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Title: Where the Shoe Pinches
Author: Colin Ward
Date: June 1961
Language: en
Topics: health, Mental Health, medicine
Source: Retrieved on 8th October 2020 from https://libcom.org/library/where-shoe-pinches
Notes: Originally published in Anarchy #004

Colin Ward

Where the Shoe Pinches

There is a word in use among administrators, “institutionalization”,

meaning putting people into institutions. It follows that there must be

an even more regrettable word “de-institutionalization”, meaning getting

them out again. It has only one thing to recommend it : it puts my theme

in one word. By institutions, in the general sense, we mean “an

established law, custom, usage, practice, organisation, or other element

in the political or social life of a people”, and in a special sense, we

mean “an educational, philanthropic, remedial, or penal establishment in

which a building or system of buildings plays a major and central role,

e.g., schools, hospitals, orphanages, old people’s homes, jails.”

Since I am concerned with an anarchist approach, I must also define the

aims of anarchism, and for this purpose I will use a sentence from

Kropotkin :

It seeks the most complete development of individuality combined with

the highest development of voluntary association in all its aspects, in

all possible degrees, for all imaginable purposes, ever modified

associations which carry in themselves the elements of their durability

and constantly assume new forms which answer best to the multiple

aspirations of all.

If you accept these definitions you will see that anarchism is hostile

to institutions in the general sense; hostile that is to say, to the

institutionalization into pre-established forms or legal entities, of

the various kinds of human association. It is predisposed towards

de-institutionalization, towards the breakdown of institutions.

Now de-institutionalization is a feature of current thought and actual

trends in the second or special sense of the word. There is a

characteristic pattern of development common to many of these special

institutions. Frequently they are founded or modified by some individual

pioneer, a secular or religious philanthropist, to meet some urgent

social need or remedy some social evil. Then they become the focus of

the activities of a voluntary society, and as the nineteenth century

proceeds, gain the acknowledgment and support of the state. Local

authorities may fill in the geographical gaps in the distribution, and

finally, in our own day, the institutions themselves are

institutionalized, that is’ to say, nationalised, taken over by the

state as a public service. But at the very peak of their growth and

development, a doubt arises. Are they in fact remedying the evil or

serving the purpose for which they were instituted, or are they merely

perpetuating it. A new generation of pioneer thinkers arises which seeks

to set the process in reverse, to abolish the institution altogether, or

to break it down into non-institutional units, or to meet the same

social need in a non-institutional way. This is so marked a trend, that

it leads us to speculate on the extent to which the special institutions

can be regarded as microcosms or models for the critical study of the

general institutions of society.

Institutional Maternity

A generation ago the accepted “ideal” pattern of childbirth was in a

maternity hospital. The baby was taken away from the mother at birth and

put behind glass by a masked nurse, to be brought out at strictly

regulated hours for feeding. Kissing and cuddling were regarded as

unhvgienic. (Most babies were not born that way, but that was the

ideal). “ Today the ideal picture is completely different. Baby is born

at home, with father helping the midwife, while brothers and sisters are

encouraged to “share” the new acquisition. He is cossetted by all and

sundry and fed on demand. (Again most babies are not born that way, but

it is the new accepted ideal). This change in attitudes can be

attributed to the swing of the pendulum of fashion, to common-sense

re-asserting itself, or it may be the result of the popularisation of

the findings of anthropologists and psychoanalysts and of the immensely

influential evidence collected by John Bowlby in his WHO report on

maternal care. Professor Ashley Montagu writes:

there was a disease from which, but half a century ago, more than half

of the children (who died) in their first year of life, regularly died.

This disease was known as marasmus from the Greek word meaning wasting

away”. This disease was also known as infantile atrophy or debility.

When studies were undertaken to track down its cause, it was discovered

that it was generally babies in the “best” homes and hospitals who were

most often its victims, babies who were apparently receiving the best

and most careful physical attention, while babies in the poorest homes,

with a good mother, despite the lack of hygienic physical conditions,

often overcame the physical handicaps and nourished. What was lacking in

the sterilised environment of the babies of the first class and was

generously supplied in babies of the second class was mother love. This

discovery is responsible for the fact that hospitals today endeavour to

keep the infant for as short a time as possible.

The conflict between the two “ideal” patterns of childbirth is

frequently debated in the press today, partly as a result of two recent

official reports, the Cranbrook Report (of the Maternity Service

Committee, 1959) and the report on Human Relations in Obstetrics (1961).

Today between 60 and 70 per cent, of births take place in hospitals or

nursing homes, and a larger percentage probably would if more beds were

available, but it is still true that “Many mothers compare their

reception and management in hospital unfavourably with confinement at

home. Of one series of 336 mothers who had at least one baby in hospital

and one at home, 80% preferred home confinement and only 14% hospital

confinement”. (The Lancet 22/4/61). These apparently contradictory

percentages simply mean of course that mothers want the advantages’ of

both “ideals”— medical safety and a domestic atmosphere. The real demand

is in fact for the de-institutionalization of the hospital. Thus in

opening the new obstetric unit of Charing Cross Hospital (23/2/60)

Professor Norman Morris declared that “Twentyfive years of achievement

have vastly reduced the hazards of childbirth, but hospitals too often

drown the joys of motherhood in a sea of inhumanity.” There was, he said

“an atmosphere of coldness, unfriendliness, and severity more in keeping

with an income tax office. Many of our systems which involve dragooning

and regimentation must be completely revised. No sister should be

permitted to exercise her authority by means of a reign of terror”. And

at the Royal Society of Health Congress (29/4/61) he described many

existing maternity units as mere baby factories. “Some even seem to

boast that they have developed a more efficient conveyor belt system

than anything that has gone before”.

Children in Hospital

The widespread acceptance of the view which has become known as

“Bowlby’s maternal deprivation hypothesis” has profoundly affected

attitudes to the treatment of young children in hospital. The American

pediatricians Ruth and Harry Bakwin observed that : The effect of

residence in a hospital manifests itself by a fairly well-defined

clinical picture. A striking feature is the failure to gain properly,

despite the ingestion of diets which arc entirely adequate for growth in

the home. Infants in hospitals sleep less than others and they rarely

smile or babble spontaneously. They arc listless and apathetic and look

unhappy. The appetite is indifferent and food is accepted without

enthusiasm. Respiratory infections which last only a day or two in the

home are prolonged and may persist for weeks and months. Return to the

home results in defervescence (disappearance of fever) within a few days

and prompt and striking gain in weight.

