a grasp to proceed
over a broad range. What seems to be under discussion here is whether we
should abide by these ground rules at all (trying to improve them as we
proceed). If the answer is that we are to abide by them, then the
discussion is over: weâve implicitly accepted the legitimacy of rational
inquiry. If they are to be abandoned, then we cannot proceed until we
learn what replaces the commitment to consistency, responsibility to
fact, and other outdated notions. Short of some instruction on this
matter, we are reduced to primal screams. I see no hint in the papers
here of any new procedures or ideas to replace the old, and therefore
remain perplexed.
A second problem has to do with the allusions to âscience,â
ârationality,â etc., throughout these papers. These targets are sharply
criticized, but they are not clearly identified. True, they are assigned
certain properties. But these are either irrelevant to the issue raised
or unrecognizable to me; in many cases, the properties attributed to
rational inquiry are antithetic to it, at least as I have always
understood this endeavor.
Perhaps my failure to recognize what is called here âscience,â etc.,
reflects personal limitations. That could well be, but I wonder. For
some 40 years, Iâve been actively engaged in what I, and others, regard
as rational inquiry (science, mathematics); for almost all of those
years, Iâve been at the very heart of the beast, at MIT. When I attend
seminars, read technical papers in my own or other fields, and work with
students and colleagues, I have no problem in recognizing what is before
me as rational inquiry. In contrast, the descriptions presented here
scarcely resemble anything in my experience in these areas, or
understanding of them. So, there is a second problem.
With regard to the first problem, Iâm afraid I see only one way to
proceed: by assuming the legitimacy of rational inquiry. Suppose that
such properties as consistency and responsibility to fact are
old-fashioned misconceptions, to be replaced by something
differentâsomething to be grasped, perhaps, by intuition that I seem to
lack. Then I can only confess my inadequacies, and inform the reader in
advance of the irrelevance of what follows. I recognize that by
accepting the legitimacy of rational inquiry and its canons, I am
begging the question; the discussion is over before it starts. That is
unfair, no doubt, but the alternative escapes me.
With regard to the second problem, since what is called âscience,â etc.,
is largely unfamiliar to me, let me replace it by âX,â and see if I
understand the argument against X. Letâs consider several kinds of
properties attributed to X, then turning to the proposals for a new
direction; quotes below are from the papers criticizing X.
First category. X is dominated by âthe white male gender.â It is
âlimited by cultural, racial and gender biases,â and âestablishes and
perpetuates social organization [with] hidden political, social and
economic purposes.â âThe majority in the South has waited for the last
four hundred years for compassionate humane uses of X,â which is
âoutside and above the democratic process.â X is âthoroughly embedded in
capitalist colonialism,â and doesnât âend racism or disrupt the
patriarchy.â X has been invoked by Soviet commissars to bring people to
âembrace regimentation, murderous collectivization, and worseâ; though
no one mentions it, X has been used by Nazi ideologists for the same
ends. Xâs dominance âhas gone unchallenged.â It has been âused to create
new forms of control mediated through political and economic power.â
Ludicrous claims about X have been made by âstate systemsâ which âused X
for astoundingly destructive purposesâŠto create new forms of control
mediated through political and economic power as it emerged in each
system.â
Conclusion: there is âsomething inherently wrongâ with X. We must reject
or transcend it, replacing it by something else; and we must instruct
poor and suffering people to do so likewise. It follows that we must
abandon literacy and the arts, which surely satisfy the conditions on X
as well as science. More generally, we must take a vow of silence and
induce the worldâs victims to do so likewise since language and its use
typically have all these properties, facts too well-known to discuss.
Even more obviously, the crafts and technology should be utterly
abolished. It is surprising that several of these critiques appear to be
lauding the âpractical logical thinkingâ of âtechnologistsâ who
concentrate on âthe mechanics of things,â the âT-knowledgeâ that is
âembedded in practiceâ and rooted in âexperienceâ; that is, the kind of
thinking and practice which, notoriously, have been used for millenia to
construct tools of destruction and oppression, under the control of the
white males who dominate them (I say âappear to be,â because the intent
is not entirely clear). The inconsistency is startling, though
admittedly, if consistency is to be abandoned or transcended, there is
no problem.
Plainly, what Iâve reviewed canât be the argument; these cannot be the
properties of rational inquiry that lead us to abandon (or transcend)
it. So let us turn to a second category of properties attributed to X.
