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Title: Panopticism Author: Michel Foucault Date: 1975 Language: en Topics: not-anarchist, panopticon, prison, discipline, biopower, bentham Source: Retrieved on 06/08/2020 from libcom.org Notes: From *Discipline & Punish: The Birth of the Prison* (NY: Vintage Books 1995) pp. 195â228 translated from the French by Alan Sheridan © 1977.
The following, according to an order published at the end of the
seventeenth century, were the measures to be taken when the plague
appeared in a town.
First, a strict spatial partitioning: the closing of the town and its
outlying districts, a prohibition to leave the town on pain of death,
the killing of all stray animals; the division of the town into distinct
quarters, each governed by an intendant. Each street is placed under the
authority of a syndic, who keeps it under surveillance; if he leaves the
street, he will be condemned to death. On the appointed day, everyone is
ordered to stay indoors: it is forbidden to leave on pain of death. The
syndic himself comes to lock the door of each house from the outside; he
takes the key with him and hands it over to the intendant of the
quarter; the intendant keeps it until the end of the quarantine. Each
family will have made its own provisions; but, for bread and wine, small
wooden canals are set up between the street and the interior of the
houses, thus allowing each person to receive his ration without
communicating with the suppliers and other residents; meat, fish and
herbs will be hoisted up into the houses with pulleys and baskets. If it
is absolutely necessary to leave the house, it will be done in turn,
avoiding any meeting. Only the intendants, syndics and guards will move
about the streets and also, between the infected houses, from one corpse
to another, the âcrowsâ, who can be left to die: these are âpeople of
little substance who carry the sick, bury the dead, clean and do many
vile and abject officesâ. It is a segmented, immobile, frozen space.
Each individual is fixed in his place. And, if he moves, he does so at
the risk of his life, contagion or punishment.
Inspection functions ceaselessly. The gaze is alert everywhere: âA
considerable body of militia, commanded by good officers and men of
substanceâ, guards at the gates, at the town hall and in every quarter
to ensure the prompt obedience of the people and the most absolute
authority of the magistrates, âas also to observe all disorder, theft
and extortionâ. At each of the town gates there will be an observation
post; at the end of each street sentinels. Every day, the intendant
visits the quarter in his charge, inquires whether the syndics have
carried out their tasks, whether the inhabitants have anything to
complain of; they âobserve their actionsâ. Every day, too, the syndic
goes into the street for which he is responsible; stops before each
house: gets all the inhabitants to appear at the windows (those who live
overlooking the courtyard will be allocated a window looking onto the
street at which no one but they may show themselves); he calls each of
them by name; informs himself as to the state of each and every one of
them â âin which respect the inhabitants will be compelled to speak the
truth under pain of deathâ; if someone does not appear at the window,
the syndic must ask why: âIn this way he will find out easily enough
whether dead or sick are being concealed.â Everyone locked up in his
cage, everyone at his window, answering to his name and showing himself
when asked â it is the great review of the living and the dead.
This surveillance is based on a system of permanent registration:
reports from the syndics to the intendants, from the intendants to the
magistrates or mayor At the beginning of the âlock upâ, the role of each
of the inhabitants present in the town is laid down, one by one; this
document bears âthe name, age, sex of everyone, notwithstanding his
conditionâ: a copy is sent to the intendant of the quarter, another to
the office of the town hall, another to enable the syndic to make his
daily roll call. Everything that may be observed during the course of
the visits â deaths, illnesses, complaints, irregularities is noted down
and transmitted to the intendants and magistrates. The magistrates have
complete control over medical treatment; they have appointed a physician
in charge; no other practitioner may treat, no apothecary prepare
medicine, no confessor visit a sick person without having received from
him a written note âto prevent anyone from concealing and dealing with
those sick of the contagion, unknown to the magistratesâ. The
registration of the pathological must be constantly centralized. The
relation of each individual to his disease and to his death passes
through the representatives of power, the registration they make of it,
the decisions they take on it.
Five or six days after the beginning of the quarantine, the process of
purifying the houses one by one is begun. All the inhabitants are made
to leave; in each room âthe furniture and goodsâ are raised from the
ground or suspended from the air; perfume is poured around the room;
after carefully sealing the windows, doors and even the keyholes with
wax, the perfume is set alight. Finally, the entire house is closed
while the perfume is consumed; those who have carried out the work are
searched, as they were on entry, âin the presence of the residents of
the house, to see that they did not have something on their persons as
they left that they did not have on enteringâ. Four hours later, the
residents are allowed to re-enter their homes.
This enclosed, segmented space, observed at every point, in l which the
individuals are inserted in a fixed place, in which the slightest
movements are supervised, in which all events are recorded, in which an
uninterrupted work of writing links the centre and periphery, in which
power is exercised without division, according to a continuous
hierarchical figure, in which each individual is constantly located,
examined and distributed among the living beings, the sick and the dead
â all this constitutes a compact model of the disciplinary mechanism.
The plague is met by order; its function is to sort out every possible
confusion: that of the disease, which is transmitted when bodies are
mixed together; that of the evil, which is increased when fear and death
overcome prohibitions. It lays down for each individual his place, his
body, his disease and his death, his well-being, by means of an
omnipresent and omniscient power that subdivides itself in a regular,
uninterrupted way even to the ultimate determination of the individual,
of what characterizes him, of what belongs to him, of what happens to
him. Against the plague, which is a mixture, discipline brings into play
its power, which is one of analysis. A whole literary fiction of the
festival grew up around the plague: suspended laws, lifted prohibitions,
the frenzy of passing time, bodies mingling together without respect,
individuals unmasked, abandoning their statutory identity and the figure
under which they had been recognized, allowing a quite different truth
to appear. But there was also a political dream of the plague, which was
exactly its reverse: not the collective festival, âbut strict divisions;
not laws transgressed, but the penetration of regulation into even the
smallest details of everyday life through the mediation of the complete
hierarchy that assured the capillary functioning of power; not masks
that were put on and taken off, but the assignment to each individual of
his âtrueâ name, his âtrueâ place, his âtrueâ body, his âtrueâ disease.
The plague as a form, at once real and imaginary, of disorder had as its
medical and political correlative discipline. Behind the disciplinary
mechanisms can be read the haunting memory of âcontagionsâ, of the
plague, of rebellions, crimes, vagabondage, desertions, people who
appear and disappear, live and die in disorder.
If it is true that the leper gave rise to rituals of exclusion, which to
a certain extent provided the model for and general form of the great
Confinement, then the plague gave rise to disciplinary projects. Rather
than the massive, binary division between one set of people and another,
it called for multiple separations, individualizing distributions, an
organization in depth of surveillance and control, an intensification
and a ramification of power. The leper was caught up in a practice of
rejection, of exile-enclosure; he was left to his doom in a mass among
which it was useless to differentiate; those sick of the plague were
caught up in a meticulous tactical partitioning in which individual
differentiations were the constricting effects of a power that
multiplied, articulated and subdivided itself; the great confinement on
the one hand; the correct training on the other. The leper and his
separation; the plague and its segmentations. The first is marked; the
second analysed and distributed. The exile of the leper and the arrest
of the plague do not bring with them the same political dream. The first
is that of a pure community, the second that of a disciplined society.
Two ways of exercising power over men, of controlling their relations,
of separating out their dangerous mixtures. The plague-stricken town,
traversed throughout with hierarchy, surveillance, observation, writing;
the town immobilized by the functioning of an extensive power that bears
in a distinct way over all individual bodies â this is the utopia of the
perfectly governed city. The plague (envisaged as a possibility at
least) is the trial in the course of which one may define ideally the
exercise of disciplinary power. In order to make rights and laws
function according to pure theory, the jurists place themselves in
imagination in the state of nature; in order to see perfect disciplines
functioning, rulers dreamt of the state of plague. Underlying
disciplinary projects the image of the plague stands for all forms of
confusion and disorder; just as the image of the leper, cut off from all
human contact, underlies projects of exclusion.