Bowlby notes the same thing and remarks that the condition of these

infants is “undoubtedly a form of depression having many of the

hallmarks of the typical adult depressive patient of the mental

hospital”. The pioneer of the de-institutionalisation of children’s

hospitals was Sir James Spence who, in 1927, set up a mother-and-child

unit at the Babies’ Hospital, Newcastle. In 1947, writing in the British

Medical Journal about the reforms needed in long-stay hospitals for

children he advocated the breaking-down of institutional hospitalisation

of older children, remarking that

it would be better if the children lived in small groups under a

house-mother, and from there went to their lessons in a school, to their

treatment in a sick-bay, and to their entertainment in a central hall

...

The findings of Bakwin, Bowley and Spence, and of James Robertson, of

the Tavistock Child Development Research Unit (who made the films A

Two-year-old Goes to Hospital and Going to Hospital with Mother) were at

last given official endorsement when the Ministry of Health accepted the

Piatt Report on “The Welfare of Children in Hospital” which recommended

that for young children institutional care should be the last resort,

that institutional care should be broken down into small informal units,

that the visiting of children in hospital should be unrestricted and

that provision should be made for admitting th mothers of under- lives

to help in their care and to prevent the distress of separation. Two

years later there have been several attempts to gauge the extent to

which these recommendations have been carried out. Isabel Quigly

{Spectator 24/2/61 and correspondence in subsequent issues) found that

“one hospital and the next, under the sam National Health Service,

seemed as different as Dotheboys Hall and a Montessori class”, and James

Robertson {Observer 15/1/61 to 12/2/61) found both wards which were a

model of enlightened practice and at the other extreme many “in which

practice is so rigid and, in effect, so inhumane as to warrant the

utmost concern”.

Institution Children

The observations of the effect of the institutional environment on sick

children are also true of physically healthy children. One of the first

comparative studies of orphanage children with a matched control group,

conducted by the Iowa Child Welfare Research Station in 1938, led the

observers to remark :

No one could have predicted, much less proved, the steady tendency to

deteriorate on the part of children maintained under what had previously

been regarded as standard orphanage conditions. With respect to

intelligence, vocabulary, general information, social competence,

personal adjustment, and motor achievement, the whole picture was one of

retardation. The effect of from one to three years in a nursery school

still far below its own potentialities, was to reverse the tide of

regression, which, for some, led to feeble-mindedness.

In Britain during the war Dorothy Burlingham and Anna Freud reported in

Infants Without Families the striking changes in children showing every

symptom of retardedness, when their residential nurseries were broken

down to provide family groups of four children each with their own

substitute mother, and since then a great number of such comparisons

have been made in several countries, which Barbara Wootton sums up in

these words :

Repeatedly these children have been found to lag behind the standards of

those who live at home; to have both lower intelligence and lower

developmental quotients, and to be, moreover, relatively backward in

both speech and walking. Goldfarb, who has been one of the most active

investigators in this field, records that those who had spent their

earliest ye’ars in infants’ homes were apt to be retarded both in

general, and in particular in speech. They were also more destructive

and aggressive, more restless and less able to concentrate and more

indifferent to privacy rights than other children. They were, in fact,

impoverished in all aspects of their personality.

The change in public and official opinion in this country began with a

letter to The Times in 1944, from Lady Allen of Hurtwood, who followed

it with a pamphlet drawing attention to the grossly unsatisfactory

conditions of children’s homes and orphanages, giving examples of

unimaginative and cruel treatment. As a result an inter-departmental

committee was appointed in the following year, and its report, the

Curtis Report on the Care of Children was issued in September 1946,

severely criticising the institutional care of children, and making

recommendations which have been so widely accepted that Bowlby was able

to write in 1951 :

The controversy over the merits of foster-homes and of institutional

care can now be regarded as settled. There is now no-one who advocates

the care of children in large groups— indeed all advise strongly against

it.

It is not surprising that the methods and attitudes which have proved

most successful with normal children and ‘normally’ sick children should

be even more striking with children who are afflicted in someway, for

example, spastic or epileptic children, and with mentally handicapped

children. Dr. Tizard and Miss Daly of the Maudsley Hospital are carrying

out a three-year research project, financed by a voluntary association,

at Brooklands, Reigate, where a group of 16 ‘imbecile’ children from the

Fountains Hospital, matched with a control group at the parent hospital,

are being cared for on ‘family’ lines. Even after the first year they

increased by an average of 8 months in mental age on a verbal

intelligence test as against three months for the controls. In personal

independence, measured on an age scale they had increased by six months

as against three by the controls and there were significant developments

in speech, social and emotional behaviour and self-chosen activity. ‘By

contrast’ comments Len Chaloner,

children cared for by changing groups of nurses in a ward of perhaps

thirty beds find it difficult to make close relationships with any one

person. They are apt to be provided for on a mass basis at all levels,

and again because of the numbers involved, the daily round has to be

pretty closely regulated. If these conditions tended to retard the

normal “deprived” child, as the Curtis Committee found, how much more

must they affect the subnormal?

Similar experiences of the benefits of small, permissive family groups

have rewarded those who have sought to de-institutionalize the

residential care of ‘delinquent* or maladjusted children— George Lyward

at Finchden Manor, or David Wills at Bodenham, for instance.

Institutional Old Age

For many generations the word institution meant, to the majority of this

country’s inhabitants, one thing: the Institution, the Poor Law

Infirmary or Union Workhouse, admission to which was a disgrace and a

last refuge, regarded with dread and hatred. The Poor Law has gone, but

Brian Abel-Smith in his contribution to the symposium Conviction reminds

us that we are still surrounded by the Poor Law tradition ‘which taught

us that people in need were second-class citizens’, and that four out of

five old people in LCC welfare accommodation are living in the old

workhouses.

After the war the Rowntree committee on Problems of Ageing and the Care

of the Aged noted that

The committee’s field surveys have shown that of old people a high

proportion lead independent lives ... It is certain, however, that a

considerable number of old persons who are leading independent lives and

many who are living as guests of their children are really unfit on

physical or mental grounds to do so. Many cases have been encountered

... of old people maintaining a hopeless struggle against adversity in

order to cling to their last vestige of independence. Such excessive

devotion to independence can be explained partly by the serious lack of

suitable homes for old people, partly by the regulated life which is

widely believed, not always with justice, to be the common feature of

all Institutions.