X is âE-knowledge,â âobtained by logical deduction from firmly
established first principles.â The statements in X must be âprovableâ; X
demands âabsolute proofs.â The âmost distinctive component of Western
E-knowledgeâ may be its âelaborate procedures for arriving at acceptable
first principles.â These are among the few attempts here to define or
identify the villain.
Furthermore, X âclaims to a monopoly of knowledge.â It thus denies, say,
that I know how to tie my shoes, or know that the sky is dark at night
or that walking in the woods is enjoyable, or know the names of my
children and something about their concerns, etc.; all such aspects of
my (intuitive) knowledge are far beyond what can be âobtained by logical
deduction from firmly established first principles,â indeed well beyond
the reach of rational inquiry now and perhaps ever, and is therefore
mere âsuperstition, belief, prejudice,â according to advocates of X. Or
if not denying such knowledge outright, X âmarginalizes and denigratesâ
it. X postulates dogmatically that âa predictable end point can be known
in advance as an expression of X-achieved truth,â and insists upon
âgrounding values in [this] objective truth.â It denies the âprovisional
and subjective foundationsâ of agreement in human life and action, and
considers itself âthe ultimate organizing principle and source of
legitimacy in the modern society,â a doctrine to which X assigns
âaxiomatic status.â X is âarrogantâ and âabsolutist.â What doesnât fall
âwithin the terms of its hegemonyâŠâanger, desire, pleasure, and pain,
for exampleâbecomes a site for disciplinary action.â The varieties of X
are presented as âcharms to get us through the dark of a complex world,â
providing a âresting placeâ that offers a âsure way of âknowingâ the
world or oneâs position in it.â The practitioner of X âscreens out
feeling, recreating the Other as object to be manipulated,â a procedure
âmade easier because the subjective is described as irrelevant or un-X.â
âTo feel was to be anti-X.â âBy mid twentieth century the phrase âit
worksâ came to be enough for X-ists,â who no longer care âwhy it
worked,â and lost interest in âwhat its implicationsâ are. And so on.
I quite agree that X should be consigned to the flames. But what that
has to do with our topic escapes me, given that these attributions
scarcely rise to the level of a caricature of rational inquiry (science,
etc.), at least as Iâm familiar with it.
Take the notion of âE-knowledge,â the sole definition of science
presented here. Not even set theory (hence conventional mathematics)
satisfies the definition offered. Nothing in the sciences even resembles
it. As for âprovability,â or âabsolute proofs,â the notions are foreign
to the natural sciences. They appear in the study of abstract models,
which are part of pure mathematics until they are applied in the
empirical sciences, at which point we no longer have âproof.â If
âelaborate procedures,â or any general procedures, exist âfor arriving
at acceptable first principles,â they have been kept a dark mystery.
Science is tentative, exploratory, questioning, largely learned by
doing. One of the worldâs leading physicists was famous for opening his
introductory classes by saying that it doesnât matter what we cover, but
what we discover, maybe something that will challenge prevailing beliefs
if we are fortunate. More advanced work is to a large extent a common
enterprise in which students are expected to come up with new ideas, to
question and often undermine what they read and are taught, and to
somehow pick up, by experience and cooperative inquiry, the trick (which
no one begins to comprehend) of discerning important problems and
possible solutions to them. Furthermore, even in the simplest cases,
proposed solutions (theories, large or small) âoutrun empiricism,â if by
âempiricismâ we mean what can be derived from experience by some
procedure; one hardly has to move to Einstein to exhibit that universal
trait of rational inquiry.
As for the cited properties of X, they do hold of some aspects of human
thought and action: elements of organized religion, areas of the
humanities and âsocial sciencesâ where understanding and insight are
thin and it is therefore easier to get away with dogmatism and
falsification, perhaps others. But the sciences, at least as I am
familiar with them, are as remote from these descriptions as anything in
human life. It is not that scientists are inherently more honest, open,
or questioning. It is simply that nature and logic impose a harsh
discipline: in many domains, one can spin fanciful tales with impunity
or keep to the most boring clerical work (sometimes called
âscholarshipâ); in the sciences, your tales will be refuted and you will
be left behind by students who want to understand something about the
world, not satisfied to let such matters be âsomeone elseâs concern.â
Furthermore, all of this seems to be the merest truism.
