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Measuring canopy gap fraction from point clouds

DATE: 2020-12-20

AUTHOR: John L. Godlee

For my PhD research I wanted to estimate woodland canopy traits to see how they vary with species composition at my field site in southwest Angola. In the past I've used hemispherical photography to estimate canopy gap fraction, measured as the percentage of the sky hemisphere covered by plant material. This time however, I had a terrestrial laser scanner and I wanted to compare how the hemispherical photography method compared to the terrestrial laser scanner.

With the laser scanner I used (Leica HDS6100) it's fairly easy to estimate canopy gap fraction from a single scan as it has a hemispherical line of sight. It's simply a case of counting the number of laser pulses which didn't bounce off a plant and return to the scanner, then expressing that as a propotion of the total number of pulses emitted.

In my case however, I wanted to make a few different measurements of small plots, and some of those measurements require a point cloud with no shadows, that is, a 3D model of the plot where all surfaces within the plot have been scanned at least once. With only one scan, a tree trunk near to the scanner can block the view to everything behind it, which can bias the results. To create a shadow-less point cloud one must move the laser scanner around within the plot and make multiple scans which are then stitched back together. This means that the centre of the plot, where the hemispherical photograph was taken, doesn't match up with the centre of the point cloud.

I decided to simulate a hemispherical photograph using the point cloud data and compare that to the hemispherical photo.

In a previous post I described how I processed the .ptx raw point cloud data to make it easier for further analysis so I won't focus on it here.

First, I had to take the voxelised point cloud and centre it on the centre of the subplot, using coordinates which I recorded with a differential GPS system. I used PDAL[1] for this, along with some AWK and shell scripting to automate the process for many plots with different coordinates.

1: https://pdal.io/

I used this script to extract latitude and longitude from a .csv with plot centres defined by a plot ID.

awk -v SUBPLOT="$1" 'BEGIN { FPAT = "([^,]+)|(\"[^\"]+\")" }
$5 ~ SUBPLOT && $14 == "TRUE" {printf "%f\n%f\n", $6, $7}' ../dat/target_coords.csv

Then I used a shell script connected to a PDAL pipeline to centre the point cloud:

#!/usr/bin/env sh

if [ $# -lt 4 ]; then
    printf "Must supply at least four arguments\n  [1] input.laz\n  [2] longitude\n  [3] latitude\n  [4] output.laz\n"
    exit 1
fi

noext="${i%_*.laz}"
matrix="1  0  0  -$2  0  1  0  -$3  0  0  1  0  0  0  0  1"

pdal pipeline pipelines/centre.json --readers.las.filename=$1 \
    --filters.transformation.matrix="${matrix}" \
    --writers.las.filename=$4

and here is the JSON pipeline:

[
    {
    	"type" : "readers.las",
    	"filename" : "input.laz"
    },
    {
        "type" : "filters.transformation",
        "matrix" : "0 -1  0  1  1  0  0  2  0  0  1  3  0  0  0  1"
    },
    {
        "type" : "writers.las",
        "compression" : "true",
        "minor_version" : "2",
        "dataformat_id" : "0",
        "forward" : "all",
        "filename" : "output.laz"
    }
]

Then I cropped the point cloud to a cylinder of 20 m diameter, again with a PDAL pipeline:

[
    {
    	"type" : "readers.las",
    	"filename" : "input.las"
    },
    {
        "type" : "filters.crop",
        "point" : "POINT(0 0)",
        "distance" : 20
    },
    {
        "type" : "writers.las",
        "compression" : "true",
        "minor_version" : "2",
        "dataformat_id" : "0",
        "forward" : "all",
        "filename" : "output.laz"
    }
]

I classified ground points and reset the height of the point cloud based on the ground classification, then subsetted to only points above 1.3 m, which is the height the hemispherical photo was taken:

[
    {
    	"type" : "readers.las",
    	"filename" : "input.laz"
    },
    {
        "type" : "filters.pmf"
    },
    {
        "type" : "filters.hag_nn",
        "allow_extrapolation" : "true"
    },    
    {
        "type":"filters.ferry",
        "dimensions":"HeightAboveGround=>Z"
    },
    {
    	"type" : "filters.range",
    	"limits" : "Z[1.3:]"
    },
    {
        "type" : "writers.las",
        "compression" : "true",
        "minor_version" : "2",
        "dataformat_id" : "0",
        "forward" : "all",
        "filename" : "output.laz"
    }
]

I then converted the point cloud to a .csv of XYZ coordinates, one point per row:

[
    {
    	"type" : "readers.las",
    	"filename" : "input.laz"
    },
    {
        "type" : "writers.text",
        "format" : "csv",
        "precision" : 3,
        "order" : "X,Y,Z",
        "keep_unspecified" : "false",
        "filename" : "output.csv"
    }
]

The interesting bit is next. I used a program called POV-ray[2] to draw voxels in a 3D space at the position of each point in the point cloud and with the same size as the voxels defined during voxelisation. Then I positioned a virtual camera pointing upwards at the subplot centre, the same setup and lens curvature as the hemispherical photograph, with a white sky and black voxels, to create a virtual hemispherical photograph. Here is a side by side comparison of a real hemispherical photo (top) and a virtual photo (bottom) from a single plot. Note that the real photo is a mirror image, as you would expect from a photo:

2: http://www.povray.org/

Real photo

Virtual photo

Here is the AWK script I used to generate the POV-ray voxels:

BEGIN { 
    FS = ","
    print "union {" 
}
NR!=1 {
    printf "box { <%f,%f,%f>,<%f,%f,%f> }\n", $1-0.01, $2-0.01, $3-0.01, $1+0.01, $2+0.01, $3+0.01 ;
}
END { print "}" }

And here is the POV-ray script I used to generate the virtual hemispherical photo

#version 3.7;
#include "colors.inc"

global_settings { 
    assumed_gamma 1.0
    max_trace_level 20
}

camera {
    fisheye	
    angle 180
    right  x*image_width/image_height
    location <0,0,1.8>
    look_at <0,0,200>
}

background { White }

#include "../dat/tls/denoise_laz/input.pov"

Finally, I used Hemiphot[3] to estimate the canopy gap fraction of both the real and virtual hemispherical photos.

3: https://github.com/naturalis/Hemiphot