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The Innovator s DNA

Jeffrey H. DyerHal GregersenClayton M. Christensen

How do I find innovative people for my organization? And how can I become more

innovative myself?

These are questions that stump senior executives, who understand that the

ability to innovate is the secret sauce of business success. Unfortunately,

most of us know very little about what makes one person more creative than

another. Perhaps for this reason, we stand in awe of visionary entrepreneurs

like Apple s Steve Jobs, Amazon s Jeff Bezos, eBay s Pierre Omidyar, and P&G s

A.G. Lafley. How do these people come up with groundbreaking new ideas? If it

were possible to discover the inner workings of the masters minds, what could

the rest of us learn about how innovation really happens?

In searching for answers, we undertook a six-year study to uncover the origins

of creative and often disruptive business strategies in particularly innovative

companies. Our goal was to put innovative entrepreneurs under the microscope,

examining when and how they came up with the ideas on which their businesses

were built. We especially wanted to examine how they differ from other

executives and entrepreneurs: Someone who buys a McDonald s franchise may be an

entrepreneur, but building an Amazon requires different skills altogether. We

studied the habits of 25 innovative entrepreneurs and surveyed more than 3,000

executives and 500 individuals who had started innovative companies or invented

new products.

We were intrigued to learn that at most companies, top executives do not feel

personally responsible for coming up with strategic innovations. Rather, they

feel responsible for facilitating the innovation process. In stark contrast,

senior executives of the most innovative companies a mere 15% in our study don

t delegate creative work. They do it themselves.

But how do they do it? Our research led us to identify five discovery skills

that distinguish the most creative executives: associating, questioning,

observing, experimenting, and networking. We found that innovative

entrepreneurs (who are also CEOs) spend 50% more time on these discovery

activities than do CEOs with no track record for innovation. Together, these

skills make up what we call the innovator s DNA. And the good news is, if you

re not born with it, you can cultivate it.

What Makes Innovators Different?

Innovative entrepreneurs have something called creative intelligence, which

enables discovery yet differs from other types of intelligence (as suggested by

Howard Gardner s theory of multiple intelligences). It is more than the

cognitive skill of being right-brained. Innovators engage both sides of the

brain as they leverage the five discovery skills to create new ideas.

In thinking about how these skills work together, we ve found it useful to

apply the metaphor of DNA. Associating is like the backbone structure of DNA s

double helix; four patterns of action (questioning, observing, experimenting,

and networking) wind around this backbone, helping to cultivate new insights.

And just as each person s physical DNA is unique, each individual we studied

had a unique innovator s DNA for generating breakthrough business ideas.

Imagine that you have an identical twin, endowed with the same brains and

natural talents that you have. You re both given one week to come up with a

creative new business-venture idea. During that week, you come up with ideas

alone in your room. In contrast, your twin (1) talks with 10 people including

an engineer, a musician, a stay-at-home dad, and a designer about the venture,

(2) visits three innovative start-ups to observe what they do, (3) samples five

new to the market products, (4) shows a prototype he s built to five people,

and (5) asks the questions What if I tried this? and Why do you do that? at

least 10 times each day during these networking, observing, and experimenting

activities. Who do you bet will come up with the more innovative (and doable)

idea?

Studies of identical twins separated at birth indicate that our ability to

think creatively comes one-third from genetics; but two-thirds of the

innovation skill set comes through learning first understanding a given skill,

then practicing it, experimenting, and ultimately gaining confidence in one s

capacity to create. Innovative entrepreneurs in our study acquired and honed

their innovation skills precisely this way.

Let s look at the skills in detail.

Discovery Skill 1: Associating

Associating, or the ability to successfully connect seemingly unrelated

questions, problems, or ideas from different fields, is central to the

innovator s DNA. Entrepreneur Frans Johansson described this phenomenon as the

Medici effect, referring to the creative explosion in Florence when the

Medici family brought together people from a wide range of disciplines

sculptors, scientists, poets, philosophers, painters, and architects. As these

individuals connected, new ideas blossomed at the intersections of their

respective fields, thereby spawning the Renaissance, one of the most inventive

eras in history.

