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Keywords: Authentication, Message Authentication Code

Internet Engineering Task Force (IETF) R. Housley
Request for Comments: 9044 Vigil Security
Category: Standards Track June 2021
ISSN: 2070-1721
Using the AES-GMAC Algorithm with the Cryptographic Message Syntax (CMS)
Abstract
This document specifies the conventions for using the AES-GMAC
Message Authentication Code algorithm with the Cryptographic Message
Syntax (CMS) as specified in RFC 5652.
Status of This Memo
This is an Internet Standards Track document.
This document is a product of the Internet Engineering Task Force
(IETF). It represents the consensus of the IETF community. It has
received public review and has been approved for publication by the
Internet Engineering Steering Group (IESG). Further information on
Internet Standards is available in Section 2 of RFC 7841.
Information about the current status of this document, any errata,
and how to provide feedback on it may be obtained at
https://www.rfc-editor.org/info/rfc9044.
Copyright Notice
Copyright (c) 2021 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(https://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
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include Simplified BSD License text as described in Section 4.e of
the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.
Table of Contents
1. Introduction
2. Terminology
3. Message Authentication Code Algorithms
3.1. AES-GMAC
4. Implementation Considerations
5. ASN.1 Module
6. IANA Considerations
7. Security Considerations
8. References
8.1. Normative References
8.2. Informative References
Acknowledgements
Author's Address
1. Introduction
This document specifies the conventions for using the AES-GMAC [AES]
[GCM] Message Authentication Code (MAC) algorithm with the
Cryptographic Message Syntax (CMS) [RFC5652].
2. Terminology
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
"OPTIONAL" in this document are to be interpreted as described in
BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
capitals, as shown here.
3. Message Authentication Code Algorithms
This section specifies the conventions employed by CMS [RFC5652]
implementations that support the AES-GMAC [AES] [GCM] Message
Authentication Code (MAC) algorithm.
MAC algorithm identifiers are located in the AuthenticatedData
macAlgorithm field.
MAC values are located in the AuthenticatedData mac field.
3.1. AES-GMAC
The AES-GMAC [AES] [GCM] Message Authentication Code (MAC) algorithm
uses one of the following algorithm identifiers in the
AuthenticatedData macAlgorithm field; the choice depends on the size
of the AES key, which is either 128 bits, 192 bits, or 256 bits:
aes OBJECT IDENTIFIER ::= { joint-iso-itu-t(2) country(16) us(840)
organization(1) gov(101) csor(3) nistAlgorithm(4) 1 }
id-aes128-GMAC OBJECT IDENTIFIER ::= { aes 9 }
id-aes192-GMAC OBJECT IDENTIFIER ::= { aes 29 }
id-aes256-GMAC OBJECT IDENTIFIER ::= { aes 49 }
For all three of these algorithm identifier values, the
AlgorithmIdentifier parameters field MUST be present, and the
parameters MUST contain GMACParameters:
GMACParameters ::= SEQUENCE {
nonce OCTET STRING, -- recommended size is 12 octets
length MACLength DEFAULT 12 }
MACLength ::= INTEGER (12 | 13 | 14 | 15 | 16)
The GMACParameters nonce field is the GMAC initialization vector.
The nonce may have any number of bits between 8 and (2^64)-1, but it
MUST be a multiple of 8 bits. Within the scope of any content-
authentication key, the nonce value MUST be unique. A nonce value of
12 octets can be processed more efficiently, so that length for the
nonce value is RECOMMENDED.
The GMACParameters length field tells the size of the message
authentication code. It MUST match the size in octets of the value
in the AuthenticatedData mac field. A length of 12 octets is
RECOMMENDED.
4. Implementation Considerations
An implementation of the Advanced Encryption Standard (AES) Galois/
Counter Mode (GCM) authenticated encryption algorithm is specified in
[GCM]. An implementation of AES-GCM can be used to compute the GMAC
message authentication code by providing the content-authentication
key as the AES key, the nonce as the initialization vector, a zero-
length plaintext content, and the content to be authenticated as the
additional authenticated data (AAD). The result of the AES-GCM
invocation is the AES-GMAC authentication code, which is called the
"authentication tag" in some implementations. In AES-GCM, the
encryption step is skipped when no input plaintext is provided;
therefore, no ciphertext is produced.