Other properties are attributed to X, including some that are presumably
intended as caricature: e.g., that practitioners of X claim âthat
seventeenth-century Europe answered all the basic questions of humankind
for all times to comeâŠâ Iâve tried to select a fair sample, and
apologize if Iâve failed. As far as I can see, the properties assigned
to rational inquiry by the critics fall into two categories. Some hold
of human endeavor rather generally and are thus irrelevant to the issue
(unless we mean to abandon language, the arts, etc., as well); they
clearly reflect the social and cultural conditions that lead to the
outcome that is properly deplored. Others do not hold of rational
inquiry, indeed are flatly rejected by it; where detected, they would
elicit internal critique.
Several writers appear to regard Leninist-Stalinist tyranny as an
embodiment of science and rationality. Thus âthe belief in a universal
narrative grounded in truth has been undermined by the collapse of
political systems that were supposed to [have] produced the New
Socialist Man and the New Postcolonial Man.â And the âstate systemsâ
that âused positive rationality for astoundingly destructive purposesâ
were guided by âsocialist and capitalist ideologiesââa reference, it
appears, to radically anti-socialist (Leninist) and anti-capitalist
(state-capitalist) ideologies. Since âscientific and technological
progress were the watchword of socialist and capitalist ideologies,â we
see that their error and perversity is deep, and we must abandon them,
along with any concern for freedom, justice, human rights, democracy,
and other âwatchwordsâ of the secular priesthood who have perverted
Enlightenment ideals in the interests of the masters.
Some of the commentary is more familiar to me. One contributor calls for
âplural involvement and clear integration in which everyone sits at the
table sharing a common consciousness,â inspired by âa moral concept
which is linked to social trust and affection in which people tell what
they think they see and do and allow the basic data and conclusions to
be cross examined by peers and non-peers alikeâânot a bad description of
many seminars and working groups that Iâve been fortunate enough to be
part of over the years. In these, furthermore, it is taken for granted
that âknowledge is produced, not found, fought forânot given,â a
sentiment that will be applauded by anyone who has been engaged in the
struggle to understand hard questions, as much as to the activists to
whom it is addressed.
There is also at least an element of truth in the statement that the
natural sciences are âdisembedded from the body, from metaphorical
thought, from ethical thought and from the worldââto their credit.
Though rational inquiry is rife with metaphor and (uncontroversially)
embedded in the world, its intent is to understand, not to construct
doctrine that accords with some ethical or other preferences, or that is
confused by metaphor. Though scientists are human, and cannot get out of
their skins, they certainly, if honest, try to overcome the distortions
imposed by âbodyâ (in particular, human cognitive structures, with their
specific properties) as much as possible. Surface appearances and
ânatural categories,â however central to human life, can mislead, again
uncontroversially; we âseeâ the sun set and the moon illusion, but we
have learned that there is more to it than that.
It is also true that âReason separates the ârealâ or knowableâŠand the
ânot realâ,â or at least tries to (without identifying ârealâ with
âknowableâ)âagain, to its credit. At least, I know that I try to make
this distinction, whether studying questions that are hard, like the
origins of human knowledge, or relatively easy, like the sources and
character of U.S. foreign policy. In the latter case, for example, I
would try, and urge others to try, to separate the real operative
factors from the various tales that are spun in the interests of power
and privilege. If that is a fault, I plead guilty, and will compound my
guilt by urging others to err in the same way.
Keeping to the personal level, I have spent a lot of my life working on
questions such as these, using the only methods I know ofâthose
condemned here as âscience,â ârationality,â âlogic,â and so on. I
therefore read the papers with some hope that they would help me
âtranscendâ these limitations, or perhaps suggest an entirely different
course. Iâm afraid I was disappointed. Admittedly, that may be my own
limitation. Quite regularly, âmy eyes glaze overâ when I read
polysyllabic discourse on the themes of poststructuralism and
postmodernism; what I understand is largely truism or error, but that is
only a fraction of the total word count. True, there are lots of other
things I donât understand: the articles in the current issues of math
and physics journals, for example. But there is a difference. In the
latter case, I know how to get to understand them, and have done so, in
cases of particular interest to me; and I also know that people in these
fields can explain the contents to me at my level, so that I can gain
what (partial) understanding I may want. In contrast, no one seems to be
able to explain to me why the latest post-this-and-that is (for the most
part) other than truism, error, or gibberish, and I do not know how to
proceed. Perhaps the explanation lies in some personal inadequacy, like
tone-deafness. Or there may be other reasons. The question is not
strictly relevant here, and I wonât pursue it.