They are different projects, then, but not incompatible ones. We see
them coming slowly together, and it is the peculiarity of the nineteenth
century that it applied to the space of exclusion of which the leper was
the symbolic inhabitant (beggars, vagabonds, madmen and the disorderly
formed the real population) the technique of power proper to
disciplinary partitioning. Treat âlepersâ as âplague victimsâ, project
the subtle segmentations of discipline onto the confused space of
internment, combine it with the methods of analytical distribution
proper to power, individualize the excluded, but use procedures of
individualization to mark exclusion â this is what was operated
regularly by disciplinary power from the beginning of the nineteenth
century in the psychiatric asylum, the penitentiary, the reformatory,
the approved school and, to some extent, the hospital. Generally
speaking, all the authorities exercising individual control function
according to a double mode; that of binary division and branding
(mad/sane; dangerous/harmless; normal/abnormal); and that of coercive
assignment of differential distribution (who he is; where he must be;
how he is to be characterized; how he is to be recognized; how a
constant surveillance is to be exercised over him in an individual way,
etc.). On the one hand, the lepers are treated as plague victims; the
tactics of individualizing disciplines are imposed on the excluded; and,
on the other hand, the universality of disciplinary controls makes it
possible to brand the âleperâ and to bring into play against him the
dualistic mechanisms of exclusion. The constant division between the
normal and the abnormal, to which every individual is subjected, brings
us back to our own time, by applying the binary branding and exile of
the leper to quite different objects; the existence of a whole set of
techniques and institutions for measuring, supervising and correcting
the abnormal brings into play the disciplinary mechanisms to which the
fear of the plague gave rise. All the mechanisms of power which, even
today, are disposed around the abnormal individual, to brand him and to
alter him, are composed of those two forms from which they distantly
derive.
Benthamâs Panopticon is the architectural figure of this composition. We
know the principle on which it was based: at the periphery, an annular
building; at the centre, a tower; this tower is pierced with wide
windows that open onto the inner side of the ring; the peripheric
building is divided into cells, each of which extends the whole width of
the building; they have two windows, one on the inside, corresponding to
the windows of the tower; the other, on the outside, allows the light to
cross the cell from one end to the other. All that is needed, then, is
to place a supervisor in a central tower and to shut up in each cell a
madman, a patient, a condemned man, a worker or a schoolboy. By the
effect of backlighting, one can observe from the tower, standing out
precisely against the light, the small captive shadows in the cells of
the periphery. They are like so many cages, so many small theatres, in
which each actor is alone, perfectly individualized and constantly
visible. The panoptic mechanism arranges spatial unities that make it
possible to see constantly and to recognize immediately. In short, it
reverses the principle of the dungeon; or rather of its three functions
â to enclose, to deprive of light and to hide â it preserves only the
first and eliminates the other two. Full lighting and the eye of a
supervisor capture better than darkness, which ultimately protected.
Visibility is a trap.
To begin with, this made it possible â as a negative effect â to avoid
those compact, swarming, howling masses that were to be found in places
of confinement, those painted by Goya or described by Howard. Each
individual, in his place, is securely confined to a cell from which he
is seen from the front by the supervisor; but the side walls prevent him
from coming into contact with his companions. He is seen, but he does
not see; he is the object of information, never a subject in
communication. The arrangement of his room, opposite the central tower,
imposes on him an axial visibility; but the divisions of the ring, those
separated cells, imply a lateral invisibility. And this invisibility is
a guarantee of order. If the inmates are convicts, there is no danger of
a plot, an attempt at collective escape, the planning of new crimes for
the future, bad reciprocal influences; if they are patients, there is no
danger of contagion; if they are madmen there is no risk of their
committing violence upon one another; if they are schoolchildren, there
is no copying, no noise, no chatter, no waste of time; if they are
workers, there are no disorders, no theft, no coalitions, none of those
distractions that slow down the rate of work, make it less perfect or
cause accidents. The crowd, a compact mass, a locus of multiple
exchanges, individualities merging together, a collective effect, is
abolished and replaced by a collection of separated individualities.
From the point of view of the guardian, it is replaced by a multiplicity
that can be numbered and supervised; from the point of view of the
inmates, by a sequestered and observed solitude (Bentham, 60â64).
Hence the major effect of the Panopticon: to induce in the inmate a
state of conscious and permanent visibility that assures the automatic
functioning of power. So to arrange things that the surveillance is
permanent in its effects, even if it is discontinuous in its action;
that the perfection of power should tend to render its actual exercise
unnecessary; that this architectural apparatus should be a machine for
creating and sustaining a power relation independent of the person who
exercises it; in short, that the inmates should be caught up in a power
situation of which they are themselves the bearers. To achieve this, it
is at once too much and too little that the prisoner should be
constantly observed by an inspector: too little, for what matters is
that he knows himself to be observed; too much, because he has no need
in fact of being so. In view of this, Bentham laid down the principle
that power should be visible and unverifiable. Visible: the inmate will
constantly have before his eyes the tall outline of the central tower
from which he is spied upon. Unverifiable: the inmate must never know
whether he is being looked at at any one moment; but he must be sure
that he may always be so. In order to make the presence or absence of
the inspector unverifiable, so that the prisoners, in their cells,
cannot even see a shadow, Bentham envisaged not only venetian blinds on
the windows of the central observation hall, but, on the inside,
partitions that intersected the hall at right angles and, in order to
pass from one quarter to the other, not doors but zig-zag openings; for
the slightest noise, a gleam of light, a brightness in a half-opened
door would betray the presence of the guardian. The Panopticon is a
machine for dissociating the see/being seen dyad: in the peripheric
ring, one is totally seen, without ever seeing; in the central tower,
one sees everything without ever being seen.
It is an important mechanism, for it automatizes and disindividualizes
power. Power has its principle not so much in a person as in a certain
concerted distribution of bodies, surfaces, lights, gazes; in an
arrangement whose internal mechanisms produce the relation in which
individuals are caught up. The ceremonies, the rituals, the marks by
which the sovereignâs surplus power was manifested are useless. There is
a machinery that assures dissymmetry, disequilibrium, difference.
Consequently, it does not matter who exercises power. Any individual,
taken almost at random, can operate the machine: in the absence of the
director, his family, his friends, his visitors, even his servants
(Bentham, 45). Similarly, it does not matter what motive animates him:
the curiosity of the indiscreet, the malice of a child, the thirst for
knowledge of a philosopher who wishes to visit this museum of human
nature, or the perversity of those who take pleasure in spying and
punishing. The more numerous those anonymous and temporary observers
are, the greater the risk for the inmate of being surprised and the
greater his anxious awareness of being observed. The Panopticon is a
marvellous machine which, whatever use one may wish to put it to,
produces homogeneous effects of power.
A real subjection is born mechanically from a fictitious relation. So it
is not necessary to use force to constrain the convict to good
behaviour, the madman to calm, the worker to work, the schoolboy to
application, the patient to the observation of the regulations. Bentham
was surprised that panoptic institutions could be so light: there were
no more bars, no more chains, no more heavy locks; all that was needed
was that the separations should be clear and the openings well arranged.
The heaviness of the old âhouses of securityâ, with their fortress-like
architecture, could be replaced by the simple, economic geometry of a
âhouse of certaintyâ. The efficiency of power, its constraining force
have, in a sense, passed over to the other side â to the side of its
surface of application. He who is subjected to a field of visibility,
and who knows it, assumes responsibility for the constraints of power;
he makes them play spontaneously upon himself; he inscribes in himself
the power relation in which he simultaneously plays both roles; he
becomes the principle of his own subjection. By this very fact, the
external power may throw off its physical weight; it tends to the
non-corporal; and, the more it approaches this limit, the more constant,
profound and permanent are its effects: it is a perpetual victory that
avoids any physical confrontation and which is always decided in
advance.
Bentham does not say whether he was inspired, in his project, by Le
Vauxâs menagerie at Versailles: the first menagerie in which the
different elements are not, as they traditionally were, distributed in a
park (Loisel, 104â7). At the centre was an octagonal pavilion which, on
the first floor, consisted of only a single room, the kingâs salon; on
every side large windows looked out onto seven cages (the eighth side
was reserved for the entrance), containing different species of animals.