The DEFAULT and RECOMMENDED values in GMACParameters were selected to
align with the parameters defined for AES-GCM in Section 3.2 of
[RFC5084].
5. ASN.1 Module
The following ASN.1 module uses the definition for MAC-ALGORITHM from
[RFC5912].
CryptographicMessageSyntaxGMACAlgorithms
{ iso(1) member-body(2) us(840) rsadsi(113549)
pkcs(1) pkcs-9(9) smime(16) modules(0)
id-mod-aes-gmac-alg-2020(72) }
DEFINITIONS IMPLICIT TAGS ::=
BEGIN
-- EXPORTS All
IMPORTS
AlgorithmIdentifier{}, MAC-ALGORITHM
FROM AlgorithmInformation-2009 -- from [RFC5912]
{ iso(1) identified-organization(3) dod(6) internet(1)
security(5) mechanisms(5) pkix(7) id-mod(0)
id-mod-algorithmInformation-02(58)} ;
-- Object Identifiers
aes OBJECT IDENTIFIER ::= { joint-iso-itu-t(2) country(16) us(840)
organization(1) gov(101) csor(3) nistAlgorithm(4) 1 }
id-aes128-GMAC OBJECT IDENTIFIER ::= { aes 9 }
id-aes192-GMAC OBJECT IDENTIFIER ::= { aes 29 }
id-aes256-GMAC OBJECT IDENTIFIER ::= { aes 49 }
-- GMAC Parameters
GMACParameters ::= SEQUENCE {
nonce OCTET STRING, -- recommended size is 12 octets
length MACLength DEFAULT 12 }
MACLength ::= INTEGER (12 | 13 | 14 | 15 | 16)
-- Algorithm Identifiers
maca-aes128-GMAC MAC-ALGORITHM ::= {
IDENTIFIER id-aes128-GMAC
PARAMS TYPE GMACParameters ARE required
IS-KEYED-MAC TRUE }
maca-aes192-GMAC MAC-ALGORITHM ::= {
IDENTIFIER id-aes192-GMAC
PARAMS TYPE GMACParameters ARE required
IS-KEYED-MAC TRUE }
maca-aes256-GMAC MAC-ALGORITHM ::= {
IDENTIFIER id-aes256-GMAC
PARAMS TYPE GMACParameters ARE required
IS-KEYED-MAC TRUE }
END -- of CryptographicMessageSyntaxGMACAlgorithms
6. IANA Considerations
IANA has registered the object identifier shown in Table 1 in the
"SMI Security for S/MIME Module Identifier (1.2.840.113549.1.9.16.0)"
registry.
+=========+==========================+============+
| Decimal | Description | References |
+=========+==========================+============+
| 72 | id-mod-aes-gmac-alg-2020 | RFC 9044 |
+---------+--------------------------+------------+
Table 1
7. Security Considerations
The CMS provides a method for authenticating data. This document
identifies the conventions for using the AES-GMAC algorithm with the
CMS.
The key management technique employed to distribute message-
authentication keys must itself provide authentication; otherwise,
the content is delivered with integrity from an unknown source.
When more than two parties share the same message-authentication key,
data origin authentication is not provided. Any party that knows the
message-authentication key can compute a valid MAC; therefore, the
content could originate from any one of the parties.
Within the scope of any content-authentication key, the AES-GMAC
nonce value MUST be unique. Use of a nonce value more than once
allows an attacker to generate valid AES-GMAC authentication codes
for arbitrary messages, resulting in the loss of authentication as
described in Appendix A of [GCM].
Within the scope of any content-authentication key, the
authentication tag length (MACLength) MUST be fixed.
If AES-GMAC is used as a building block in another algorithm (e.g.,
as a pseudorandom function), AES-GMAC MUST be used only one time by
that algorithm. For instance, AES-GMAC MUST NOT be used as the
pseudorandom function for PBKDF2.
When initialization vector (IV) lengths other than 96 bits are used,
the GHASH function is used to process the provided IV, which
introduces a potential for IV collisions. However, IV collisions are
not a concern with CMS AuthenticatedData because a fresh content-
authentication key is usually generated for each message.
The probability of a successful forgery is close to 2^(-t), where t
is the number of bits in the authentication tag length (MACLength*8).
