Network Working Group J. Wray Request for Comments: 2744 Iris Associates Obsoletes: 1509 January 2000 Category: Standards Track Generic Security Service API Version 2 : C-bindings Status of this Memo This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited. Copyright Notice Copyright (C) The Internet Society (2000). All Rights Reserved. Abstract This document specifies C language bindings for Version 2, Update 1 of the Generic Security Service Application Program Interface (GSS- API), which is described at a language-independent conceptual level in RFC-2743 [GSSAPI]. It obsoletes RFC-1509, making specific incremental changes in response to implementation experience and liaison requests. It is intended, therefore, that this memo or a successor version thereof will become the basis for subsequent progression of the GSS-API specification on the standards track. The Generic Security Service Application Programming Interface provides security services to its callers, and is intended for implementation atop a variety of underlying cryptographic mechanisms. Typically, GSS-API callers will be application protocols into which security enhancements are integrated through invocation of services provided by the GSS-API. The GSS-API allows a caller application to authenticate a principal identity associated with a peer application, to delegate rights to a peer, and to apply security services such as confidentiality and integrity on a per-message basis. Wray Standards Track [Page 1] RFC 2744 GSS-API V2: C-bindings January 2000 1. Introduction The Generic Security Service Application Programming Interface [GSSAPI] provides security services to calling applications. It allows a communicating application to authenticate the user associated with another application, to delegate rights to another application, and to apply security services such as confidentiality and integrity on a per-message basis. There are four stages to using the GSS-API: a) The application acquires a set of credentials with which it may prove its identity to other processes. The application's credentials vouch for its global identity, which may or may not be related to any local username under which it may be running. b) A pair of communicating applications establish a joint security context using their credentials. The security context is a pair of GSS-API data structures that contain shared state information, which is required in order that per-message security services may be provided. Examples of state that might be shared between applications as part of a security context are cryptographic keys, and message sequence numbers. As part of the establishment of a security context, the context initiator is authenticated to the responder, and may require that the responder is authenticated in turn. The initiator may optionally give the responder the right to initiate further security contexts, acting as an agent or delegate of the initiator. This transfer of rights is termed delegation, and is achieved by creating a set of credentials, similar to those used by the initiating application, but which may be used by the responder. To establish and maintain the shared information that makes up the security context, certain GSS-API calls will return a token data structure, which is an opaque data type that may contain cryptographically protected data. The caller of such a GSS-API routine is responsible for transferring the token to the peer application, encapsulated if necessary in an application- application protocol. On receipt of such a token, the peer application should pass it to a corresponding GSS-API routine which will decode the token and extract the information, updating the security context state information accordingly. Wray Standards Track [Page 2] RFC 2744 GSS-API V2: C-bindings January 2000 c) Per-message services are invoked to apply either: integrity and data origin authentication, or confidentiality, integrity and data origin authentication to application data, which are treated by GSS-API as arbitrary octet-strings. An application transmitting a message that it wishes to protect will call the appropriate GSS-API routine (gss_get_mic or gss_wrap) to apply protection, specifying the appropriate security context, and send the resulting token to the receiving application. The receiver will pass the received token (and, in the case of data protected by gss_get_mic, the accompanying message-data) to the corresponding decoding routine (gss_verify_mic or gss_unwrap) to remove the protection and validate the data. d) At the completion of a communications session (which may extend across several transport connections), each application calls a GSS-API routine to delete the security context. Multiple contexts may also be used (either successively or simultaneously) within a single communications association, at the option of the applications. 