By Benthamâs time, this menagerie had disappeared. But one finds in the
programme of the Panopticon a similar concern with individualizing
observation, with characterization and classification, with the
analytical arrangement of space. The Panopticon is a royal menagerie;
the animal is replaced by man,, individual distribution by specific
grouping and the king by the machinery of a furtive power. With this
exception, the Panopticon also does the work of a naturalist. It makes
it possible to draw up differences: among patients, to observe the
symptoms of each individual, without the proximity of beds, the
circulation of miasmas, the effects of contagion confusing the clinical
tables; among school-children, It makes it possible to observe
performances (without there being any imitation or copying), to map
aptitudes, to assess characters, to draw up rigorous classifications
and, in relation to normal development, to distinguish âlaziness and
stubbornnessâ from âincurable imbecilityâ; among workers, it makes it
possible to note the aptitudes of each worker, compare the time he takes
to perform a task, and if they are paid by the day, to calculate their
wages (Bentham, 60â64).
So much for the question of observation. But the Panopticon was also a
laboratory; it could be used as a machine to carry out experiments, to
alter behaviour, to train or correct individuals. To experiment with
medicines and monitor their effects. To try out different punishments on
prisoners, according to their crimes and character, and to seek the most
effective ones. To teach different techniques simultaneously to the
workers, to decide which is the best. To try out pedagogical experiments
â and in particular to take up once again the well-debated problem of
secluded education, by using orphans. One would see what would happen
when, in their sixteenth or eighteenth year, they were presented with
other boys or girls; one could verify whether, as Helvetius thought,
anyone could learn anything; one would follow âthe genealogy of every
observable ideaâ; one could bring up different children according to
different systems of thought, making certain children believe that two
and two do not make four or that the moon is a cheese, then put them
together when they are twenty or twenty-five years old; one would then
have discussions that would be worth a great deal more than the sermons
or lectures on which so much money is spent; one would have at least an
opportunity of making discoveries in the domain of metaphysics. The
Panopticon is a privileged place for experiments on men, and for
analysing with complete certainty the transformations that may be
obtained from them. The Panopticon may even provide an apparatus for
supervising its own mechanisms. In this central tower, the director may
spy on all the employees that he has under his orders: nurses, doctors,
foremen, teachers, warders; he will be able to judge them continuously,
alter their behaviour, impose upon them the methods he thinks best; and
it will even be possible to observe the director himself. An inspector
arriving unexpectedly at the centre of the Panopticon will be able to
judge at a glance, without anything being concealed from him, how the
entire establishment is functioning. And, in any case, enclosed as he is
in the middle of this architectural mechanism, is not the â 5 directorâs
own fate entirely bound up with it ? The incompetent physician who has
allowed contagion to spread, the incompetent prison governor or workshop
manager will be the first victims of an epidemic or a revolt. â âBy
every tie I could deviseâ, said the master of the Panopticon, âmy own
fate had been bound up by me with theirsââ (Bentham, 177). The
Panopticon functions as a kind of laboratory of power. Thanks to its
mechanisms of observation, it gains in efficiency and in the ability to
penetrate into menâs behaviour; knowledge follows the advances of power,
discovering new objects of knowledge over all the surfaces on which
power is exercised.
The plague-stricken town, the panoptic establishment â the differences
are important. They mark, at a distance of a century and a half, the
transformations of the disciplinary programme. In the first case, there
is an exceptional situation: against an extraordinary evil, power is
mobilized; it makes itself everywhere present and visible; it invents
new mechanisms; it separates, it immobilizes, it partitions constructs
for a time what is both a counter-city and the perfect society; it
imposes an ideal functioning, but one that is reduced, in the final
analysis, like the evil that it combats, to a simple dualism of life and
death: that which moves brings death, and one kills that which moves.
The Panopticon, on the other hand, must be understood as a generalizable
model of functioning; a way of defining power relations in terms of the
everyday life of men. No doubt Bentham presents it as a particular
institution, closed in upon itself. Utopias, perfectly closed in upon
themselves, are common enough. As opposed to the ruined prisons,
littered with mechanisms of torture, to be seen in Piraneseâs
engravings, the Panopticon presents a cruel, ingenious cage. The fact
that it should have given rise, even in our own time, to so many
variations, projected or realized, is evidence of the imaginary
intensity that it has possessed for almost two hundred years. But the
Panopticon must not be understood as a dream building: it is the diagram
of a mechanism of l power reduced to its ideal form; its functioning,
abstracted from any obstacle, resistance or friction, must be
represented as a pure architectural and optical system: it is in fact a
figure of political technology that may and must be detached from any
specific use.
It is polyvalent in its applications; it serves to reform prisoners, but
also to treat patients, to instruct schoolchildren, to confine the
insane, to supervise workers, to put beggars and idlers to work. It is a
type of location of bodies in space, of distribution of individuals in
relation to one another, of hierarchical organization, of disposition of
centres and channels of power, of definition of the instruments and
modes of intervention of power, which can be implemented in hospitals,
workshops, schools, prisons. Whenever one is dealing with a multiplicity
of individuals on whom a task or a particular form of behaviour must be
imposed, the panoptic schema may be used. It is â necessary
modifications apart â applicable âto all establishments whatsoever, in
which, within a space not too large to be covered or commanded by
buildings, a number of persons are meant to be kept under inspectionâ
(Bentham, 40; although Bentham takes the penitentiary house as his prime
example, it is because it has many different functions to fulfil â safe
custody, confinement, solitude, forced labour and instruction).
In each of its applications, it makes it possible to perfect the
exercise of power. It does this in several ways: because it can reduce
the number of those who exercise it, while increasing the number of
those on whom it is exercised. Because it is possible to intervene at
any moment and because the constant pressure acts even before the
offences, mistakes or crimes have been committed. Because, in these
conditions, its strength is that it never intervenes, it is exercised
spontaneously and without noise, it constitutes a mechanism whose
effects follow from one another. Because, without any physical
instrument other than architecture and geometry, it acts directly on
individuals; it gives âpower of mind over mindâ. The panoptic schema
makes any apparatus of power more intense: it assures its economy (in
material, in personnel, in time); it assures its efficacity by its
preventative character, its continuous functioning and its automatic
mechanisms. It is a way of obtaining from power âin hitherto unexampled
quantityâ, âa great and new instrument of government ...; its great
excellence consists in the great strength it is capable of giving to any
institution it may be thought proper to apply it toâ (Bentham, 66).
Itâs a case of âitâs easy once youâve thought of itâ in the political
sphere. It can in fact be integrated into any function (education,
medical treatment, production, punishment); it can increase the effect
of this function, by being linked closely with it; it can constitute a
mixed mechanism in which relations of power (and of knowledge) may be
precisely adjusted, in the smallest detail, to the processes that are to
be supervised; it can establish a direct proportion between âsurplus
powerâ and âsurplus productionâ. In short, it arranges things in such a
way that the exercise of power is not added on from the outside, like a
rigid, heavy constraint, to the functions it invests, but is so subtly
present in them as to increase their efficiency by itself increasing its
own points of contact. The panoptic mechanism is not simply a hinge, a
point of exchange between a mechanism of power and a function; it is a
way of making power relations function in a function, and of making a
function function through these power relations. Benthamâs Preface to
Panopticon opens with a list of the benefits to be obtained from his
âinspection-houseâ: âMorals reformed â health preserved â industry
invigorated â instruction diffused -public burthens lightened â Economy
seated, as it were, upon a rock â the gordian knot of the Poor-Laws not
cut, but untied â all by a simple idea in architecture!â (Bentham, 39)
Furthermore, the arrangement of this machine is such that its enclosed
nature does not preclude a permanent presence from the outside: we have
seen that anyone may come and exercise in the central tower the
functions of surveillance, and that, this being the case, he can gain a
clear idea of the way in which the surveillance is practised. In fact,
any panoptic institution, even if it is as rigorously closed as a
penitentiary, may without difficulty be subjected to such irregular and
constant inspections: and not only by the appointed inspectors, but also
by the public; any member of society will have the right to come and see
with his own eyes how the schools, hospitals, factories, prisons
function. There is no risk, therefore, that the increase of power
created by the panoptic machine may degenerate into tyranny; he
disciplinary mechanism will be democratically controlled, since it will
be constantly accessible âto the great tribunal committee of the worldâ.