Continuing with my personal quest for help in dealing with problems to
which I have devoted a large part of my life, I read here that I should
recognize that âthere are limits to what we knowâ (something Iâve been
arguing, in accord with an ancient rationalist tradition, for many
years). I should advance beyond âpanopticized rationalityâ (which I
might happily do, if I knew what it was), and should not be
âtransferring God into knowable natureâ (thanks). Since âit is now
obviousâ that its âvery narrow and surface idea of rationality and
rationalismâ has undermined âthe canon of Western thought,â I should
adopt âa new notation system which laid out moral and historical
propositionsâ in a ârationality [that is] deepenedâ (thanks again). I
should keep to ârebuttable axioms,â which means, I take it, hypotheses
that are taken to be open to questionâthe practice adopted without a
second thought in all scientific work, unless the intent is that I
should drop Modus Ponens and the axioms of arithmetic; apparently so,
since I am also to abandon âabsolutism or absolute proofs,â which are
unknown in science but, admittedly, sometimes assumed with regard to the
most elementary parts of logic and arithmetic (a matter also subject to
much internal controversy in foundational inquiries).
I should also follow the lead of those who âassert that there is a
common consciousness of all thought and matter,â from human to
âvegetable or mineral,â a proposal that should impinge directly on my
own attempts for many years to understand what Hume called âthe secret
springs and origins, by which the human mind is actuated in its
operationsââor might, if I had the slightest idea what it means. I am
also enjoined to reject the idea that ânumbers are outside of human
historyâ and to regard Goedelâs incompleteness theorem as âa situation
of inabilityâ of the 20^(th) century, which to my old-fashioned ear,
sounds like saying that the irrationality of the square root of twoâa
disturbing discovery at the timeâwas âa situation of inabilityâ of
classical Greece. How human history or the way rationality âis presently
definedâ impinge on these truths (or so I thought them to be), I again
fail to see.
I should regard âTruthâ not âas an essenceâ but âas a social heuristic,â
one âpredicated on intersubjective trust and story telling whether
through narrative or numbers and signs.â I should recognize that
âscientific endeavor is also in the world of story and myth creation,â
no better or worse than other âstories and mythsâ; modern physics may
âhave more funding and better PRâ than astrology, but is otherwise on a
par. That suggestion does in fact help solve my problems. If I can just
tell stories about the questions that Iâve been struggling with for many
years, life will indeed be easier; the proposal âhas all the advantages
of theft over honest toil,â as Bertrand Russell once said in a similar
connection.
I should also âfavor particular directions in scientific and social
inquiry because of their likely positive social outcomes, âthus joining
the overwhelming mass of scientists and engineersâthough we commonly
differ on what are âpositive social outcomes,â and no hints are given
here as to how that issue is to be resolved. The implication also seems
to be that we should abandon âtheories or experimentsâ favored âbecause
of their supposed beauty and elegance,â which amounts to saying that we
should abandon the effort to understand the mysteries of the world; and
by the same logic, presumably, should no longer be deluded by
literature, music, and the visual arts.
Iâm afraid I didnât learn much from these injunctions. And it is hard
for me to see how friends and colleagues in the ânon white worldâ will
learn more from the advice given by âa handful of scientistsâ who inform
then that they should not âmove on the tracks of western science and
technology,â but should prefer other âstoriesâ and âmythsââwhich ones,
we are not told, though astrology is mentioned. Theyâll find that advice
a great help with their problems, and those of the ânon white worldâ
generally. I confess that my personal sympathies lie with the volunteers
of Tecnica.
In fact, the entire idea of âwhite male scienceâ reminds me, Iâm afraid,
of âJewish physics.â Perhaps it is another inadequacy of mine, but when
I read a scientific paper, I canât tell whether the author is white or
is male. The same is true of discussion of work in class, the office, or
somewhere else. I rather doubt that the non-white, non-male students,
friends, and colleagues with whom I work would be much impressed with
the doctrine that their thinking and understanding differ from âwhite
male scienceâ because of their âculture or gender and race.â I suspect
that âsurpriseâ would not be quite the proper word for their reaction.
I find it depressing, frankly, to read learned left discourse on science
and technology as a white male preserve, and then to walk through the
corridors at MIT and see the significant results of the efforts to
change that traditional pattern on the part of scientists and engineers,
many of them very remote from the understanding of âpositive social
outcomesâ that we largely share. They have dedicated serious and often
successful efforts to overcome traditional exclusiveness and privilege
because they tend to agree with Descartes (as I do) that the capacity
for understanding in the âprofoundest sciencesâ and âhigh feelingâ are a
common human attribute, and that those who lack the opportunity to
exercise the capacity to inquire, create, and understand are missing out
on some of lifeâs most wonderful experiences. One contributor condemns
this humane belief for labelling others as âdefective.â By the same
logic, we should condemn the idea that the capacity to walk is a common
human possession over a very broad range.