2. GSS-API Routines This section lists the routines that make up the GSS-API, and offers a brief description of the purpose of each routine. Detailed descriptions of each routine are listed in alphabetical order in section 5. Table 2-1 GSS-API Credential-management Routines Routine Section Function ------- ------- -------- gss_acquire_cred 5.2 Assume a global identity; Obtain a GSS-API credential handle for pre-existing credentials. gss_add_cred 5.3 Construct credentials incrementally gss_inquire_cred 5.21 Obtain information about a credential gss_inquire_cred_by_mech 5.22 Obtain per-mechanism information about a credential. gss_release_cred 5.27 Discard a credential handle. Wray Standards Track [Page 3] RFC 2744 GSS-API V2: C-bindings January 2000 Table 2-2 GSS-API Context-Level Routines Routine Section Function ------- ------- -------- gss_init_sec_context 5.19 Initiate a security context with a peer application gss_accept_sec_context 5.1 Accept a security context initiated by a peer application gss_delete_sec_context 5.9 Discard a security context gss_process_context_token 5.25 Process a token on a security context from a peer application gss_context_time 5.7 Determine for how long a context will remain valid gss_inquire_context 5.20 Obtain information about a security context gss_wrap_size_limit 5.34 Determine token-size limit for gss_wrap on a context gss_export_sec_context 5.14 Transfer a security context to another process gss_import_sec_context 5.17 Import a transferred context Table 2-3 GSS-API Per-message Routines Routine Section Function ------- ------- -------- gss_get_mic 5.15 Calculate a cryptographic message integrity code (MIC) for a message; integrity service gss_verify_mic 5.32 Check a MIC against a message; verify integrity of a received message gss_wrap 5.33 Attach a MIC to a message, and optionally encrypt the message content; confidentiality service gss_unwrap 5.31 Verify a message with attached MIC, and decrypt message content if necessary. Wray Standards Track [Page 4] RFC 2744 GSS-API V2: C-bindings January 2000 Table 2-4 GSS-API Name manipulation Routines Routine Section Function ------- ------- -------- gss_import_name 5.16 Convert a contiguous string name to internal-form gss_display_name 5.10 Convert internal-form name to text gss_compare_name 5.6 Compare two internal-form names gss_release_name 5.28 Discard an internal-form name gss_inquire_names_for_mech 5.24 List the name-types supported by the specified mechanism gss_inquire_mechs_for_name 5.23 List mechanisms that support the specified name-type gss_canonicalize_name 5.5 Convert an internal name to an MN gss_export_name 5.13 Convert an MN to export form gss_duplicate_name 5.12 Create a copy of an internal name Table 2-5 GSS-API Miscellaneous Routines Routine Section Function ------- ------- -------- gss_add_oid_set_member 5.4 Add an object identifier to a set gss_display_status 5.11 Convert a GSS-API status code to text gss_indicate_mechs 5.18 Determine available underlying authentication mechanisms gss_release_buffer 5.26 Discard a buffer gss_release_oid_set 5.29 Discard a set of object identifiers gss_create_empty_oid_set 5.8 Create a set containing no object identifiers gss_test_oid_set_member 5.30 Determines whether an object identifier is a member of a set. Individual GSS-API implementations may augment these routines by providing additional mechanism-specific routines if required functionality is not available from the generic forms. Applications are encouraged to use the generic routines wherever possible on portability grounds. Wray Standards Track [Page 5] RFC 2744 GSS-API V2: C-bindings January 2000 3. Data Types and Calling Conventions The following conventions are used by the GSS-API C-language bindings: 3.1. Integer types GSS-API uses the following integer data type: OM_uint32 32-bit unsigned integer Where guaranteed minimum bit-count is important, this portable data type is used by the GSS-API routine definitions. Individual GSS-API implementations will include appropriate typedef definitions to map this type onto a built-in data type. If the platform supports the X/Open xom.h header file, the OM_uint32 definition contained therein should be used; the GSS-API header file in Appendix A contains logic that will detect the prior inclusion of xom.h, and will not attempt to re-declare OM_uint32. If the X/Open header file is not available on the platform, the GSS-API implementation should use the smallest natural unsigned integer type that provides at least 32 bits of precision. 