Mrs. Margaret Neville Hill who was a member of the committee remarks in

her recent book An Approach to Old Age and its Problems that the

institutions and homes which it visited — only 14 years ago — showed

only too clearly why old people did their utmost to keep out of

institutions. After many years work in establishing a variety of

housing, homes and communities for old people, the first of her

conclusions is clearly stated: ‘All who can do so should, irrespective

of age, continue to live their own lives in their own homes as long as

possible, hence the need of adequate numbers of small convenient

dwellings.’ She also illustrates the value of small homes run on hostel

lines, small residential communities, short-stay geriatric units and

‘half-way houses’ bridging the gap between hospital treatment and the

return home, and she points out that one group of old people— the

permanently infirm who should not remain in hospital but cannot live

alone— have needs which are hardly ever met, simply because they fall

between the responsibilities of the Health Service on one side and the

local authorities on the other. Her book has many anecdotes of the

startling change, amounting literally to a new lease of life, which some

old people have experienced as a result of moving from a chronic

hospital or from the cver-solicitude of relatives, to a good residential

home with an atmosphere of independence and tolerance :

Probably the first thing for anyone to learn who has old people to care

for is the need to allow them the utmost freedom of action, to realise

that their personality is still individual and that social significance

is essential to happiness. It is all too easy to take the attitude that

the old are past doing anything and encourage resting and doing nothing.

This is mistaken kindness, thought it may be an easy way of satisfying

the conscience compared with the more exacting way of continual

encouragement to be active, to go out, to find worthwhile occupation.

The latter course, however, is much more likely to promote happiness and

to forestall the troubles which may arise later on, from infirmity and

apathy.

The End of the Asylum

The deinstitutionalization of the treatment of mental illness began in

the eighteenth century when William Tuke founded the York Retreat and

Pinel, in the same year (1792) struck off the chains from his mad

patients in the Bicetre in Paris. But in the nineteenth century with

what Kathleen Jones in her Mental Health and Social Policy calls the

triumph of legalism’, the pattern was laid down of huge isolated lunatic

asylums as a sinister appendage to the Poor Law, which are the heritage

against which modern pioneers have ^ m ^^.^^%3 his remarkable lecture on

prisons, delivered in Pans in 1877, took Pmel as the starting point for

the ‘community care which is now declared policy for mental health :

It will be said, however, there will always remain some people the sick

if vou wish to call them that, who constitute a danger to society Will

it not be necessary somehow to rid ourselves of them, or at least

prevent them from harming others? No society, no matter how little

intelligent, will need such an absurd solution and this is why. Formerly

the insane were looked upon as possessed by demons and were treated

accordingly. They were kept in chains in places like stables, rivetted

to the walls like wild beasts. But along came Pinel a man of the Great

Revolution, who dared to remove their chains and tried treating them as

brothers. “You will be devoured by them cried the keepers But Pinel

dared. Those who were believed to be wild beasts gathered around Pinel

and proved by their attitude that he was right believing in the better

side of human nature even when the intelligence is clouded by disease.

Then the cause was won. They stopped chaining the

Then the peasants of the little Belgian village, Gheel, found something

better They said: “Send us your insane. We will give them absolute

freedom.” They adopted them into their families, they gave them places

at their tables, the chance alongside them to cultivate their fields and

a place among their young people at their country balls. “Eat, drink and

dance with us. Work, runabout the fields and be free.” That was the

system that was all the science the Belgian peasant had And liberty

worked a miracle. The insane became cured. Even those who had incurable,

organic lesions became sweet, tractable members of the family like the

rest. I he diseased mind would always work in an abnormal fashion but

the heart was in the right place. They cried it was a miracle. The cures

were attributed to a saint and a virgin. But this virgin was liberty and

the saint was work in the fields and fraternal treatment.

At one of the extremes of the immense “space between mental disease and

crime” of which Maudsley speaks, liberty and fraternal treatment have

worked their miracle. They will do the same at the other extreme.

Very slowly public sentiment and official policy has been catching up

with ihis attitude. The first reform in the care of the mentally ill in

America put the insane into state hospitals’ writes J. B. Martin in The

Pane of Glass, 4 the second reform is now in progress— to get them out

again’. Exactly the same is true of this country. Until the reforms of

1930 it was not possible to be a voluntary patient in a public mental

hospital, and not surprisingly the great advances in effective treatment

were made outside them. Since then, there have been fewer

certifications, more vountary admissions, more discharges, more cures,

more doubts about institutionalisation. A key piece of research was that

of Milliard and Munday (‘Diagnostic Problems in the Feeble-Minded’, The

Lancet 25/9/54). At the Fountain (Mental Deficiency) Hospital, London,

they found that 54% of the “high-grade” patients were not in fact

intellectually defective. Commenting in the light of this on ‘the false

impression of the problem of mental deficiency’ resulting from present

classifications, they added the significant observation that ‘such

patients may be socially incompetent, but in many cases institutional

life itself has aggravated their emotional difficulties’

The successful experiments of some local authorities and regional

hospital boards were belatedly followed by the Royal Commission on the

Law Relating to Mental Illness and Mental Deficiency in 1957 and the

subsequent Mental Health Act of 1959, sweeping away the whole process of

certification and seeking the treatment of mental sickness like any

other illness and mental deficiency like any physical handicap.

Out-patient facilities, occupation centres and the variety of provisions

known as ‘community care’ are to replace institutions wherever possible.

The National Council for Civil Liberties which has been agitating for

years about the locking away in institutions of people who are no danger

to themselves or others, believes that the new provisions are still open

to administrative abuse and that they, will in effect legalise the

detention of the 3,078 men and women (at Feb. 1959) who, since the case

of Kathleen Rutty, have been shown to be illegally detained. Norman

Dodds says that most of these people had been sent to institutions by

local authorities as they had nowhere else to send them, and that they

were being kept as ‘slave labour’ since without them the hospitals and

institutions could not be kept running. You can easily imagine what

happens in such cases : a local authority put a child who was a bit dim

or a bit of a nuisance and had no parents into an institution, and the

institution did the rest of the damage, so that by the time he grew up

he was incapable of making a decision for himself or of going into the

outside world, and stayed there as a useful and harmless drudge until he

was prematurely senile.