This nearly ideal authentication protection is achieved for CMS
AuthenticatedData when a fresh content-authentication key is
generated for each message. However, the strength of GMAC degrades
slightly as a function of the length of the message being
authenticated [F2005] [MV2005]. Implementations SHOULD use 16-octet
authentication tags for messages over 2^64 octets.
Implementations must randomly generate message-authentication keys.
The use of inadequate pseudorandom number generators (PRNGs) to
generate keys can result in little or no security. An attacker may
find it much easier to reproduce the PRNG environment that produced
the keys, searching the resulting small set of possibilities, rather
than brute-force searching the whole key space. The generation of
quality random numbers is difficult. [RFC4086] offers important
guidance in this area.
Implementers should be aware that cryptographic algorithms become
weaker with time. As new cryptanalysis techniques are developed and
computing performance improves, the work factor to break a particular
cryptographic algorithm will reduce. Therefore, cryptographic
algorithm implementations should be modular, allowing new algorithms
to be readily inserted. That is, implementers should be prepared to
regularly update the set of algorithms in their implementations.
More information is available in BCP 201 [RFC7696].
8. References
8.1. Normative References
[AES] National Institute of Standards and Technology, "Advanced
Encryption Standard (AES)", FIPS PUB 197,
DOI 10.6028/NIST.FIPS.197, November 2001,
<https://doi.org/10.6028/NIST.FIPS.197>.
[GCM] Dworkin, M., "Recommendation for Block Cipher Modes of
Operation: Galois/Counter Mode (GCM) and GMAC", NIST
Special Publication 800-38D, DOI 10.6028/NIST.SP.800-38D,
November 2007, <https://doi.org/10.6028/NIST.SP.800-38D>.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119,
DOI 10.17487/RFC2119, March 1997,
<https://www.rfc-editor.org/info/rfc2119>.
[RFC5652] Housley, R., "Cryptographic Message Syntax (CMS)", STD 70,
RFC 5652, DOI 10.17487/RFC5652, September 2009,
<https://www.rfc-editor.org/info/rfc5652>.
[RFC5912] Hoffman, P. and J. Schaad, "New ASN.1 Modules for the
Public Key Infrastructure Using X.509 (PKIX)", RFC 5912,
DOI 10.17487/RFC5912, June 2010,
<https://www.rfc-editor.org/info/rfc5912>.
[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
May 2017, <https://www.rfc-editor.org/info/rfc8174>.
8.2. Informative References
[F2005] Ferguson, N., "Authentication weaknesses in GCM", May
2005, <https://csrc.nist.gov/csrc/media/projects/block-
cipher-techniques/documents/bcm/comments/cwc-gcm/
ferguson2.pdf>.
[MV2005] McGrew, D. and J. Viega, "GCM Update", May 2005,
<https://csrc.nist.gov/CSRC/media/Projects/Block-Cipher-
Techniques/documents/BCM/Comments/CWC-GCM/gcm-update.pdf>.
[RFC4086] Eastlake 3rd, D., Schiller, J., and S. Crocker,
"Randomness Requirements for Security", BCP 106, RFC 4086,
DOI 10.17487/RFC4086, June 2005,
<https://www.rfc-editor.org/info/rfc4086>.
[RFC5084] Housley, R., "Using AES-CCM and AES-GCM Authenticated
Encryption in the Cryptographic Message Syntax (CMS)",
RFC 5084, DOI 10.17487/RFC5084, November 2007,
<https://www.rfc-editor.org/info/rfc5084>.
[RFC7696] Housley, R., "Guidelines for Cryptographic Algorithm
Agility and Selecting Mandatory-to-Implement Algorithms",
BCP 201, RFC 7696, DOI 10.17487/RFC7696, November 2015,
<https://www.rfc-editor.org/info/rfc7696>.
Acknowledgements
Many thanks to Hans Aschauer, Hendrik Brockhaus, Quynh Dang, Roman
Danyliw, Tim Hollebeek, Ben Kaduk, Mike Ounsworth, and Magnus
Westerlund for their careful review and thoughtful improvements.
Author's Address
Russ Housley
Vigil Security, LLC
516 Dranesville Road
Herndon, VA 20170
United States of America
Email: housley@vigilsec.com