3.2. String and similar data Many of the GSS-API routines take arguments and return values that describe contiguous octet-strings. All such data is passed between the GSS-API and the caller using the gss_buffer_t data type. This data type is a pointer to a buffer descriptor, which consists of a length field that contains the total number of bytes in the datum, and a value field which contains a pointer to the actual datum: typedef struct gss_buffer_desc_struct { size_t length; void *value; } gss_buffer_desc, *gss_buffer_t; Storage for data returned to the application by a GSS-API routine using the gss_buffer_t conventions is allocated by the GSS-API routine. The application may free this storage by invoking the gss_release_buffer routine. Allocation of the gss_buffer_desc object is always the responsibility of the application; unused gss_buffer_desc objects may be initialized to the value GSS_C_EMPTY_BUFFER. Wray Standards Track [Page 6] RFC 2744 GSS-API V2: C-bindings January 2000 3.2.1. Opaque data types Certain multiple-word data items are considered opaque data types at the GSS-API, because their internal structure has no significance either to the GSS-API or to the caller. Examples of such opaque data types are the input_token parameter to gss_init_sec_context (which is opaque to the caller), and the input_message parameter to gss_wrap (which is opaque to the GSS-API). Opaque data is passed between the GSS-API and the application using the gss_buffer_t datatype. 3.2.2. Character strings Certain multiple-word data items may be regarded as simple ISO Latin-1 character strings. Examples are the printable strings passed to gss_import_name via the input_name_buffer parameter. Some GSS-API routines also return character strings. All such character strings are passed between the application and the GSS-API implementation using the gss_buffer_t datatype, which is a pointer to a gss_buffer_desc object. When a gss_buffer_desc object describes a printable string, the length field of the gss_buffer_desc should only count printable characters within the string. In particular, a trailing NUL character should NOT be included in the length count, nor should either the GSS-API implementation or the application assume the presence of an uncounted trailing NUL. 3.3. Object Identifiers Certain GSS-API procedures take parameters of the type gss_OID, or Object identifier. This is a type containing ISO-defined tree- structured values, and is used by the GSS-API caller to select an underlying security mechanism and to specify namespaces. A value of type gss_OID has the following structure: typedef struct gss_OID_desc_struct { OM_uint32 length; void *elements; } gss_OID_desc, *gss_OID; The elements field of this structure points to the first byte of an octet string containing the ASN.1 BER encoding of the value portion of the normal BER TLV encoding of the gss_OID. The length field contains the number of bytes in this value. For example, the gss_OID value corresponding to {iso(1) identified-organization(3) icd- ecma(12) member-company(2) dec(1011) cryptoAlgorithms(7) DASS(5)}, meaning the DASS X.509 authentication mechanism, has a length field of 7 and an elements field pointing to seven octets containing the Wray Standards Track [Page 7] RFC 2744 GSS-API V2: C-bindings January 2000 following octal values: 53,14,2,207,163,7,5. GSS-API implementations should provide constant gss_OID values to allow applications to request any supported mechanism, although applications are encouraged on portability grounds to accept the default mechanism. gss_OID values should also be provided to allow applications to specify particular name types (see section 3.10). Applications should treat gss_OID_desc values returned by GSS-API routines as read-only. In particular, the application should not attempt to deallocate them with free(). The gss_OID_desc datatype is equivalent to the X/Open OM_object_identifier datatype[XOM]. 3.4. Object Identifier Sets Certain GSS-API procedures take parameters of the type gss_OID_set. This type represents one or more object identifiers (section 2.3). A gss_OID_set object has the following structure: typedef struct gss_OID_set_desc_struct { size_t count; gss_OID elements; } gss_OID_set_desc, *gss_OID_set; The count field contains the number of OIDs within the set. The elements field is a pointer to an array of gss_OID_desc objects, each of which describes a single OID. gss_OID_set values are used to name the available mechanisms supported by the GSS-API, to request the use of specific mechanisms, and to indicate which mechanisms a given credential supports. All OID sets returned to the application by GSS-API are dynamic objects (the gss_OID_set_desc, the "elements" array of the set, and the "elements" array of each member OID are all dynamically allocated), and this storage must be deallocated by the application using the gss_release_oid_set() routine. 