The new approach has had some exciting successes. The Worthing

experiment in community care, the Henderson Social Rehabilitation Unit —

a therapeutic community for psychopaths, the factory at Bristol known as

the Industrial Therapy Organisation, the new independent factory at

Cheadle Royal Hospital which is to grow from the workshop there. The

‘basic re-orientation’ which Dr. Wadsworth, the Medical Officer at

Cheadle Royal describes as the first result of taking the locks off the

doors, was what he calls ‘the replacement of a custodial authoritarian

system by a permissive and tolerant culture in which the patients are

encouraged to be themselves and share their feelings’. Explaining the

purpose of the new wing at Coppice Hospital, Nottingham, as the result

of private subscriptions and a Nuffield grant, the superintendent, said,

‘It is to be run by the patients themselves. The hospital staff,

although ready to give advice and guidance, will only enter at their

express invitation. The patients will decide what they wish to do with

their time and organise themselves into doing it’

The research organisation PEP is conducting a three-year study of the

way in which the emphasis on community care works out in practice. The

first report, in the broadsheet Community Mental Health Services

studying the plans and proposals of 120 local authorities is not

particularly encouraging. Community care ought to mean something more

than simply local authority care, and the report calls for a systematic

study of public attitudes to mental disorder, which, it is thought, have

‘an important irrational component’. The same point was raised last year

at the conference of the World Federation of Mental Health, where Dr. D.

F. Buckle commented that there were strong psychological reasons, hidden

from the people in the community which caused them to put away people

they could not abide or who raised the level of anxiety, and Dr. Joshua

Bierer said

I and my collaborators are convinced that it is our own anxiety which

forces us to lock people up, to brand them, and to make them criminals.

I believe if we can overcome our own anxiety and treat adults and and

adolescents as members of the community, we will create fewer mental

patients and fewer criminals.

Institutes of Crime

In linking criminality with mental disorder (considering crime in the

psychologist’s rather than in the legalistic sense), he brings us to the

most sinister of institutions, the prison. Karl Menninger, founder of

the Menninger Clinic, addressing the American Bar Association, said

“It is not generally the successful professional criminals upon whom we

inflict our antiquated penal system. It is the unsuccessful criminal who

gets caught— the clumsy, desperate and obscure, the friendless,

defective and diseased. In some instances the crime he commits is the

merest accident or impulse. More often the offender is a persistently

perverse, lonely and resentful individual who joins the only group for

which he is eligible— the outcast and the anti-social.

And what do we do with such offenders? After a solemn public ceremony we

pronounce them enemies of the people, and consign them for arbitrary

periods to institutional confinement. Here they languish until time has

ground out so many weary months and years. Then, with a stupidity

surpassed/ only by that of their original incarceration, they are dumped

back on society, with every certainty that changes have taken place in

them for the worse.

He calls for diagnosis of the offender, investigation of the most

suitable techniques in education, industrial training and psychotherapy,

noting the experience of mental hospitals of the desirability of moving

patients out of institutional control swiftly and concludes that ‘once

we adopt diagnostic treatment directed towards getting the prisoners out

of jail and back to work, the taboo on prisons, like that on mental

hospitals, will begin to diminish’. The prison will in fact cease to be

a prison. In this country Barbara Wootton, in her Social Science and

Social Pathology discusses the institutionalization of crime in these

terms:

To be convicted of a crime (other than that which is condoned by the

prevailing mores) is to acquire a special experience; and shared

experience is the basis of a common culture. Graduation from a period of

probation to residence in an approved school, and thereafter to

Detention Centre, Borstal or prison is itself as much a way of life as

is a graduation from Eton to Oxford and thence to one of the

professions. And more is involved in this shared experience than

contamination in the sense of exposure to explicit suggestions for

future criminal activities from offenders of greater experience.... We

have, indeed, to face the disagreeable paradox that experience of what

are intended to be reformative institutions actually increases the

probability of future lapses into criminality; it has, for example, been

shown that a previous residence in an approved school is one of the best

predictors of recidivism among Borstal boys. The effects of such

exposure have, however, been relatively little studied in criminal

investigations: indeed they tend to be discounted.

For anarchists, of course, this point of view will be familiar. William

Godwin wrote 170 years ago in Political Justice that

The most common method pursued in depriving the offender of the liberty

he has abused, is to erect a public jail, in which offenders of every

description are thrust together, and left to form among themselves what

species of society they can. Various circumstances contribute to imbue

them with habits of indolence and vice, and to discourage industry; and

no effort is made to remove or soften these circumstances. It cannot be

necessary to expatiate upon the atrociousness of this system. Jails are,

to a proverb, seminaries of vice; and he must be an uncommon proficient

in the passion and the practice of injustice, or a man of sublime

virtue, who does not come out of them a much worse man than when he

entered.

And 80 years ago in his lecture in “Prisons and Their Moral Influence on

Prisoners”, Kropotkin summed up the problem in these trenchant words :

Whatever changes are introduced in the prison regime, the problem of

second offenders does not decrease. That is inevitable: it must be so —

the prison kills all the qualities in a man which make him best adapted

to community life. It makes him the kind of person who will inevitably

return to prison ...

I might propose that a Pestalozzi be placed at the head of each

prison.... I might also propose that in the place of the present guards,

ex-soldiers and ex-policemen, sixty Peslalozzis be substituted. But, you

will ask, where are we to find them? A pertinent question. The great

Swiss teacher would certainly refuse to be a prison guard, for,

basically, the principle of all prisons is wrong because it deprives men

of liberty. So long as you deprive a man of his liberty, you will not

make him better. You will cultivate habitual criminals.

Penal policy today is a fantastic mess of conflicting theories and

practices: retribution, restitution, deterrance, therapy, desperation,

inertia, fear, and force of habit. The Home Secretary himself is a split

personality — half of him wants to get tough and the other half has lost

faith in the value of prisons. But who can doubt, that in spite of

primitive public attitudes and official parsimony, we are groping, in a

half-hearted and contradictory fashion towards the

de-institutionalization of the treatment of delinquency just as mental

and physical sickness and deficiency, childhood and old age are slowly

being rescued from the dehumanizing effects of the institutional

environment?