Acting on the same belief, many scientists, not too long ago, took an
active part in the lively working class culture of the day, seeking to
compensate for the class character of the cultural institutions through
programs of workersâ education, or by writing books on mathematics,
science, and other topics for the general public. Nor have left
intellectuals been alone in such work, by any means. It strikes me as
remarkable that their left counterparts today should seek to deprive
oppressed people not only of the joys of understanding and insight, but
also of tools of emancipation, informing us that the âproject of the
Enlightenmentâ is dead, that we must abandon the âillusionsâ of science
and rationalityâa message that will gladden the hearts of the powerful,
delighted to monopolize these instruments for their own use. They will
be no less delighted to hear that science (E-knowledge) is intrinsically
a âknowledge system that legitimates the authority of the boss,â so that
any challenge to such authority is a violation of rationality itselfâa
radical change from the days when workersâ education was considered a
means of emancipation and liberation. One recalls the days when the
evangelical church taught not-dissimilar lessons to the unruly masses as
part of what E. P. Thompson called âthe psychic processes of
counter-revolution,â as their heirs do today in peasant societies of
Central America.
Iâm sorry if the conclusion sounds harsh; the question we should
consider is whether it is correct. I think it is.
It is particularly striking that these self-destructive tendencies
should appear at a time when the overwhelming majority of the population
regard the economic system as âinherently unfairâ and want to change it.
Through the Reagan years, the public continued its drift towards social
democratic ideas, while the shreds of what existed were torn away.
Furthermore, belief in the basic moral principles of traditional
socialism is surprisingly high: to mention merely one example, almost
half the population consider the phrase âfrom each according to his
ability, to each according to his needâ to be such an obvious truth that
they attribute it to the U.S. Constitution, a text taken to be akin to
Holy Writ. What is more, with Soviet tyranny finally overthrown, one
long-standing impediment to the realization of these ideals is now
removed. With limited contribution by left intellectuals, large segments
of the population have involved themselves in urgent and pressing
problems: repression, environmental concerns, and much else. The Central
America solidarity movements of the 1980s are a dramatic example, with
the direct involvement in the lives of the victims that was a novel and
remarkable feature of protest and activism. These popular efforts have
also led to a good deal of understanding of how the world works, again,
with very limited contributions from left intellectuals, if we are to be
honest.
Particularly noteworthy is the divergence of popular attitudes from
mainstream ideology. After 25 years of unremitting propaganda, including
ten years of Reaganism, over 70 percent of the population still regard
the Vietnam war as âfundamentally wrong and immoral,â not a âmistake.â
Days before the U.S.-UK bombing began in the Gulf, the population, by
two-to-one, favored a negotiated settlement with âlinkageâ rather than
war. In these and numerous other cases, including domestic affairs and
problems, the thoughts are individual and private; people have rarely if
ever heard them publicly expressed. In part, that reflects the
effectiveness of the system of cultural management; in part, the choices
of left intellectuals.
Quite generally, there is a popular basis for addressing the human
concerns that have long been part of âthe Enlightenment project.â One
element that is lacking is the participation of left intellectuals.
However meritorious motives may be, the abandonment of these endeavors,
in my opinion, reflects yet another triumph for the culture of power and
privilege, and contributes to it. The same abandonment makes a notable
contribution to the endless project of creating a version of history
that will serve the reigning institutions. During periods of popular
activism, many people are able to discern truths that are concealed by
the cultural managers, and to learn a good deal about the world;
Indochina and Central America are two striking recent examples. When
activism declines, the commissar class, which never falters in its task,
regains command. As left intellectuals abandon the field, truths that
were once understood fade into individual memories, history is reshaped
into an instrument of power, and the ground is laid for the enterprises
to come.
The critique of âscienceâ and ârationalityâ has many merits, which I
havenât discussed. But as far as I can see, where valid and useful the
critique is largely devoted to the perversion of the values of rational
inquiry as they are âwrongly usedâ in a particular institutional
setting. What is presented here as a deeper critique of their nature
seems to me based on beliefs about the enterprise and its guiding values
that have little basis. No coherent alternative is suggested, as far as
I can discern; the reason, perhaps, is that there is none. What is
suggested is a path that leads directly to disaster for people who need
helpâwhich means everyone, before too long.