3.5. Credentials A credential handle is a caller-opaque atomic datum that identifies a GSS-API credential data structure. It is represented by the caller- opaque type gss_cred_id_t, which should be implemented as a pointer or arithmetic type. If a pointer implementation is chosen, care must be taken to ensure that two gss_cred_id_t values may be compared with the == operator. GSS-API credentials can contain mechanism-specific principal authentication data for multiple mechanisms. A GSS-API credential is composed of a set of credential-elements, each of which is applicable to a single mechanism. A credential may contain at most one Wray Standards Track [Page 8] RFC 2744 GSS-API V2: C-bindings January 2000 credential-element for each supported mechanism. A credential-element identifies the data needed by a single mechanism to authenticate a single principal, and conceptually contains two credential-references that describe the actual mechanism-specific authentication data, one to be used by GSS-API for initiating contexts, and one to be used for accepting contexts. For mechanisms that do not distinguish between acceptor and initiator credentials, both references would point to the same underlying mechanism-specific authentication data. Credentials describe a set of mechanism-specific principals, and give their holder the ability to act as any of those principals. All principal identities asserted by a single GSS-API credential should belong to the same entity, although enforcement of this property is an implementation-specific matter. The GSS-API does not make the actual credentials available to applications; instead a credential handle is used to identify a particular credential, held internally by GSS-API. The combination of GSS-API credential handle and mechanism identifies the principal whose identity will be asserted by the credential when used with that mechanism. The gss_init_sec_context and gss_accept_sec_context routines allow the value GSS_C_NO_CREDENTIAL to be specified as their credential handle parameter. This special credential-handle indicates a desire by the application to act as a default principal. While individual GSS-API implementations are free to determine such default behavior as appropriate to the mechanism, the following default behavior by these routines is recommended for portability: gss_init_sec_context 1) If there is only a single principal capable of initiating security contexts for the chosen mechanism that the application is authorized to act on behalf of, then that principal shall be used, otherwise 2) If the platform maintains a concept of a default network- identity for the chosen mechanism, and if the application is authorized to act on behalf of that identity for the purpose of initiating security contexts, then the principal corresponding to that identity shall be used, otherwise 3) If the platform maintains a concept of a default local identity, and provides a means to map local identities into network-identities for the chosen mechanism, and if the application is authorized to act on behalf of the network- identity image of the default local identity for the purpose of Wray Standards Track [Page 9] RFC 2744 GSS-API V2: C-bindings January 2000 initiating security contexts using the chosen mechanism, then the principal corresponding to that identity shall be used, otherwise 4) A user-configurable default identity should be used. gss_accept_sec_context 1) If there is only a single authorized principal identity capable of accepting security contexts for the chosen mechanism, then that principal shall be used, otherwise 2) If the mechanism can determine the identity of the target principal by examining the context-establishment token, and if the accepting application is authorized to act as that principal for the purpose of accepting security contexts using the chosen mechanism, then that principal identity shall be used, otherwise 3) If the mechanism supports context acceptance by any principal, and if mutual authentication was not requested, any principal that the application is authorized to accept security contexts under using the chosen mechanism may be used, otherwise 4)A user-configurable default identity shall be used. The purpose of the above rules is to allow security contexts to be established by both initiator and acceptor using the default behavior wherever possible. Applications requesting default behavior are likely to be more portable across mechanisms and platforms than ones that use gss_acquire_cred to request a specific identity. 3.6. Contexts The gss_ctx_id_t data type contains a caller-opaque atomic value that identifies one end of a GSS-API security context. It should be implemented as a pointer or arithmetic type. If a pointer type is chosen, care should be taken to ensure that two gss_ctx_id_t values may be compared with the == operator. The security context holds state information about each end of a peer communication, including cryptographic state information. Wray Standards Track [Page 10] RFC 2744 GSS-API V2: C-bindings January 2000 3.7. Authentication tokens A token is a caller-opaque type that GSS-API uses to maintain synchronization between the context data structures at each end of a GSS-API security context. The token is a cryptographically protected octet-string, generated by the underlying mechanism at one end of a GSS-API security context for use by the peer mechanism at the other end. Encapsulation (if required) and transfer of the token are the responsibility of the peer applications. A token is passed between the GSS-API and the application using the gss_buffer_t conventions. 