Statistics and Reservations

To what extent is de-institutionalization opposed to being merely talked

about? The this statistically was a paper given by Brian Pinker to the

Manchester Statistical Society in they studied changes in the use of

institutions While they had to ignore changes in criteria and length

found (according to The Guardian) that actually taking place as only

attempt to answer Abel-Smith and Robert Pinker to Manchester Statistical

Society in February 1960, in which between 1911 and 1951. of stay, they

found (according to The Guardian) that

In welfare care the proportion of the population looked after in

institutions apparently fell by nearly 51% It appeared that between 1911

and 1951 the physically ill increased by 21% and the mentally ill by 26%

more than would have been expected from: demographic changes alone.

Errors of classification probably accounted for some of the difference;

but it seemed probable that the proportion of the population in hospital

was lower in 1951 than in 1911. In mental hospitals the proportion has

increased only by a small amount.

With law-breakers the most striking change was the decline in the age of

offenders. Among the most numerous group of single men the prisons of

1911 contained 0.45% of men aged 45–64, 0.31% of men aged 65–74, and

0.21% of men aged 15–44. In 1951 the highest proportion came from the

age group 15–44 (0.38%) and the proportion declined as age increased.

In these 40 years there was a considerable increase in the proportion of

children in institutional care while the proportion of the aged fell. In

1951 many sick people, many law-breakers .and many people needing

welfarie care were living at home with the support of district nurses,

probation officers, children’s officers, and many other workers.

A few other figures : Of 61,580 children in the care of local

authorities in 1960 nearly a half are boarded out with foster-parents.

(In 1950 the proportion was one-third). Of our 120,000 mentally

handicapped people slightly less than half live at home or in hostels

and are self-supporting in some industry. A fifth are partly

self-supporting and a tenth are useful at home if nothing else. Figures

given in The Lancet (1/4/61) show that it should be possible within 20

years to reduce the number of mental hospital beds from 3.5 to 1.8 beds

per thousand of population. In Worthing, with its fine experiment in

community care, four out of five mental patients are out-patients.

What none of the figures can tell us of course is the very thing we

would really like to know: the extent to which institutions have been or

are being transformed into non-institutional units.

A great many good ideas have advocates who extend them beyond their

validity. Thus Bowlby’s findings on maternal deprivation has been

extended by some people into a deterministic theory that the deprived

child is hound to become a maladjusted child who can never develop

affectionate relationships with others. The same thing is true of

aspects of the anti-institutional trend. In the name of keeping the

family together at all cost, there has already appeared a point of view

which would return a maladjusted child to the source of his

maladjustment, or would insist that the proper place for a handicapped

child is in his own family, even though he may be unable to get there

the remedial care and understanding that he needs, or even though he may

become an intolerable burden to the rest of the family. Or the argument

may be that grandma ought to live with her relations even though she

may, on the one hand disrupt the whole family relationship by her

tyrannical demands, or on the other, may be treated with such

indifference and neglect that she feels she must apologise for still

being alive. Or that babies ought to be born at home regardless of

conditions there or the peace of mind of the mother. This kind of

absolutist argument is as foolish as its opposite, because both ignore

the immense variety of individual circumstances and temperaments.

Unfortunately too, the case for breaking-down institutions may be put

simply as a matter of reducing the cost of the social services rather

than for its effect on the lives of individuals. Possibly in the long

run it might be cheaper, but in fact the immediate cost is likely to be

greater, because so much needs to be done. What, asks Abel-Smith in

Conviction, should we do to rebuild the social services in such a way

that they really serve? He answers :

We would rebuild hospitals on modern lines — outpatients departments or

health centres, with a few beds tucked away in the corners. We would

close the mental deficiency colonies and build new villas with small

wards. How many could be looked after by quasi-housemothers in units of

eight just like good local authorities are doing for children deprived

of a normal home life? How many could be looked after at home if there

were proper occupational centres and domicilary services? We would

plough up the sinister old mental hospitals and build small ones in or

near the towns. We would pull down most of the institutions for old

people and provide them with suitable housing ... We would provide a

full range of occupations at home and elsewhere for the disabled, the

aged and the sick. We would discharge prisoners into the psychiatric

hospitals and try and cure them. The criminal law would become a social

service and stop being so bloody majestic ...

The Institutional Character

One of the things that emerges from the study of institutions is the

existence of a recognisable dehumanised institutional character. In its

ultimate form it was described by the psychiatrist Bruno Bettelheim in

his book The Informed Heart (where he relates his previous studies of

concentration camp behaviour and of emotionally disturbed children, to

the human condition in modern “mass society’). Bettelheim was a prisoner

at Dachau and Buchenwald, and he describes those prisoners who were

known as Muselmanner (‘moslems’), the walking corpses who ‘were so

deprived of affect, self-esteem, and every form of stimulation, so

totally exhausted, both physically and emotionally, that they had given

the environmental total power over them. They did this when they gave up

trying to exercise any further influence over their life and

environment’.

But even the moslems, being organisms, could not help reacting somehow

to their environment, and this they did by depriving it of the power to

influence them as subjects in any way whatsoever. To achieve this, they

had to give up responding to it at all, and became objects, but with

this they gave up being persons.

At this point such men still obeyed orders, but only blindly or

automatically; no longer selectively or with inner reservation or any

hatred at being so abused. They still looked about, or at least moved

their eyes around. The looking stopped much later, though even then they

still moved their bodies when ordered, but never did anything on their

own any more. Typically, this stopping of action began when they no

longer lifted their legs as they walked, but only shuffled them. When

finally even the looking about on their own stopped, they soon died.

This description has a recognisable affinity to phenomena observed in

‘normal’ institutions. “Often the children sit inert or rock themselves

for hours”, says Dr. Bowlby of institution children. “Go and watch them

staring at the radiator, waiting to die”, says Mr. Abel-Smith of

institution pensioners. Dr. Russell Barton has given this ‘man-made

disease’ the name Institutional Neurosis (which is the title of his

splendid monograph on the subject), and has described its clinical

features in mental hospitals, its differential diagnosis, aetiology,

treatment and prevention. It is, he says

a disease characterised by apathy, lack of initiative, loss of interest*

especially in things of an impersonal, nature, submissiveness, apparent

inability to make plans for the future, lack of individuality, and

sometimes a characteristic posture and gait.