This Panopticon, subtly arranged so that an observer may observe, at a
glance, so many different individuals, also enables everyone to come and
observe any of the observers. The seeing machine was once a sort of dark
room into which individuals spied; it has become a transparent building
in which the exercise of power may be supervised by society as a whole.
The panoptic schema, without disappearing as such or losing any of its
properties, was destined to spread throughout the social body; its
vocation was to become a generalized function. The plague-stricken town
provided an exceptional disciplinary model: perfect, but absolutely
violent; to the disease that brought death, power opposed its perpetual
threat of death; life inside it was reduced to its simplest expression;
it was, against the power of death, the meticulous exercise of the right
of the sword. The Panopticon, on the other hand, has a role of
amplification; although it arranges power, although it is intended to
make it more economic and more effective, it does so not for power
itself, nor for the immediate salvation of a threatened society: its aim
is to strengthen the social forces â to increase production, to develop
the economy, spread education, raise the level of public morality; to
increase and multiply.
How is power to be strengthened in such a way that, far from impeding
progress, far from weighing upon it with its rules and regulations, it
actually facilitates such progress ? What intensificator of power will
be able at the same time to be a multiplicator of production ? How will
power, by increasing its forces, be able to increase those of society
instead of confiscating them or impeding them ? The Panopticonâs
solution to this problem is that the productive increase of power can be
assured only if, on the one hand, it can be exercised continuously in
the very foundations of society, in the subtlest possible way, and if,
on the other hand, it functions outside these sudden, violent,
discontinuous forms that are bound up with the exercise of sovereignty.
The body of the king, with its strange material and physical presence,
with the force that he himself deploys or transmits to some few others,
is at the opposite extreme of this new physics of power represented by
panopticism; the domain of panopticism is, on the contrary, that whole
lower region, that region of irregular bodies, with their details, their
multiple movements, their heterogeneous forces, their spatial relations;
what are required are mechanisms that analyse distributions, gaps,
series, combinations, and which use instruments that render visible,
record, differentiate and compare: a physics of a relational and
multiple power, which has its maximum intensity not in the person of the
king, but in the bodies that can be individualized by these relations.
At the theoretical level, Bentham defines another way of analysing the
social body and the power relations that traverse it; in terms of
practice, he defines-a procedure of subordination of bodies and forces
that must increase the utility of power while practising the economy of
the prince. Panopticism is the general principle of a new âpolitical
anatomyâ whose object and end are not the relations of sovereignty but
the relations of discipline. The celebrated, transparent, circular cage,
with its high towers powerful and knowing, may have been for Bentham a
project of perfect disciplinary institution; but he also set out to show
how one may âunlockâ the disciplines and get them to function in a
diffused, multiple, polyvalent way throughout the whole social body.
These disciplines~ which the classical age had elaborated in specific,
relatively enclosed places â barracks, schools, workshops â and whose
total implementation had been imagined only at the limited and temporary
scale of a plague-stricken town, Bentham dreamt of transforming into a
network of mechanisms that would be everywhere and always alert, running
through society without interruption in space or in time. The panoptic
arrangement provides the formula for this generalization. It programmes,
at the level of an elementary and easily transferable mechanism, the
basic functioning of a society penetrated through and through with
disciplinary mechanisms.
There are two images, then, of discipline. At one extreme, the
discipline-blockade, the enclosed institution, established on the edges
of society, turned inwards towards negative functions: arresting evil,
breaking communications, suspending time. At the other extreme, with
panopticism, is the discipline-mechanism: a functional mechanism that
must improve the exercise of power by making it lighter, more rapid,
more effective, a design of subtle coercion for a society to come. The
movement from one project to the other, from a schema of exceptional
discipline to one of a generalized surveillance, rests on a historical
transformation: the gradual extension of the mechanisms of discipline
throughout the seventeenth and eighteenth centuries, their spread
throughout the whole social body, the formation of what might be called
in general the disciplinary society.
A whole disciplinary generalization â the Benthamite physics of power
represents an acknowledgement of this â had operated throughout the
classical age. The spread of disciplinary institutions, whose network
was beginning to cover an ever larger surface and occupying above all a
less and less marginal position, testifies to this: what was an islet, a
privileged place, a circumstantial measure, or a singular model, became
a general formula; the regulations characteristic of the Protestant and
pious armies of William of Orange or of Gustavus Adolphus were
transformed into regulations for all the armies of Europe; the model
colleges of the Jesuits, or the schools of Batencour or Demia, following
the example set by Sturm, provided the outlines for the general forms of
educational discipline; the ordering of the naval and military hospitals
provided the model for the entire reorganization of hospitals in the
eighteenth century.
But this extension of the disciplinary institutions was no doubt only
the most visible aspect of various, more profound processes.
1. The functional inversion of the disciplines. At first, they were
expected to neutralize dangers, to fix useless or disturbed populations,
to avoid the inconveniences of over-large assemblies; now they were
being asked to play a positive role, for they were becoming able to do
so, to increase the possible utility of individuals. Military discipline
is no longer a mere means of preventing looting, desertion or failure to
obey orders among the troops; it has become a basic technique to enable
the army to exist, not as an assembled crowd, but as a unity that
derives from this very unity an increase in its forces; discipline
increases the skill of each individual, coordinates these skills,
accelerates movements, increases fire power, broadens the fronts of
attack without reducing their vigour, increases the capacity for
resistance, etc. The discipline of the workshop, while remaining a way
of enforcing respect for the regulations and authorities, of preventing
thefts or losses, tends to increase aptitudes, speeds, output and
therefore profits; it still exerts a moral influence over behaviour, but
more and more it treats actions in terms of their results, introduces
bodies into a machinery, forces into an economy. When, in the
seventeenth century, the provincial schools or the Christian elementary
schools were founded, the justifications given for them were above all
negative: those poor who were unable to bring up their children left
them âin ignorance of their obligations: given the difficulties they
have in earning a living, and themselves having been badly brought up,
they are unable to communicate a sound upbringing that they themselves
never hadâ; this involves three major inconveniences: ignorance of God,
idleness (with its consequent drunkenness, impurity, larceny,
brigandage); and the formation of those gangs of beggars, always ready
to stir up public disorder and âvirtually to exhaust the funds of the
Hotel-Dieuâ (Demia, 60â61). Now, at the beginning of the Revolution, the
end laid down for primary education was to be, among other things, to
âfortifyâ, to âdevelop the bodyâ, to prepare the child âfor a future in
some mechanical workâ, to give him âan observant eye, a sure hand and
prompt habitsâ (Talleyrandâs Report to the Constituent Assembly, lo
September 1791, quoted by Leon, 106). The disciplines function
increasingly as techniques for making useful individuals. Hence their
emergence from a marginal position on the confines of society, and
detachment from the forms of exclusion or expiation, confinement or
retreat. Hence the slow loosening of their kinship with religious
regularities and enclosures. Hence also their rooting in the most
important, most central and most productive sectors of society. They
become attached to some of the great essential functions: factory
production,~the transmission of knowledge, the diffusion of aptitudes
and skills, the war-machine. Hence, too, the double tendency one sees
developing throughout the eighteenth century to increase the number of
disciplinary institutions and to discipline the existing apparatuses.