To grasp how associating works, it is important to understand how the brain

operates. The brain doesn t store information like a dictionary, where you can

find the word theater under the letter T. Instead, it associates the word

theater with any number of experiences from our lives. Some of these are

logical ( West End or intermission ), while others may be less obvious

(perhaps anxiety, from a botched performance in high school). The more

diverse our experience and knowledge, the more connections the brain can make.

Fresh inputs trigger new associations; for some, these lead to novel ideas. As

Steve Jobs has frequently observed, Creativity is connecting things.

The world s most innovative companies prosper by capitalizing on the divergent

associations of their founders, executives, and employees. For example, Pierre

Omidyar launched eBay in 1996 after linking three unconnected dots: (1) a

fascination with creating more-efficient markets, after having been shut out

from a hot internet company s IPO in the mid-1990s; (2) his fianc e s desire to

locate hard-to-find collectible Pez dispensers; and (3) the ineffectiveness of

local classified ads in locating such items. Likewise, Steve Jobs is able to

generate idea after idea because he has spent a lifetime exploring new and

unrelated things the art of calligraphy, meditation practices in an Indian

ashram, the fine details of a Mercedes-Benz.

Associating is like a mental muscle that can grow stronger by using the other

discovery skills. As innovators engage in those behaviors, they build their

ability to generate ideas that can be recombined in new ways. The more

frequently people in our study attempted to understand, categorize, and store

new knowledge, the more easily their brains could naturally and consistently

make, store, and recombine associations.

Discovery Skill 2: Questioning

More than 50 years ago, Peter Drucker described the power of provocative

questions. The important and difficult job is never to find the right answers,

it is to find the right question, he wrote. Innovators constantly ask

questions that challenge common wisdom or, as Tata Group chairman Ratan Tata

puts it, question the unquestionable. Meg Whitman, former CEO of eBay, has

worked directly with a number of innovative entrepreneurs, including the

founders of eBay, PayPal, and Skype. They get a kick out of screwing up the

status quo, she told us. They can t bear it. So they spend a tremendous

amount of time thinking about how to change the world. And as they brainstorm,

they like to ask: If we did this, what would happen?

Most of the innovative entrepreneurs we interviewed could remember the specific

questions they were asking at the time they had the inspiration for a new

venture. Michael Dell, for instance, told us that his idea for founding Dell

Computer sprang from his asking why a computer cost five times as much as the

sum of its parts. I would take computers apart and would observe that $600

worth of parts were sold for $3,000. In chewing over the question, he hit on

his revolutionary business model.

Sample of Innovative Entrepreneurs from our Study

Sam Allen: ScanCafe.com

Marc Benioff:Salesforce.com

Jeff Bezos: Amazon.com

Mike Collins: Big Idea Group

Scott Cook: Intuit

Michael Dell: Dell Computer

Aaron Garrity: XanGo

Diane Green: VMWare

Eliot Jacobsen: RocketFuel

Josh James: Omniture

Chris Johnson: Terra Nova

Jeff Jones: NxLight; Campus Pipeline

Herb Kelleher: Southwest Airlines

Mike Lazaridis: Research In Motion

Spencer Moffat: Fast Arch of Utah

David Neeleman: JetBlue; Morris Air

Pierre Omidyar: eBay

John Pestana: Omniture

Peter Thiel: PayPal

Mark Wattles: Hollywood Video

Corey Wride: Movie Mouth

Niklas Zennstr m: Skype

To question effectively, innovative entrepreneurs do the following:

Ask Why? and Why not? and What if?

Most managers focus on understanding how to make existing processes the status

quo work a little better ( How can we improve widget sales in Taiwan? ).

Innovative entrepreneurs, on the other hand, are much more likely to challenge

assumptions ( If we cut the size or weight of the widget in half, how would

that change the value proposition it offers? ). Marc Benioff, the founder of

the online sales software provider Salesforce.com, was full of questions after

witnessing the emergence of Amazon and eBay, two companies built on services

delivered via the internet. Why are we still loading and upgrading software

the way we ve been doing all this time when we can now do it over the internet?

he wondered. This fundamental question was the genesis of Salesforce.com.