3.8. Interprocess tokens Certain GSS-API routines are intended to transfer data between processes in multi-process programs. These routines use a caller- opaque octet-string, generated by the GSS-API in one process for use by the GSS-API in another process. The calling application is responsible for transferring such tokens between processes in an OS- specific manner. Note that, while GSS-API implementors are encouraged to avoid placing sensitive information within interprocess tokens, or to cryptographically protect them, many implementations will be unable to avoid placing key material or other sensitive data within them. It is the application's responsibility to ensure that interprocess tokens are protected in transit, and transferred only to processes that are trustworthy. An interprocess token is passed between the GSS-API and the application using the gss_buffer_t conventions. 3.9. Status values Every GSS-API routine returns two distinct values to report status information to the caller: GSS status codes and Mechanism status codes. 3.9.1. GSS status codes GSS-API routines return GSS status codes as their OM_uint32 function value. These codes indicate errors that are independent of the underlying mechanism(s) used to provide the security service. The errors that can be indicated via a GSS status code are either generic API routine errors (errors that are defined in the GSS-API specification) or calling errors (errors that are specific to these language bindings). A GSS status code can indicate a single fatal generic API error from the routine and a single calling error. In addition, supplementary status information may be indicated via the setting of bits in the supplementary info field of a GSS status code. Wray Standards Track [Page 11] RFC 2744 GSS-API V2: C-bindings January 2000 These errors are encoded into the 32-bit GSS status code as follows: MSB LSB |------------------------------------------------------------| | Calling Error | Routine Error | Supplementary Info | |------------------------------------------------------------| Bit 31 24 23 16 15 0 Hence if a GSS-API routine returns a GSS status code whose upper 16 bits contain a non-zero value, the call failed. If the calling error field is non-zero, the invoking application's call of the routine was erroneous. Calling errors are defined in table 5-1. If the routine error field is non-zero, the routine failed for one of the routine- specific reasons listed below in table 5-2. Whether or not the upper 16 bits indicate a failure or a success, the routine may indicate additional information by setting bits in the supplementary info field of the status code. The meaning of individual bits is listed below in table 5-3. Table 3-1 Calling Errors Name Value in field Meaning ---- -------------- ------- GSS_S_CALL_INACCESSIBLE_READ 1 A required input parameter could not be read GSS_S_CALL_INACCESSIBLE_WRITE 2 A required output parameter could not be written. GSS_S_CALL_BAD_STRUCTURE 3 A parameter was malformed Wray Standards Track [Page 12] RFC 2744 GSS-API V2: C-bindings January 2000 Table 3-2 Routine Errors Name Value in field Meaning ---- -------------- ------- GSS_S_BAD_MECH 1 An unsupported mechanism was requested GSS_S_BAD_NAME 2 An invalid name was supplied GSS_S_BAD_NAMETYPE 3 A supplied name was of an unsupported type GSS_S_BAD_BINDINGS 4 Incorrect channel bindings were supplied GSS_S_BAD_STATUS 5 An invalid status code was supplied GSS_S_BAD_MIC GSS_S_BAD_SIG 6 A token had an invalid MIC GSS_S_NO_CRED 7 No credentials were supplied, or the credentials were unavailable or inaccessible. GSS_S_NO_CONTEXT 8 No context has been established GSS_S_DEFECTIVE_TOKEN 9 A token was invalid GSS_S_DEFECTIVE_CREDENTIAL 10 A credential was invalid GSS_S_CREDENTIALS_EXPIRED 11 The referenced credentials have expired GSS_S_CONTEXT_EXPIRED 12 The context has expired GSS_S_FAILURE 13 Miscellaneous failure (see text) GSS_S_BAD_QOP 14 The quality-of-protection requested could not be provided GSS_S_UNAUTHORIZED 15 The operation is forbidden by local security policy GSS_S_UNAVAILABLE 16 The operation or option is unavailable GSS_S_DUPLICATE_ELEMENT 17 The requested credential element already exists GSS_S_NAME_NOT_MN 18 The provided name was not a mechanism name Wray Standards Track [Page 13] RFC 2744 GSS-API V2: C-bindings January 2000 Table 3-3 Supplementary Status Bits Name Bit Number Meaning ---- ---------- ------- GSS_S_CONTINUE_NEEDED 0 (LSB) Returned only by gss_init_sec_context or gss_accept_sec_context. The routine must be called again to complete its function. See routine documentation for detailed description GSS_S_DUPLICATE_TOKEN 1 The token was a duplicate of an earlier token GSS_S_OLD_TOKEN 2 The token's validity period has expired GSS_S_UNSEQ_TOKEN 3 A later token has already been processed GSS_S_GAP_TOKEN 4 An