2. The swarming of disciplinary mechanisms. While, on the one hand, the
disciplinary establishments increase, their mechanisms have a certain
tendency to become âde-institutionalizedâ, to emerge from the closed
fortresses in which they once functioned and to circulate in a âfreeâ
state; the massive, compact disciplines are broken down into flexible
methods of control, which may be transferred and adapted. Sometimes the
closed apparatuses add to their internal and specific function a role of
external surveillance, developing around themselves a whole margin of
lateral controls. Thus the Christian School must not simply train docile
children; it must also make it possible to supervise the parents, to
gain information as to their way of life, their resources, their piety,
their morals. The school tends to constitute minute social observatories
that penetrate even to the adults and exercise regular supervision over
them: the bad behaviour of the child, or his absence, is a legitimate
pretext, according to Demia, for one to go and question the neighbours,
especially if there is any reason to believe that the family will not
tell the truth; one can then go and question the parents themselves, to
find out whether they know their catechism and the prayers, whether they
are determined to root out the vices of their children, how many beds
there are in the house and what the sleeping arrangements are; the visit
may end with the giving of alms, the present of a religious picture, or
the provision of additional beds (Demia, 39â40). Similarly, the hospital
is increasingly conceived of as a base for the medical observation of
the population outside; after the burning down of the Hotel-Dieu in
1772, there were several demands that the large buildings, so heavy and
so disordered, should be replaced by a series of smaller hospitals;
their function would be to take in the sick of the quarter, but also to
gather information, to be alert to any endemic or epidemic phenomena, to
open dispensaries, to give advice to the inhabitants and to keep the
authorities informed ,of the sanitary state of the region.
One also sees the spread of disciplinary procedures, not in the form of
enclosed institutions, but as centres of observation disseminated
throughout society. Religious groups and charity organizations had long
played this role of âdiscipliningâ the population. From the
Counter-Reformation to the philanthropy of the July monarchy,
initiatives of this type continued to increase; their aims were
religious (conversion and moralization), economic (aid and encouragement
to work) or political (the struggle against discontent or agitation).
One has only to cite by way of example the regulations for the charity
associations in the Paris parishes. The territory to be covered was
divided into quarters and cantons and the members of the associations
divided themselves up along the same lines. These members had to visit
their respective areas regularly. âThey will strive to eradicate places
of ill-repute, tobacco shops, life-classes, gaming house, public
scandals, blasphemy, impiety, and any other disorders that may come to
their knowledge.â They will also have to make individual visits to the
poor; and the information to be obtained is laid down in regulations:
the stability of the lodging, knowledge of prayers, attendance at the
sacraments, knowledge of a trade, morality (and âwhether they have not
fallen into poverty through their own faultâ); lastly, âone must learn
by skilful questioning in what way they behave at home. Whether there is
peace between them and their neighbours, whether they are careful to
bring up their children in the fear of God ... whether they do not have
their older children of different sexes sleeping together and with them,
whether they do not allow licentiousness and cajolery in their families,
especially in their older daughters. If one has any doubts as to whether
they are married, one must ask to see their marriage certificateâ.
3. The state-control of the mechanisms of discipline. In England, it was
private religious groups that carried out, for a long time, the
functions of social discipline (cf. Radzinovitz, 203â14); in France,
although a part of this role remained in the hands of parish guilds or
charity associations, another â and no doubt the most important part â
was very soon taken over by the police apparatus.
The organization of a centralized police had long been regarded, even by
contemporaries, as the most direct expression of absolutism; the
sovereign had wished to have âhis own magistrate to whom he might
directly entrust his orders, his commissions, intentions, and who was
entrusted with the execution of orders and orders under the Kingâs
private sealâ (a note by Duval, first secretary at the police
magistrature, quoted in Funck-Brentano, 1). In effect, in taking over a
number of pre-existing functions â the search for criminals, urban
surveillance, economic and political supervision the police
magistratures and the magistrature-general that presided over them in
Paris transposed them into a single, strict, administrative machine:
âAll the radiations of force and information that spread from the
circumference culminate in the magistrate-general.... It is he who
operates all the wheels that together produce order and harmony. The
effects of his administration cannot be better compared than to the
movement of the celestial bodiesâ (Des Essarts, 344 and 528).
But, although the police as an institution were certainly organized in
the form of a state apparatus, and although this was certainly linked
directly to the centre of political sovereignty, the type of power that
it exercises, the mechanisms it operates and the elements to which it
applies them are specific. It is an apparatus that must be coextensive
with the entire social body_and not only by the extreme limits that it
embraces, but by the minuteness of the details it is concerned with.
Police power must bear âover everythingâ: it is not however the totality
of the state nor of the kingdom as visible and invisible body of the
monarch; it is the dust of events, actions, behaviour, opinions â
âeverything that happensâ;â the police are concerned with âthose things
of every momentâ, those âunimportant thingsâ, of which Catherine II
spoke in her Great Instruction (Supplement to the Instruction for the
drawing up of a new code, 1769, article 535). With the police, one is in
the indefinite world of a supervision that seeks ideally to reach the
most elementary particle, the most passing phenomenon of the social
body: âThe ministry of the magistrates and police officers is of the
greatest importance; the objects that it embraces are in a sense
definite, one may perceive them only by a sufficiently detailed
examinationâ (Delamare, unnumbered Preface): the infinitely small of
political power.
And, in order to be exercised, this power had to be given the instrument
of permanent, exhaustive, omnipresent surveillance, capable of making
all visible, as long as it could itself remain invisible. It had to be
like a faceless gaze that transformed the whole social body into a field
of perception: thousands of eyes posted everywhere, mobile attentions
ever on the alert, a long, hierarchized network which, according to Le
Maire, comprised for Paris the forty-eight commissaires, the twenty
inspecteurs, then the âobserversâ, who were paid regularly, the âbasses
mouchesâ, or secret agents, who were paid by the day, then the
informers, paid according to the job done, and finally the prostitutes.
And this unceasing observation had to be accumulated in a series of
reports and registers; throughout the eighteenth century, an immense
police text increasingly covered society by means of a complex
documentary organization (on the police registers in the eighteenth
century, cf. Chassaigne). And, unlike the methods of judicial or
administrative writing, what was registered in this way were forms of
behaviour, attitudes, possibilities, suspicions â a permanent account of
individualsâ behaviour.
Now, it should be noted that, although this police supervision was
entirely âin the hands of the kingâ, it did not function in a single
direction. It was in fact a double-entry system: it had to correspond,
by manipulating the machinery of justice, to the immediate wishes of the
king, but it was also capable of responding to solicitations from below;
the celebrated lettres de cachet, or orders under the kingâs private
seal, which were long the symbol of arbitrary royal rule and which
brought detention into disrepute on political grounds, were in fact
demanded by families, masters, local notables, neighbours, parish
priests; and their function was to punish by confinement a whole
infra-penality, that of disorder, agitation, disobedience, bad conduct;
those things that Ledoux wanted to exclude from his architecturally
perfect city and which he called âoffences of non-surveillanceâ. In
short, the eighteenth-century police added a disciplinary function to
its role as the auxiliary of justice in the pursuit of criminals and as
an instrument for the political supervision of plots, opposition
movements or revolts. It was a complex function since it linked the
absolute power of the monarch to the lowest levels of power disseminated
in society; since, between these different, enclosed institutions of
discipline (workshops, armies, schools), it extended an intermediary
network, acting where they could not intervene, disciplining the
non-disciplinary spaces; but it filled in the gaps, linked them
together, guaranteed with its armed force an interstitial discipline and
a meta-discipline. âBy means of a wise police, the sovereign accustoms
the people to order and obedienceâ (Vattel, 162).
The organization of the police apparatus in the eighteenth century
sanctioned a generalization of the disciplines that became co-extensive
with the state itself. Although it was linked in the most explicit way
with everything in the royal power that exceeded the exercise of regular
justice, it is understandable why the police offered such slight
resistance to the rearrangement of the judicial power; and why it has
not ceased to impose its prerogatives upon it, with everincreasing
weight, right up to the present day; this is no doubt because it is the
secular arm of the judiciary; but it is also because to a far greater
degree than the judicial institution, it is identified, by reason of its
extent and mechanisms, with a society of the disciplinary type. Yet it
would be wrong to believe that the disciplinary functions were
confiscated and absorbed once and for all by a state apparatus.