Imagine opposites.

In his book The Opposable Mind, Roger Martin writes that innovative thinkers

have the capacity to hold two diametrically opposing ideas in their heads. He

explains, Without panicking or simply settling for one alternative or the

other, they re able to produce a synthesis that is superior to either opposing

idea.

Innovative entrepreneurs like to play devil s advocate. My learning process

has always been about disagreeing with what I m being told and taking the

opposite position, and pushing others to really justify themselves, Pierre

Omidyar told us. I remember it was very frustrating for the other kids when I

would do this. Asking oneself, or others, to imagine a completely different

alternative can lead to truly original insights.

Embrace constraints.

Most of us impose constraints on our thinking only when forced to deal with

real-world limitations, such as resource allocations or technology

restrictions. Ironically, great questions actively impose constraints on our

thinking and serve as a catalyst for out-of-the-box insights. (In fact, one of

Google s nine innovation principles is Creativity loves constraint. ) To

initiate a creative discussion about growth opportunities, one innovative

executive in our study asked this question: What if we were legally prohibited

from selling to our current customers? How would we make money next year? This

led to an insightful exploration of ways the company could find and serve new

customers. Another innovative CEO prods his managers to examine sunk-cost

constraints by asking, What if you had not already hired this person,

installed this equipment, implemented this process, bought this business, or

pursued this strategy? Would you do the same thing you are doing today?

Discovery Skill 3: Observing

Discovery-driven executives produce uncommon business ideas by scrutinizing

common phenomena, particularly the behavior of potential customers. In

observing others, they act like anthropologists and social scientists.

Intuit founder Scott Cook hit on the idea for Quicken financial software after

two key observations. First he watched his wife s frustration as she struggled

to keep track of their finances. Often the surprises that lead to new business

ideas come from watching other people work and live their normal lives, Cook

explained. You see something and ask, Why do they do that? That doesn t make

sense. Then a buddy got him a sneak peek at the Apple Lisa before it

launched. Immediately after leaving Apple headquarters, Cook drove to the

nearest restaurant to write down everything he had noticed about the Lisa. His

observations prompted insights such as building the graphical user interface to

look just like its real-world counterpart (a checkbook, for example), making it

easy for people to use it. So Cook set about solving his wife s problem and

grabbed 50% of the market for financial software in the first year.

Innovators carefully, intentionally, and consistently look out for small

behavioral details in the activities of customers, suppliers, and other

companies in order to gain insights about new ways of doing things. Ratan Tata

got the inspiration that led to the world s cheapest car by observing the

plight of a family of four packed onto a single motorized scooter. After years

of product development, Tata Group launched in 2009 the $2,500 Nano using a

modular production method that may disrupt the entire automobile distribution

system in India. Observers try all sorts of techniques to see the world in a

different light. Akio Toyoda regularly practices Toyota s philosophy of genchi

genbutsu going to the spot and seeing for yourself. Frequent direct

observation is baked into the Toyota culture.

Discovery Skill 4: Experimenting

When we think of experiments, we think of scientists in white coats or of great

inventors like Thomas Edison. Like scientists, innovative entrepreneurs

actively try out new ideas by creating prototypes and launching pilots. (As

Edison said, I haven t failed. I ve simply found 10,000 ways that do not work.

) The world is their laboratory. Unlike observers, who intensely watch the

world, experimenters construct interactive experiences and try to provoke

unorthodox responses to see what insights emerge.

The innovative entrepreneurs we interviewed all engaged in some form of active

experimentation, whether it was intellectual exploration (Michael Lazaridis

mulling over the theory of relativity in high school), physical tinkering (Jeff

Bezos taking apart his crib as a toddler or Steve Jobs disassembling a Sony

Walkman), or engagement in new surroundings (Starbucks founder Howard Shultz

roaming Italy visiting coffee bars). As executives of innovative enterprises,

they make experimentation central to everything they do. Bezos s online

bookstore didn t stay where it was after its initial success; it morphed into

an online discount retailer, selling a full line of products from toys to TVs

to home appliances. The electronic reader Kindle is an experiment that is now

transforming Amazon from an online retailer to an innovative electronics

manufacturer. Bezos sees experimentation as so critical to innovation that he

has institutionalized it at Amazon. I encourage our employees to go down blind

alleys and experiment, Bezos says. If we can get processes decentralized so

that we can do a lot of experiments without it being very costly, we ll get a

lot more innovation.