expected per-message token was not received The routine documentation also uses the name GSS_S_COMPLETE, which is a zero value, to indicate an absence of any API errors or supplementary information bits. All GSS_S_xxx symbols equate to complete OM_uint32 status codes, rather than to bitfield values. For example, the actual value of the symbol GSS_S_BAD_NAMETYPE (value 3 in the routine error field) is 3<<16. The macros GSS_CALLING_ERROR(), GSS_ROUTINE_ERROR() and GSS_SUPPLEMENTARY_INFO() are provided, each of which takes a GSS status code and removes all but the relevant field. For example, the value obtained by applying GSS_ROUTINE_ERROR to a status code removes the calling errors and supplementary info fields, leaving only the routine errors field. The values delivered by these macros may be directly compared with a GSS_S_xxx symbol of the appropriate type. The macro GSS_ERROR() is also provided, which when applied to a GSS status code returns a non-zero value if the status code indicated a calling or routine error, and a zero value otherwise. All macros defined by GSS-API evaluate their argument(s) exactly once. A GSS-API implementation may choose to signal calling errors in a platform-specific manner instead of, or in addition to the routine value; routine errors and supplementary info should be returned via major status values only. The GSS major status code GSS_S_FAILURE is used to indicate that the underlying mechanism detected an error for which no specific GSS status code is defined. The mechanism-specific status code will provide more details about the error. Wray Standards Track [Page 14] RFC 2744 GSS-API V2: C-bindings January 2000 3.9.2. Mechanism-specific status codes GSS-API routines return a minor_status parameter, which is used to indicate specialized errors from the underlying security mechanism. This parameter may contain a single mechanism-specific error, indicated by a OM_uint32 value. The minor_status parameter will always be set by a GSS-API routine, even if it returns a calling error or one of the generic API errors indicated above as fatal, although most other output parameters may remain unset in such cases. However, output parameters that are expected to return pointers to storage allocated by a routine must always be set by the routine, even in the event of an error, although in such cases the GSS-API routine may elect to set the returned parameter value to NULL to indicate that no storage was actually allocated. Any length field associated with such pointers (as in a gss_buffer_desc structure) should also be set to zero in such cases. 3.10. Names A name is used to identify a person or entity. GSS-API authenticates the relationship between a name and the entity claiming the name. Since different authentication mechanisms may employ different namespaces for identifying their principals, GSSAPI's naming support is necessarily complex in multi-mechanism environments (or even in some single-mechanism environments where the underlying mechanism supports multiple namespaces). Two distinct representations are defined for names: An internal form. This is the GSS-API "native" format for names, represented by the implementation-specific gss_name_t type. It is opaque to GSS-API callers. A single gss_name_t object may contain multiple names from different namespaces, but all names should refer to the same entity. An example of such an internal name would be the name returned from a call to the gss_inquire_cred routine, when applied to a credential containing credential elements for multiple authentication mechanisms employing different namespaces. This gss_name_t object will contain a distinct name for the entity for each authentication mechanism. For GSS-API implementations supporting multiple namespaces, objects of type gss_name_t must contain sufficient information to determine the namespace to which each primitive name belongs. Wray Standards Track [Page 15] RFC 2744 GSS-API V2: C-bindings January 2000 Mechanism-specific contiguous octet-string forms. A format capable of containing a single name (from a single namespace). Contiguous string names are always accompanied by an object identifier specifying the namespace to which the name belongs, and their format is dependent on the authentication mechanism that employs the name. Many, but not all, contiguous string names will be printable, and may therefore be used by GSS-API applications for communication with their users. Routines (gss_import_name and gss_display_name) are provided to convert names between contiguous string representations and the internal gss_name_t type. gss_import_name may support multiple syntaxes for each supported namespace, allowing users the freedom to choose a preferred name representation. gss_display_name should use an implementation-chosen printable syntax for each supported name- type. If an application calls gss_display_name(), passing the internal name resulting from a call to gss_import_name(), there