Permutations of these words and phrases, ‘institutionalised’, ‘dull’,

‘apathetic’, ‘withdrawn’, ‘inaccessible’, ‘solitary’, ‘unoccupied’,

‘lacking in initiative’, ‘lacking in spontaneity’, ‘uncommunicative’,

‘simple’, ‘childish’, ‘gives no trouble’, ‘has settled down well’, ‘is

co-operative’, should always make one suspect that the process of

institutionalisation has produced a neurosis.

He associates seven factors with the environment: in which the disease

occurs in mental hospitals: (1) Loss of contact with the outside world.

(2) Enforced idleness. (3) Bos sin ess of medical and nursing staff. (4)

Loss of personal friends, possessions, and personal events. (5) Drugs.

(6) Ward atmosphere. (7) Loss of prospects outside the institution, and

discusses the way in which these factors can be modified, and the stages

of rehabilitation by which the disease may be cured.

Other writers have called the condition “psychological institutional —

ism’, or ‘prison stupor, and many years ago Fenner Brockway, in his book

on prisons, depicted the type exactly in his description of the Ideal

Prisoner.

The man who has no personality: who is content to become a mere cog in

the prison machine; whose mind is so dull that he does not feel the

hardship of separate confinement; who has nothing to say to his fellows;

who has no desires, except to feed and sleep, who shirks responsibility

for his own existence and consequently is quite ready to live at others’

orders, performing the allotted task, marching here and there as

commanded, shutting the door of his cell upon his own confinement as

required.

Authority and Autonomy

This is the ideal type of Institution Man, the kind of person who fits

the system of public institutions which we inherited from the nineteenth

century, and it is no accident that it is also the ideal type for the

bottom people of that century’s social institutions in the general

sense. It is the ideal soldier (theirs not to reason why), the ideal

worshipper (Have thine own way, Lord/Have thine own way/Thou are the

potter/ I am the clay), the ideal worker (You’re not paid to think, just

get on with it), the ideal wife (a chattel), the ideal child (seen but

not heard), the ideal product of the Education Act of 1870.

The institutions were a microcosm, or in some cases a caricature, of the

society which produced them. Rigid, authoritarian, hierarchical, the

virtues they sought were obedience and subservience. But the people who

sought to break down the institutions, the pioneers of the changes which

are slowly taking place, or which have still to be fought for, were

motivated by different, values. The key words in their attitude have

been love, sympathy, permissiveness, and instead of institutions, they

have postulated families, communities, leaderless groups, autonomous

groups. The qualities they have sought to foster are self- reliance,

autonomy, self-respect, and as a consequence, social responsibility,

mutual respect and mutual aid. When we compare the Victorian antecedents

of our public institutions with the orpins of working class mutual aid

in the same period, the very names speak volumes. On the one side the

Workhouse, the Poor Law Infirmary, the National Society for the

Education of the Poor in Accordance with the Principles of the

Established Church; and on the other, the Friendly Society, the Sick

Club, the Co-operative Society, the Trade Union. One represents the

tradition of fraternal and autonomous associations springing up from

below, the other that of authoritarian institutions directed from above.

Peter Townsend, in an interesting discussion of the current trend, N The

Institution and the Individual’, The Listener 23/6/60), suggests that

the phenomenon of institutional neurosis arises from the deprivation of

family life in the sense of the frustration of the ‘need to give as well

as receive affection and to perform reciprocal services within a family

or quasi-family group’. But must we not also conclude that it is not

merely the non-familial, but more especially the authoritarian character

of institutions which produces institutional types, not only among the

inmates, but among those who administer the institution?

The Hierarchy of Institution

Thus Dr. Barton declares that ‘it is my impression that an authoritarian

attitude is the rule rather than the exception’ in mental hospitals and

he relates this to the fact that the nurse herself is ‘subject to a

process of institutionalization in the nurses home where she lives’. He

finds it useless to blame any individual for ‘individuals change

frequently but mental hospitals have remained unchanged’ and he suggests

that it is a fault of the administrative structure. Richard Titmuss in

his study of The Hospital and Its Patients attributes the ‘barrier of

silence’ so frequently met in ordinary hospitals to the effect on people

of working and living in a closed institution with rigid social

hierarchies and codes of behaviour.

... these people tend to deal with their insecurity by attempting to

limit responsibility and increase efficiency through the formulation of

rigid rules and regulations and by developing an authoritative and

protective discipline. The barrier of silence is one device employed to

maintain authority. We find it so used in many different settings when

we look at other institutions where the relationships between the staff

and the inmates is not a happy one.

and John. Vaizey, remarking that ‘everything in our social life is

capable of being institutionalized, and it seems to me that our

political energies should be devoted to restraining institutions’ says

that ‘above all ... institutions give inadequate people what they want —

power. Army officers, hospital sisters, prison warders — many of these

people are inadequate and unfilled and they lust for power and control’.

In The Criminal and His Victim, von Hentig takes this view further:

The police force and the ranks of prison officers attract many aberrant

characters because they afford legal channels for pain inflicting,

power-wielding behaviour, and because these very positions confer upon

their holders a large degree of immunity, this in turn causes

psychopathic dispositions to grow more and more disorganised ...

Finally.. Dr. Bettelheim sees even Hoess, the Commandant of Auschwitz,

as a victim of the institution. ‘That he never became a “moslem” was

because he continued to be well fed and well clothed. But he had to

divest himself so entirely of self-respect and self-love, of feeling and

personality, that for all practical purposes he was little more than a

machine.’

Perpetuating Social Pathology

The profound changes which are coming or can be predicted in the social

care of the deprived, the disabled or the delinquent, cannot happen in

isolation. Just as progress in psychological investigation has proceeded

from the abnormal to the normal, so the process of critical evaluation,

must move from the special institutions to the general ones. The

criticism of the anti-human quality of institutions cannot remain

isolated in the field of social medicine or social pathology. Changing

attitudes in one must lead to the demand for a change in attitudes in

the other.