---

How Innovators Stack Up

This chart shows how four well-known innovative entrepreneurs rank on each of

the discovery skills. All our high-profile innovators scored above the 80th

percentile on questioning, yet each combined the discovery skills uniquely to

forge new insights.

---

Scott Cook, too, stresses the importance of creating a culture that fosters

experimentation. Our culture opens us to allowing lots of failures while

harvesting the learning, he told us. It s what separates an innovation

culture from a normal corporate culture.

One of the most powerful experiments innovators can engage in is living and

working overseas. Our research revealed that the more countries a person has

lived in, the more likely he or she is to leverage that experience to deliver

innovative products, processes, or businesses. In fact, if managers try out

even one international assignment before becoming CEO, their companies deliver

stronger financial results than companies run by CEOs without such experience

roughly 7% higher market performance on average, according to research by

Gregeren, Mason A. Carpenter, and Gerard W. Sanders. P&G s A.G. Lafley, for

example, spent time as a student studying history in France and running retail

operations on U.S. military bases in Japan. He returned to Japan later to head

all of P&G s Asia operations before becoming CEO. His diverse international

experience has served him well as the leader of one of the most innovative

companies in the world.

Discovery Skill 5: Networking

Devoting time and energy to finding and testing ideas through a network of

diverse individuals gives innovators a radically different perspective. Unlike

most executives who network to access resources, to sell themselves or their

companies, or to boost their careers innovative entrepreneurs go out of their

way to meet people with different kinds of ideas and perspectives to extend

their own knowledge domains. To this end, they make a conscious effort to visit

other countries and meet people from other walks of life.

They also attend idea conferences such as Technology, Entertainment, and Design

(TED), Davos, and the Aspen Ideas Festival. Such conferences draw together

artists, entrepreneurs, academics, politicians, adventurers, scientists, and

thinkers from all over the world, who come to present their newest ideas,

passions, and projects. Michael Lazaridis, the founder of Research In Motion,

notes that the inspiration for the original BlackBerry occurred at a conference

in 1987. A speaker was describing a wireless data system that had been designed

for Coke; it allowed vending machines to send a signal when they needed

refilling. That s when it hit me, Lazaridis recalls. I remembered what my

teacher said in high school: Don t get too caught up with computers because

the person that puts wireless technology and computers together is going to

make a big difference. David Neeleman came up with key ideas for JetBlue such

as satellite TV at every seat and at-home reservationists through networking at

conferences and elsewhere.

Kent Bowen, the founding scientist of CPS technologies (maker of an innovative

ceramic composite), hung the following credo in every office of his start-up:

The insights required to solve many of our most challenging problems come from

outside our industry and scientific field. We must aggressively and proudly

incorporate into our work findings and advances which were not invented here.

Scientists from CPS have solved numerous complex problems by talking with

people in other fields. One expert from Polaroid with in-depth knowledge of

film technology knew how to make the ceramic composite stronger. Experts in

sperm-freezing technology knew how to prevent ice crystal growth on cells

during freezing, a technique that CPS applied to its manufacturing process with

stunning success.

---

Put a Ding in the Universe

Why do innovators question, observe, experiment, and network more than typical

executives? As we examined what motivates them, we discovered two common

themes: (1) They actively desire to change the status quo, and (2) they

regularly take risks to make that change happen. Throughout our research, we

were struck by the consistency of language that innovators use to describe

their motives. Jeff Bezos wants to make history, Steve Jobs to put a ding in

the universe, Skype cofounder Niklas Zennstr m to be disruptive, but in the

cause of making the world a better place. These innovators steer entirely

clear of a common cognitive bias called the status quo bias the tendency to

prefer an existing state of affairs to alternative ones.