âDisciplineâ may be identified neither with an institution nor with an
apparatus; it is a type of power, a modality for its exercise,
comprising a whole set of instruments, techniques, procedures, levels of
application, targets; it is a âphysicsâ or an âanatomyâ of power, a
technology. And it may be taken over either by âspecializedâ
institutions (the penitentiaries or âhouses of correctionâ of the
nineteenth century), or by institutions that use it as an essential
instrument for a particular end (schools, hospitals), or by pre-existing
authorities that find in it a means of reinforcing or reorganizing their
internal mechanisms of power (one day we should show how intra-familial
relations, essentially in the parents-children cell, have become
âdisciplinedâ, absorbing since the classical age external schemata,
first educational and military, then medical, psychiatric,
psychological, which have made the family the privileged locus of
emergence for the disciplinary question of the normal and the abnormal);
or by apparatuses that have made discipline their principle of internal
functioning (the disciplinarization of the administrative apparatus from
the Napoleonic period), or finally by state apparatuses whose major, if
not exclusive, function is to assure that discipline reigns over society
as a whole (the police).
On the whole, therefore, one can speak of the formation of a
disciplinary society in this movement that stretches from the enclosed
disciplines, a sort of social âquarantineâ, to an indefinitely
generalizable mechanism of âpanopticismâ. Not because the disciplinary
modality of power has replaced all the others; but because it has
infiltrated the others, sometimes undermining them, but serving as an
intermediary between them, linking them together, extending them and
above all making it possible to bring the effects of power to the most
minute and distant elements. It assures an infinitesimal distribution of
the power relations.
A few years after Bentham, Julius gave this society its birth
certificate (Julius, 384â6). Speaking of the panoptic principle, he said
that there was much more there than architectural ingenuity: it was an
event in the âhistory of the human mindâ. In appearance, it is merely
the solution of a technical problem; but, through it, a whole type of
society emerges. Antiquity had been a civilization of spectacle. âTo
render accessible to a multitude of men the inspection of a small number
of objectsâ: this was the problem to which the architecture of temples,
theatres and circuses responded. With spectacle, there was a
predominance of public life, the intensity of festivals, sensual
proximity. In these rituals in which blood flowed, society found new
vigour and formed for a moment a single great body. The modern age poses
the opposite problem: âTo procure for a small number, or even for a
single individual, the instantaneous view of a great multitude.â In a
society in which the principal elements are no longer the community and
public life, but, on the one hand, private individuals and, on the
other, the state, relations can be regulated only in a form that is the
exact reverse of the spectacle: âIt was to the modern age, to the
ever-growing influence of the state, to its ever more profound
intervention in all the details and all the relations of social life,
that was reserved the task of increaSing and perfecting its guarantees,
by using and directing towards that great aim the building and
distribution of buildings intended to observe a great multitude of men
at the same time.â
Julius saw as a fulfilled historical process that which Bentham had
described as a technical programme. Our society is one not of spectacle,
but of surveillance; under the surface of images, one invests bodies in
depth; behind the great abstraction of exchange, there continues the
meticulous, concrete training of useful forces; tbe circuits of
communication are the supports of an accumulation and a centralization
of knowledge; the play of signs defines the anchorages of power; it is
not that the beautiful totality of the individual is amputated,
repressed, altered by our social order, it is rather that the individual
is carefully fabricated in it, according to a whole technique of forces
and bodies. We are much less Greeks than we believe. We are neither in
the amphitheatre, nor on the stage, but in the panoptic machine,
invested by its effects of power2 which we bring to ourselves since we
are part of its mechanism. The importance, in historical mythology, of
the Napoleonic character probably derives from the fact that it is at
the point of junction of the monarchical, ritual exercise of sovereignty
and the hierarchical, permanent exercise of indefinite discipline. He is
the individual who looms over everything with a single gaze which no
detail, however minute, can escape: âYou may consider that no part of
the Empire is without surveillance, no crime, no offence, no
contravention that remains unpunished, and that the eye of the genius
who can enlighten all embraces the whole of this vast machine, without,
however, the slightest detail escaping his attentionâ (Treilhard, 14).
At the moment of its full blossoming, the disciplinary society still
assumes with the Emperor the old aspect of the power of spectacle. As a
monarch who is at one and the same time a usurper of the ancient throne
and the organizer of the new state, he combined into a single symbolic,
ultimate figure the whole of the long process by which the pomp of
sovereignty, the necessarily spectacular manifestations of power, were
extinguished one by one in the daily exercise of surveillance, in a
panopticism in which the vigilance of intersecting gazes was soon to
render useless both the eagle and the sun.
The formation of the disciplinary society is connected with a number of
broad historical processes â economic, juridico- political and, lastly,
scientific â of which it forms part.
1. Generally speaking, it might be said that the disciplines are
techniques for assuring the ordering of human multiplicities. It is true
that there is nothing exceptional or even characteristic in this; every
system of power is presented with the same problem. But the peculiarity
of the disciplines is that they try to define in relation to the
multiplicities a tactics of power that fulfils three criteria: firstly,
to obtain the exercise of power at the lowest possible cost
(economically, by the low expenditure it involves; politically, by its
discretion, its low exteriorization, its relative invisibility, the
little resistance it arouses); secondly, to bring the effects of this
social power to their maximum intensity and to extend them as far as
possible, without either failure or interval; thirdly, to link this
âeconomicâ growth of power with the output of the apparatuses
(educational, military, industrial or medical) within which it is
exercised; in short, to increase both the docility and the utility of
all the elements of the system. This triple objective of the disciplines
corresponds to a well-known historical conjuncture. One aspect of this
conjuncture was the large demographic thrust of the eighteenth century;
an increase in the floating population (one of the primary objects of
discipline is to fix; it is an anti-nomadic technique); a change of
quantitative scale in the groups to be supervised or manipulated (from
the beginning of the seventeenth century to the eve of the French
Revolution, the school population had been increasing rapidly, as had no
doubt the hospital population; by the end of the eighteenth century, the
peace-time army exceeded 200,000 men). The other aspect of the
conjuncture was the growth in the apparatus of production, which was
becoming more and more extended and complex, it was also becoming more
costly and its profitability had to be increased. The development of the
disciplinary methods corresponded to these two processes, or rather, no
doubt, to the new need to adjust their correlation. Neither the residual
forms of feudal power nor the structures of the administrative monarchy,
nor the local mechanisms of supervision, nor the unstable, tangled mass
they all formed together could carry out this role: they were hindered
from doing so by the irregular and inadequate extension of their
network, by their often conflicting functioning, but above all by the
âcostlyâ nature of the power that was exercised in them. It was costly
in several senses: because directly it cost a great deal to the
Treasury; because the system of corrupt offices and farmed-out taxes
weighed indirectly, but very heavily, on the population; because the
resistance it encountered forced it into a cycle of perpetual
reinforcement; because it proceeded essentially by levying (levying on
money or products by royal, seigniorial, ecclesiastical taxation;
levying on men or time by corvées of press-ganging, by locking up or
banishing vagabonds). The development of the disciplines marks the
appearance of elementary techniques belonging to a quite different
economy: mechanisms of power which, instead of proceeding by deduction,
are integrated into the productive efficiency of the apparatuses from
within, into the growth of this efficiency and into the use of what it
produces. For the old principle of âlevying-violenceâ, which governed
the economy of power, the disciplines substitute the principle of
âmildness-production- profitâ. These are the techniques that make it
possible to adjust the multiplicity of men and the multiplication of the
apparatuses of production (and this means not only âproductionâ in the
strict sense, but also the production of knowledge and skills in the
school, the production of health in the hospitals, the production of
destructive force in the army).