We may draw quite striking implications of this kind from a Ministry of

Education report, that of the Underwood Committee on Maladjusted

Children (1955). The Committee remarked that the regime in ordinary

schools is sometimes ‘a precipitating or contributory factor’ in

maladjustment Barbara Wootton makes extended comment on this in her book

Social Science and Social Pathology. Our reluctance, she says,

to examine the imperfections of our institutions as thoroughly as we

examine the faults, failings or misfortunes of individuals has also

other and curious consequences. Among them is the fact that, in cases

where individuals cannot adjust themselves to what exists, it is often

found easier to invent new institutions than to improve the old ...

Formidable administrative complexities, as well as, on occasion, strange

contradictions follow.

This process is well illustrated by developments in the field of

education and child training. One might reasonably suppose that the

primary function of the school was to train the child in the business of

adapting himself to the culture in which he has to live, and to help him

to make the best contribution of which he is capable in that culture ...

Notoriously, however, a certain number of children fail to adjust

themselves to the educational institution which is thus intended to

adjust them to life. Indeed it now appears that the ordinary school, far

from achieving the adjustment which is its normal aim, sometimes

actually has an exactly opposite effect.

She then quotes the findings of the Underwood Committee on what she

tartly calls “these risks of exposure to the educational system” and she

goes on:

An obvious way of avoiding these catastrophes would seem to be to modify

the regime in the ordinary school so that it might succeed better in

what it is intended to do. But that is too difficult. On the principle

that it is easier to create a new institution than to modify an existing

one child guidance clinics and schools for maladjusted children have to

be invented to deal with the misfits of the normal educational system.

At these clinics, we are told, “as the psychiatrist comes to be acceped

as an ally ... the child is helped to bring his problems to the surface

and face them, and through his relationship with the psychiatrist he

gains the confidence needed to go forward and to meet whatever the

future has in store for him” (she is quoting the Report).

Yet “going forward with confidence to meet whatever the future has in

store” is, surely, just what schools of every kind might be expected to

help their pupils to achieve; and the teacher, no less than the

psychiatrist, might be expected to be the child’s ally, not his enemy.

If in practice schools and teachers fail in these roles, commonsense and

economy alike would suggest that whatever is wrong with them should be

put right, rather than that a whole fresh layer of institutions should

be created to make good the deficiencies of those that we already have.

Yet the latter is apparently the easier course. So we end with schools

designed to supplement and to correct what ie done in homes, and clinics

or special educational institutions designed to supplement and to

correct what is done in schools ...

Though schools differ greatly from one another, it is probably fair to

say that those which are included in the public educational system (and

a high proportion of those outside it) are on the whole imbued with

authoritarian values and employ authoritarian methods. The virtues which

they inculcate are those of discipline and hard work, of respect for,

and obedience to, properly constituted authority. Children are at least

expected to behave politely and respectfully towards their teachers.

But not towards their psychiatrists. Typically, the climate of the

clinic is permissive rather than authoritarian: the role’ of the adults

is to help, indeed to serve, not to command the children ...

Her remarks illustrate graphically the collision of two opposing trends

of thought, libertarian and authoritarian. The result can either be the

abandonment of the therapeutic approach altogether because it conflicts

with the authoritarian values of society as a whole, or in change in the

schools and change in the social values which dominate them.

Science and Government

Alex Comfort, in Authority and Delinquency in the Modern State, the most

important anarchist contribution to sociology since Kropotkin’s Mutual

Aid, makes a similar point in terms of criminology :

It is only within the last few years that psychiatry has been formally

invited by legal, administrative and executive authorities to intervene

in the problem of crime. It worked its way into penal and legal

procedure from the outside, by modifying public opinion and by throwing

light on problems of delinquency in the course of purely medical

studies, and the formal invitation comes when a generation of lawyers,

prison commissioners, and legislators has grown up in the intellectual

tradition which social studies have created. Psychiatry therefore brings

into its contacts with law a tradition of its own. cutting across the

preconceptions of law and government which come from the pre-scientific

tradition of society.

The attempt to establish criminology as a distinct branch of knowledge .

encounters immediate difficulties. Anti-social conduct and delinquency,

in the sense of action and attitude prejudicial to the welfare of

others, are psychiatric entities: crime, on the other hand, is an

arbitrary conception embracing both aggressive delinquency, such as

murder or rape, and actions whose importance is predominantly

administrative, such as the purchase of alcohol after closing time.

Since the concept of crime depends directly upon legislation it may be

altered at any time to embrace any pattern of behaviour. Under modern

conditions it is quite possible for the criminal psychiatrist to be

confronted with the task of reforming an individual whose conflict with

society arises from a high rather than a low development of sociality.

Refusal to participate in the persecution of a racial minority, or in

the military destruction of civilian populations, have recently figured

as crimes in civilised Western societies. Under these conditions the

independent tradition of the psychiatrist must lead him to decide at

what point the psychopathy of the individual exceeds that of society,

which he should attempt to fortify, and by what standards. More

important perhaps is the growing awareness that, great as is the

nuisance value of the criminal in urban society, the centralised pattern

of government is today dependent for its continued function upon a

supply of individuals whose personalities and attitudes in no way differ

from those of admitted psychopathic delinquents. Society, so far from

penalising anti-social behaviour per sc. selects the forms, often

indistinguishable, which it will punish, and the forms it must foster by

virtue of its pattern ...

In spite therefore, of the extent and seriousness of delinquency as a

social problem, its most serious aspect for humanity today is the

prevalence of delinquent action by persons immune from censure, and by

established governments. The importation of science into the study of

crime is an irreversible Mep, and its outcome can only be the

suppression of science itself or the radical remodelling of our ideas of

government and the regulation of behaviour.

Lady Wootton describes the clash between the therapeutic approach and

authoritarian values; Dr. Comfort puts it bluntly as a clash between the

therapeutic approach and government itself. Thus from the criticism of

the authoritarian, hierarchical, institutional structure of the

instruments of social medicine and social pathology, we move to the

challenge to authority and hierarchy in the institutions of society

itself.

The anti-human characteristics of the general institutions give rise to

the existence of the special institutions. Paul Tappan remarked that the

fact is that we prefer our social problems to the consequences of

deliberate and heroic efforts so drastically to change the culture that

man could live in uncomplicated adjustment to an uncomplicated world.’