Embracing a mission for change makes it much easier to take risks and make

mistakes. For most of the innovative entrepreneurs we studied, mistakes are

nothing to be ashamed of; in fact, they are expected as a cost of doing

business. If the people running Amazon.com don t make some significant

mistakes, explained Bezos, then we won t be doing a good job for our

shareholders because we won t be swinging for the fences. In short, innovators

rely on their courage to innovate an active bias against the status quo and

an unflinching willingness to take risks to transform ideas into powerful

impact.

---

Practice, Practice, Practice

As innovators actively engage in the discovery skills, they become defined by

them. They grow increasingly confident of their creative abilities. For A.G.

Lafley, innovation is the central job of every leader, regardless of the place

he or she occupies on the organizational chart. But what if you like most

executives don t see yourself or those on your team as particularly innovative?

Though innovative thinking may be innate to some, it can also be developed and

strengthened through practice. We cannot emphasize enough the importance of

rehearsing over and over the behaviors described above, to the point that they

become automatic. This requires putting aside time for you and your team to

actively cultivate more creative ideas.

The most important skill to practice is questioning. Asking Why and Why not

can help turbocharge the other discovery skills. Ask questions that both impose

and eliminate constraints; this will help you see a problem or opportunity from

a different angle. Try spending 15 to 30 minutes each day writing down 10 new

questions that challenge the status quo in your company or industry. If I had

a favorite question to ask, everyone would anticipate it, Michael Dell told

us. Instead I like to ask things people don t think I m going to ask. This is

a little cruel, but I kind of delight in coming up with questions that nobody

has the answer to quite yet.

To sharpen your own observational skills, watch how certain customers

experience a product or service in their natural environment. Spend an entire

day carefully observing the jobs that customers are trying to get done. Try

not to make judgments about what you see: Simply pretend you re a fly on the

wall, and observe as neutrally as possible. Scott Cook advises Intuit s

observers to ask, What s different than you expected? Follow Richard Branson

s example and get in the habit of note taking wherever you go. Or follow Jeff

Bezos s: I take pictures of really bad innovations, he told us, of which

there are a number.

To strengthen experimentation, at both the individual and organizational

levels, consciously approach work and life with a hypothesis-testing mind-set.

Attend seminars or executive education courses on topics outside your area of

expertise; take apart a product or process that interests you; read books that

purport to identify emerging trends. When you travel, don t squander the

opportunity to learn about different lifestyles and local behavior. Develop new

hypotheses from the knowledge you ve acquired and test them in the search for

new products or processes. Find ways to institutionalize frequent, small

experiments at all levels of the organization. Openly acknowledging that

learning through failure is valuable goes a long way toward building an

innovative culture.

Try spending 15 to 30 minutes each day writing down questions that challenge

the status quo in your company.

To improve your networking skills, contact the five most creative people you

know and ask them to share what they do to stimulate creative thinking. You

might also ask if they d be willing to act as your creative mentors. We suggest

holding regular idea lunches at which you meet a few new people from diverse

functions, companies, industries, or countries. Get them to tell you about

their innovative ideas and ask for feedback on yours.

Innovative entrepreneurship is not a genetic predisposition, it is an active

endeavor. Apple s slogan Think Different is inspiring but incomplete. We

found that innovators must consistently act different to think different. By

understanding, reinforcing, and modeling the innovator s DNA, companies can

find ways to more successfully develop the creative spark in everyone.

A version of this article appeared in the December 2009 issue of Harvard

Business Review.

Jeffrey H. Dyer is the Horace Beesley Professor of Strategy at the Marriott

School of Management at Brigham Young University. He is the coauthor of The

Innovator s Method: Bringing the Lean Startup into Your Organization (Harvard

Business Review Press, 2014).

Hal Gregersen is executive director of the MIT Leadership Center and a senior

lecturer in leadership and innovation at the MIT Sloan School of Management. He

is the author The Innovator s DNA: Mastering the Five Skills of Disruptive

Innovators and founder of The 4-24 Project. As part of the MIT Leadership

Center Video Series, he sits down with innovative leaders to explore how they

are solving the world s most challenging problems.

Clayton M. Christensen is the Kim B. Clark professor of Business Administration

at Harvard Business School.