In this task of adjustment, discipline had to solve a number of problems
for which the old economy of power was not sufficiently equipped. It
could reduce the inefficiency of mass phenomena: reduce what, in a
multiplicity, makes it much less manageable than a unity; reduce what is
opposed to the use of each of its elements and of their sum; reduce
everything that may counter the advantages of number. That is why
discipline fixes; it arrests or regulates movements; it clears up
confusion; it dissipates compact groupings of individuals wandering
about the country in unpredictable ways; it establishes calculated
distributions. It must also master all the forces that are formed from
the very constitution of an organized multiplicity; it must neutralize
the effects of counter-power that spring from them and which form a
resistance to the power that wishes to dominate it: agitations, revolts,
spontaneous organizations, coalitions â anything that may establish
horizontal conjunctions. Hence the fact that the disciplines use
procedures of partitioning and verticality, that they introduce, between
the different elements at the same level, as solid separations as
possible, that they define compact hierarchical networks, in short, that
they oppose to the intrinsic, adverse force of multiplicity the
technique of the continuous, individualizing pyramid. They must also
increase the particular utility of each element of the multiplicity, but
by means that are the most rapid and the least costly, that is to say,
by using the multiplicity itself as an instrument of this growth. Hence,
in order to extract from bodies the maximum time and force, the use of
those overall methods known as time-tables, collective training,
exercises, total and detailed surveillance. Furthermore, the disciplines
must increase the effect of utility proper to the multiplicities, so
that each is made more useful than the simple sum of its elements: it is
in order to increase the utilizable effects of the multiple that the
disciplines define tactics of distribution, reciprocal adjustment of
bodies, gestures and rhythms, differentiation of capacities, reciprocal
coordination in relation to apparatuses or tasks. Lastly, the
disciplines have to bring into play the power relations, not above but
inside the very texture of the multiplicity, as discreetly as possible,
as well articulated on the other functions of these multiplicities and
also in the least expensive way possible: to this correspond anonymous
instruments of power, coextensive with the multiplicity that they
regiment, such as hierarchical surveillance, continuous registration,
perpetual assessment and classification. In short, to substitute for a
power that is manifested through the brilliance of those who exercise
it, a power that insidiously objectifies those on whom it is applied; to
form a body of knowledge about these individuals, rather than to deploy
the ostentatious signs of sovereignty. In a word, the disciplines are
the ensemble of minute technical inventions that made it possible to
increase the useful size of multiplicities by decreasing the
inconveniences of the power which, in order to make them useful, must
control them. A multiplicity, whether in a workshop or a nation, an army
or a school, reaches the threshold of a discipline when the relation of
the one to the other becomes favourable.
If the economic take-off of the West began with the techniques that made
possible the accumulation of capital, it might perhaps be said that the
methods for administering the accumulation of men 220 Panopticism made
possible a political take-off in relation to the traditional, ritual,
costly, violent forms of power, which soon fell into disuse and were
superseded by a subtle, calculated technology of subjection. In fact,
the two processes â the accumulation of men and the accumulation of
capital â cannot be separated; it would not have been possible to solve
the problem of the accumulation of men without the growth of an
apparatus of production capable of both sustaining them and using them;
conversely, the techniques that made the cumulative ârnultiplicity of
men useful accelerated the accumulation of capital. At~aâ less general
level, the technological mutations of the apparatus of production, the
division of labour and the elaboration of the disciplinary techniques
sustained an ensemble of very close relations (cf. Marx, Capital, vol.
1, chapter XIII and the very interesting analysis in Guerry and
Deleule). Each makes the other possible and necessary; each provides a
model for the other. The disciplinary pyramid constituted the small cell
of power within which the separation, coordination and supervision of
tasks was imposed and made efficient; and analytical partitioning of
time, gestures and bodily forces constituted an operational schema that
could easily be transferred from the groups to be subjected to the
mechanisms of production; the massive projection of military methods
onto industrial organization was an example of this modelling of the
division of labour following the model laid down by the schemata of
power. But, on the other hand, the technical analysis of the process of
production, its âmechanicalâ breaking-down, were projected onto the
labour force whose task it was to implement it: the constitution of
those disciplinary machines in which the individual forces that they
bring together are composed into a whole and therefore increased is the
effect of this projection. Let us say that discipline is the unitary
technique by which the body is reduced as a âpoliticalâ force at the
least cost and maximized as a useful force. The growth of a capitalist
economy gave rise to the specific modality of disciplinary power whose
general formulas, techniques of submitting forces and bodies, in short,
âpolitical anatomyâ, could be operated in the most diverse political
regimes, apparatuses or institutions.
2. The panoptic modality of power â at the elementary, technical, merely
physical level at which it is situated â is not under the immediate
dependence or a direct extension of the great juridico-political
structures of a society; it is nonetheless not absolutely independent.
Historically, the process by which the bourgeoisie became in the course
of the eighteenth century the politically dominant class was masked by
the establishment of an explicit, coded and formally egalitarian
juridical framework, made possible by the organization of a
parliamentary, representative regime. But the development and
generalization of disciplinary mechanisms constituted the other, dark
side of these processes. The general juridical form that guaranteed a
system of rights that were egalitarian in principle was supported by
these tiny, everyday, physical mechanisms, by all those systems of
micro-power that are essentially non-egalitarian and asymmetrical that
we call the disciplines. And although, in a formal way, the
representative regime makes it possible, directly or indirectly, with or
without relays, for the will of all to form the fundamental authority of
sovereignty, the disciplines provide, at the base, a guarantee of the
submission of forces and bodies. The real, corporal disciplines
constituted the foundation of the formal, juridical liberties. The
contract may have been regarded as the ideal foundation of law and
political power; panopticism constituted the technique, universally
widespread, of coercion. It continued to work in depth on the juridical
structures of society, in order to make the effective mechanisms of
power function in opposition to the formal framework that it had
acquired. The âEnlightenmentâ, which discovered the liberties, also
invented the disciplines.
In appearance, the disciplines constitute nothing more than an
infra-law. They seem to extend the general forms defined by law to the
infinitesimal level of individual lives; or they appear as methods of
training that enable individuals to become integrated into these general
demands. They seem to constitute the same type of law on a different
scale, thereby making it more meticulous and more indulgent. The
disciplines should be regarded as a sort of counter-law They have the
precise role of introducing insuperable asymmetries and excluding
reciprocities. First, because discipline creates between individuals a
âprivateâ link, which is a relation of constraints entirely different
from contractual obligation; the acceptance of a discipline may be
underwritten by contract; the way in which it is imposed, the mechanisms
it brings into play, the non-reversible subordination of one group of
people by another, the âsurplusâ power that is always fixed on the same
side, the inequality of position of the different âpartnersâ in relation
to the common regulation, all these distinguish the disciplinary link
from the contractual link, and make it possible to distort the
contractual link systematically from the moment it has as its content a
mechanism of discipline. We know, for example, how many real procedures
undermine the legal fiction of the work contract: workshop discipline is
not the least important. Moreover, whereas the juridical systems define
juridical subjects according to universal norms, the disciplines
characterize, classify, specialize; they distribute along a scale,
around a norm, hierarchize individuals in relation to one another and,
if necessary, disqualify and invalidate. In any case, in the space and
during the time in which they exercise their control and bring into play
the asymmetries of their power, they effect a suspension of the law that
is never total, but is never annulled either. Regular and institutional
as it may be, the discipline, in its mechanism, is a âcounter-lawâ. And,
although the universal juridicism of modern society seems to fix limits
on the exercise of power, its universally widespread panopticism enables
it to operate, on the underside of the law, a machinery that is both
immense and minute, which supports, reinforces, multiplies the asymmetry
of power and undermines the limits that are traced around the law. The
minute disciplines, the panopticisms of every day may well be below the
level of emergence of the great apparatuses and the great political
struggles. But, in the genealogy of modern society, they have been, with
the class domination that traverses it, the political counterpart of the
juridical norms according to which power was redistributed. Hence, no
doubt, the importance that has been given for so long to the small
techniques of discipline, to those apparently insignificant tricks that
it has invented, and even to those âsciencesâ that give it a respectable
face; hence the fear of abandoning them if one cannot find any
substitute; hence the affirmation that they are at the very foundation
of society, and an element in its equilibrium, whereas they are a series
of mechanisms for unbalancing power relations definitively and
everywhere; hence the persistence in regarding them as the humble, but
concrete form of every morality, whereas they are a set of
physico-political techniques.