But it is not so much the complexity of our culture as its

authoritarianism which is at fault : we need if we are to achieve the

most complete development of individuality, a complicated society, a

society (to go back to Kropotkin’s definition of the anarchist approach)

to which pre-established forms, crystallised by law are repugnant; which

looks for harmony in an ever-changing and fugitive equilibrium between a

multitude of varied forces and influences of every kind, following their

own course.

‘A Sort of Anarchy’

Are we ever going to make these ‘deliberate and heroic efforts’ to

analyse and open up the general institutions — family, the school, the

factory, the wage system, the social divisions of class and status, the

industrial and commercial structure, the physical environment, the

bureaucracy, the state and the war machine and punitive apparatus which

are inseparable from it?

Take, for example the school. The changing relationships between parents

and teachers, parents and children, teachers and children, between work

and leisure, between education and play, could lead to an entirely

different conception of the school, ‘calculated’ as Godwin wrote (m

1797):

entirely to change the face of education. The whole formidable apparatus

which has hitherto attended it, is swept away. Strictly speaking, no

such characters are left upon the scene as either preceptor or pupil.

Or as Bakunin put it in 1870 :

From these schools will be absolutely eliminated the smallest

applications of the principle of authority. They will be schools no

longer, they will be popular academies, in which neither pupils nor

masters will be known, where the people will come freely to get, if they

need it, free instruction, and in which, rich in their own experience,

they will teach in turn many things to the professors who shall bring

them the knowledge which they lack.

Nobody took much notice of them, but In our own day a number of

experiments have foreshadowed the changed school in one way or more of

its aspects — the Cambridgeshire Village Colleges and the ideas of Henry

Morris, the Pioneer Health Centre at Peckham before the war, or

Prestolee School (which was an elementary school in Lancashire

revolutionised by its late headmaster Teddy O’Neil) where

timetables and programmes play an insignficant part, for the older

children come back when school hours are over, and with them, their

parents and elder brothers and sisters.

Or the ideas and practice of A. S. Neill and other pioneers of the

school as a free community of children and adults. Or the idea of the

school as an extension of the family, as a family centre in which,

according to the needs of the individual, the cohesion of the nuclear

family could be heightened or its tensions loosened, as a source of

autonomy and reciprocity, as a community workshop, as a centre for the

exchange of skills and experiences. The Peckham Experiment and its

findings about the positive aspects of health, was an immense source of

clinical material. ‘We had found from experience’, wrote the Peckham

biologists, ‘that seven out of ten uncomplaining members of the public

entering our doors had not even the negative attributes of health —

freedom from diagnosible disorder. Still less had they the positive

attributes — vitality, initiative and a competence and willingness for

living.’ It is these very qualities that the special institutions we

have discussed are found to have inhibited. And significantly the social

environment with which the Peckham biologists sought to release these

qualities was, in the words of the founder, Dr. Scott Williamson, ‘a

sort of anarchy’.

The Irresponsible Society

Or take housing. One quarter of the population of England and Wales live

in the three-and-a-quarter million dwellings owned by local authorities.

But is there one municipal housing estate in this country in which the

tenants have any control over and any responsibility for the

administration of their estate, their physical environment? Or industry,

with its authoritarian structure, its hierarchical chain of command and

its meaningless routines. Does not the industrial neurosis (like the

‘suburban neurosis’ of lonely housewives) which has so often been

diagnosed bear a significant relation to Barton’s institutional

neurosis? When are we going to evolve a programme for the

de-institutionalization of the factory system (see Anarchy 2 — Workers’

Control). When for that matter, are we going to de-institutionalize the

trade union movement? Or work itself. Occupation is so rigidly

institutionalized that it is impossible to move from one occupation to

another without being economically penalized, and virtually impossible

to enter many occupations at all unless you do so on leaving school. Why

should people condemn themselves to a lifetime in one occupation. why

not an outdoor job in. the summer and a nindoor one in the winter, or an

alternation of brain work and manual work? Why, in fact, do we ask so

little out of life?

Because of the process of conditioning that begins in infancy to make us

fit the institutions. Bettelheim noted that the ‘old’ prisoners, those

who adapted successfully, sought to look and behave as much like their

guards as possible and developed the same brutality and ruthlessness.

And J. A. C. Brown in The Social Psychology of Industry observed that

the ‘faithful servant’ type of employee was the one who had been so

browbeaten throughout his life that he had adopted the values and

attitudes of management — which is precisely why he was appreciated.

Institutional society successfully imbues people with its values so that

they mindlessly perpetuate the institutions. They become tolerant, in

the medical sense, of the intolerable.

Rene Cutforth illuminated this point beautifully in his radio programme

about the motives and characters of people on the Aldermaston March :

Consider for a moment the times we middle-aged men have lived through in

this monstrous century. First the huge terrible casualty lists of the

First World War. Then the mass unemployment, the misery, and the

injustice of the early Thirties. Then the spectacle of Europe under the

heel of a murdering maniac, Belsen, Auschwitz, the Jews in the gas

chambers. Then another war. Then Hiroshima and Nagasaki. And finally for

us, an exhausted, meaningless state, intent on the “lolly”.

In medical matters there’s a principle called tolerance. If some poisons

are fed to a human being over a long period he acquires a tolerance of

them, and can survive a lethal dose, though his whole metabolism may

have to change to meet the challenge. The young are those who have so

far never breathed the poisons we have had to try to contrive to

survive, and their minds are unclouded with them.

With every increase of tolerance we have lost a human sensitivity. And

now it seems quite possible that these marchers, whatever their impact

on the bomb, or the future impact of the bomb upon them, these

Aldermaston marchers may well already be the only people left alive in

Britain.

The rest, he implies, like the institutionalised patients and victims,

have lost the capacity to react.

Anarchists and Bureaucrats

This is why the trend which we have examined in the philosophy of social

welfare seems to me so important, and to imply very much wider

conclusions. Social ideas, says Richard Titmuss, ‘may well be as

important in Britain in the next half-century as technical innovation’.

We are moving away from an institutional philosophy, says Peter

Townsend, ‘and have not yet found an alternative philosophy to put in

its place’. I believe that the alternative philosophy is one which seeks

to release the spontaneity, individuality and initiative, the

unsuspected human potentialities, which an authoritarian society has

buried in institutionalized life, and that the pioneers of the

break-down of institutions are part of a broader struggle between

opposing values, which may legitimately be called the struggle between

anarchists and bureaucrats.