To return to the problem of legal punishments, the prison with all the
corrective technology at its disposal is to be resituated at the point
where the codified power to punish turns into a disciplinary power to
observe; at the point where the universal punishments of the law are
applied selectively to certain individuals and always the same ones; at
the point where the redefinition of the juridical subject by the penalty
becomes a useful training of the criminal; at the point where the law is
inverted and passes outside itself, and where the counter-law becomes
the effective and institutionalized content of the juridical forms. What
generalizes the power to punish, then, is not the universal
consciousness of the law in each juridical subject; it is the regular
extension, the infinitely minute web of panoptic techniques.
3. Taken one by one, most of these techniques have a long history behind
them. But what was new, in the eighteenth century, was that, by being
combined and generalized, they attained a level at which the formation
of knowledge and the increase of power regularly reinforce one another
in a circular process. At this point, the disciplines crossed the
âtechnologicalâ threshold. First the hospital, then the school, then,
later, the workshop were not simply âreorderedâ by the disciplines; they
became, thanks to them, apparatuses such that any mechanism of
objectification could be used in them as an instrument of subjection,
and any growth of power could give rise in them to possible branches of
knowledge; it was this link, proper to the technological systems, that
made possible within the disciplinary element the formation of clinical
medicine, psychiatry, child psychology, educational psychology, the
rationalization of labour. It is a double process, then: an
epistemological âthawâ through a refinement of power relations; a
multiplication of the effects of power through the formation and
accumulation of new forms of knowledge.
The extension of the disciplinary methods is inscribed in a broad
historical process: the development at about the same time of many other
technologies â agronomical, industrial, economic. But it must be
recognized that, compared with the mining industries, the emerging
chemical industries or methods of national accountancy, compared with
the blast furnaces or the steam engine, panopticism has received little
attention. It is regarded as not much more than a bizarre little utopia,
a perverse dream â rather as though Bentham had been the Fourier of a
police society, and the Phalanstery had taken on the form of the
Panopticon. And yet this represented the abstract formula of a very real
technology, that of individuals. There were many reasons why it received
little praise; the most obvious is that the discourses to which it gave
rise rarely acquired, except in the academic classifications, the status
of sciences; but the real reason is no doubt that the power that it
operates and which it augments is a direct, physical power that men
exercise upon one another. An inglorious culmination had an origin that
could be only grudgingly acknowledged. But it would be unjust to compare
the disciplinary techniques with such inventions as the steam engine or
Amiciâs microscope. They are much less; and yet, in a way, they are much
more. If a historical equivalent or at least a point of comparison had
to be found for them, it would be rather in the inquisitorialâ
technique.
The eighteenth century invented the techniques of discipline and the
examination, rather as the Middle Ages invented the judicial
investigation. But it did so by quite different means. The investigation
procedure, an old fiscal and administrative technique, had developed
above all with the reorganization of the Church and the increase of the
princely states in the twelfth and thirteenth centuries. At this time it
permeated to a very large degree the jurisprudence first of the
ecclesiastical courts, then of the lay courts. The investigation as an
authoritarian search for a truth observed or attested was thus opposed
to the old procedures of the oath, the ordeal, the judicial duel, the
judgement of God or even of the transaction between private individuals.
The investigation was the sovereign power arrogating to itself the right
to establish the truth by a number of regulated techniques. Now,
although the investigation has since then been an integral part of
western justice (even up to our own day), one must not forget either its
political origin, its link with the birth of the states and of
monarchical sovereignty, or its later extension and its role in the
formation of knowledge. In fact, the investigation has been the no doubt
crude, but fundamental element in the constitution of the empirical
sciences; it has been the juridico-political matrix of this experimental
knowledge, which, as we know, was very rapidly released at the end of
the Middle Ages. It is perhaps true to say that, in Greece, mathematics
were born from techniques of measurement; the sciences of nature, in any
case, were born, to some extent, at the end of the Middle Ages, from the
practices of investigation. The great empirical knowledge that covered
the things of the world and transcribed them into the ordering of an
indefinite discourse that observes, describes and establishes the
âfactsâ (at a time when the western world was beginning the economic and
political conquest of this same world) had its operating model no doubt
in the Inquisition â that immense invention that our recent mildness has
placed in the dark recesses of our memory. But what this
politico-juridical, administrative and criminal, religious and lay,
investigation was to the sciences of nature, disciplinary analysis has
been to the sciences of man. These sciences, which have so delighted our
âhumanityâ for over a century, have their technical matrix in the petty,
malicious minutiae of the disciplines and their investigations. These
investigations are perhaps to psychology, psychiatry, pedagogy,
criminology, and so many other strange sciences, what the terrible power
of investigation was to the calm knowledge of the animals, the plants or
the earth. Another power, another knowledge. On the threshold of the
classical age, Bacon, lawyer and statesman, tried to develop a
methodology of investigation for the empirical sciences. What Great
Observer will produce the methodology of examination for the human
sciences ? Unless, of course, such a thing is not possible. For,
although it is true that, in becoming a technique for the empirical
sciences, the investigation has detached itself from the inquisitorial
procedure, in which it was historically rooted, the examination has
remained extremely close to the disciplinary power that shaped it. It
has always been and still is an intrinsic element of the disciplines. Of
course it seems to have undergone a speculative purification by
integrating itself with such sciences as psychology and psychiatry. And,
in effect, its appearance in the form of tests, interviews,
interrogations and consultations is apparently in order to rectify the
mechanisms of discipline: educational psychology is supposed to correct
the rigours of the school, just as the medical or psychiatric interview
is supposed to rectify the effects of the discipline of work. But we
must not be misled; these techniques merely refer individuals from one
disciplinary authority to another, and they reproduce, in a concentrated
or formalized form, the schema of power- knowledge proper to each
discipline (on this subject, cf. Tort). The great investigation that
gave rise to the sciences of nature has become detached from its
politico-juridical model; the examination, on the other hand, is still
caught up in disciplinary technology.
In the Middle Ages, the procedure of investigation gradually superseded
the old accusatory justice, by a process initiated from above; the
disciplinary technique, on the other hand, insidiously and as if from
below, has invaded a penal justice that is still, in principle,
inquisitorial. All the great movements of extension that characterize
modern penality â the problematization of the criminal behind his crime,
the concern with a punishment that is a correction, a therapy, a
normalization, the division of the act of judgement between various
authorities that are supposed to measure, assess, diagnose, cure,
transform individuals â all this betrays the penetration of the
disciplinary examination into the judicial inquisition.
What is now imposed on penal justice as its point of application, its
âusefulâ object, will no longer be the body of the guilty man set up
against the body of the king; nor will it be the juridical subject of an
ideal contract; it will be the disciplinary individual. The extreme
point of penal justice under the Ancien Regime was the infinite
segmentation of the body of the regicide: a manifestation of the
strongest power over the body of the greatest criminal, whose total
destruction made the crime explode into its truth. The ideal point of
penality today would be an indefinite discipline: an interrogation
without end, an investigation that would be extended without limit to a
meticulous and ever more analytical observation, a judgement that would
at the same time be the constitution of a file that was never closed,
the calculated leniency of a penalty that would be interlaced with the
ruthless curiosity of an examination, a procedure that would be at the
same time the permanent measure of a gap in relation to an inaccessible
norm and the asymptotic movement that strives to meet in infinity. The
public execution was the logical culmination of a procedure governed by
the Inquisition. The practice of placing individuals under âobservationâ
is a natural extension of a justice imbued with disciplinary methods and
examination procedures. Is it surprising that the cellular prison, with
its regular chronologies, forced labour, its authorities of surveillance
and registration, its experts in normality, who continue and multiply
the functions of the judge, should have become the modern instrument of
penality? Is it surprising that prisons resemble factories, schools,
barracks, hospitals, which all resemble prisons?