is no guarantee the the resulting contiguous string name will be the same as the original imported string name. Nor do name-space identifiers necessarily survive unchanged after a journey through the internal name-form. An example of this might be a mechanism that authenticates X.500 names, but provides an algorithmic mapping of Internet DNS names into X.500. That mechanism's implementation of gss_import_name() might, when presented with a DNS name, generate an internal name that contained both the original DNS name and the equivalent X.500 name. Alternatively, it might only store the X.500 name. In the latter case, gss_display_name() would most likely generate a printable X.500 name, rather than the original DNS name. The process of authentication delivers to the context acceptor an internal name. Since this name has been authenticated by a single mechanism, it contains only a single name (even if the internal name presented by the context initiator to gss_init_sec_context had multiple components). Such names are termed internal mechanism names, or "MN"s and the names emitted by gss_accept_sec_context() are always of this type. Since some applications may require MNs without wanting to incur the overhead of an authentication operation, a second function, gss_canonicalize_name(), is provided to convert a general internal name into an MN. Comparison of internal-form names may be accomplished via the gss_compare_name() routine, which returns true if the two names being compared refer to the same entity. This removes the need for the application program to understand the syntaxes of the various printable names that a given GSS-API implementation may support. Since GSS-API assumes that all primitive names contained within a Wray Standards Track [Page 16] RFC 2744 GSS-API V2: C-bindings January 2000 given internal name refer to the same entity, gss_compare_name() can return true if the two names have at least one primitive name in common. If the implementation embodies knowledge of equivalence relationships between names taken from different namespaces, this knowledge may also allow successful comparison of internal names containing no overlapping primitive elements. When used in large access control lists, the overhead of invoking gss_import_name() and gss_compare_name() on each name from the ACL may be prohibitive. As an alternative way of supporting this case, GSS-API defines a special form of the contiguous string name which may be compared directly (e.g. with memcmp()). Contiguous names suitable for comparison are generated by the gss_export_name() routine, which requires an MN as input. Exported names may be re- imported by the gss_import_name() routine, and the resulting internal name will also be an MN. The gss_OID constant GSS_C_NT_EXPORT_NAME indentifies the "export name" type, and the value of this constant is given in Appendix A. Structurally, an exported name object consists of a header containing an OID identifying the mechanism that authenticated the name, and a trailer containing the name itself, where the syntax of the trailer is defined by the individual mechanism specification. The precise format of an export name is defined in the language-independent GSS-API specification [GSSAPI]. Note that the results obtained by using gss_compare_name() will in general be different from those obtained by invoking gss_canonicalize_name() and gss_export_name(), and then comparing the exported names. The first series of operation determines whether two (unauthenticated) names identify the same principal; the second whether a particular mechanism would authenticate them as the same principal. These two operations will in general give the same results only for MNs. The gss_name_t datatype should be implemented as a pointer type. To allow the compiler to aid the application programmer by performing type-checking, the use of (void *) is discouraged. A pointer to an implementation-defined type is the preferred choice. Storage is allocated by routines that return gss_name_t values. A procedure, gss_release_name, is provided to free storage associated with an internal-form name. Wray Standards Track [Page 17] RFC 2744 GSS-API V2: C-bindings January 2000 3.11. Channel Bindings GSS-API supports the use of user-specified tags to identify a given context to the peer application. These tags are intended to be used to identify the particular communications channel that carries the context. Channel bindings are communicated to the GSS-API using the following structure: typedef struct gss_channel_bindings_struct { OM_uint32 initiator_addrtype; gss_buffer_desc initiator_address; OM_uint32 acceptor_addrtype; gss_buffer_desc acceptor_address; gss_buffer_desc application_data; } *gss_channel_bindings_t; The initiator_addrtype and acceptor_addrtype fields denote the type of addresses contained in the initiator_address and acceptor_address buffers. The address type should be one of the following: GSS_C_AF_UNSPEC Unspecified address type GSS_C_AF_LOCAL Host-local address type GSS_C_AF_INET Internet address type (e.g. IP) GSS_C_AF_IMPLINK ARPAnet IMP address type GSS_C_AF_PUP pup protocols (eg BSP) address type GSS_C_AF_CHAOS MIT CHAOS protocol address type GSS_C_AF_NS XEROX NS address type GSS_C_AF_NBS nbs address type GSS_C_AF_ECMA ECMA address type GSS_C_AF_DATAKIT datakit protocols address type GSS_C_AF_CCITT CCITT protocols GSS_C_AF_SNA IBM SNA address type GSS_C_AF_DECnet DECnet address type GSS_C_AF_DLI Direct data link interface address type GSS_C_AF_LAT LAT address type GSS_C_AF_HYLINK NSC Hyperchannel address type GSS_C_AF_APPLETALK AppleTalk address type GSS_C_AF_BSC BISYNC 2780/3780 address type GSS_C_AF_DSS Distributed system services address type GSS_C_AF_OSI OSI TP4 address type GSS_C_AF_X25 X.25 GSS_C_AF_NULLADDR No address specified Note that these symbols name address families rather than specific addressing formats. For address families that contain several alternative address forms, the initiator_address and acceptor_address fields must contain sufficient information to determine which address Wray Standards Track [Page 18] RFC 2744 GSS-API V2: C-bindings January 2000 form is used. When not otherwise specified, addresses should be specified in network byte-order (that is, native byte-ordering for the address family). Conceptually, the GSS-API concatenates the initiator_addrtype, initiator_address, acceptor_addrtype, acceptor_address and application_data to form an octet string. The mechanism calculates a MIC over this octet string, and binds the MIC to the context establishment token emitted by gss_init_sec_context. The same bindings are presented by the context acceptor to gss_accept_sec_context, and a MIC is calculated in the same way. The calculated MIC is compared with that found in the token, and if the MICs differ, gss_accept_sec_context will return a GSS_S_BAD_BINDINGS error, and the context will not be established. Some mechanisms may include the actual channel binding data in the token (rather than just a MIC); applications should therefore not use confidential data as channel-binding components. Individual mechanisms may impose additional constraints on addresses and address types that may appear in channel bindings. For example, a mechanism may verify that the initiator_address field of the channel bindings presented to gss_init_sec_context contains the correct network address of the host system. Portable applications should therefore ensure that they either provide correct information for the address fields, or omit addressing information, specifying GSS_C_AF_NULLADDR as the address-types. 3.12. Optional parameters Various parameters are described as optional. This means that they follow a convention whereby a default value may be requested. The following conventions are used for omitted parameters. These conventions apply only to those parameters that are explicitly documented as optional. 3.12.1. gss_buffer_t types Specify GSS_C_NO_BUFFER as a value. For an input parameter this signifies that default behavior is requested, while for an output parameter it indicates that the information that would be returned via the parameter is not required by the application. 3.12.2. Integer types (input) Individual parameter documentation lists values to be used to indicate default actions. Wray Standards Track [Page 19] RFC 2744 GSS-API V2: C-bindings January 2000 3.12.3. Integer types (output) Specify NULL as the value for the pointer. 3.12.4. Pointer types Specify NULL as the value. 3.12.5. Object IDs Specify GSS_C_NO_OID as the value. 3.12.6. Object ID Sets Specify GSS_C_NO_OID_SET as the value. 3.12.7. Channel Bindings Specify GSS_C_NO_CHANNEL_BINDINGS to indicate that channel bindings are not to be used. 4. Additional Controls This section discusses the optional services that a context initiator may request of the GSS-API at context establishment. Each of these services is requested by setting a flag in the req_flags input parameter to gss_init_sec_context. The optional services currently defined are: Delegation - The (usually temporary) transfer of rights from initiator to acceptor, enabling the acceptor to authenticate itself as an agent of the initiator. Mutual Authentication - In addition to the initiator authenticating its identity to the context acceptor, the context acceptor should also authenticate itself to the initiator. Replay detection - In addition to providing message integrity services, gss_get_mic and gss_wrap should include message numbering information to enable gss_verify_mic and gss_unwrap to detect if a message has been duplicated. Out-of-sequence detection - In addition to providing message integrity services, gss_get_mic and gss_wrap should include message sequencing information to enable gss_verify_mic and gss_unwrap to detect if a message has been received out of sequence. Wray Standards Track [Page 20] RFC 2744 GSS-API V2: C-bindings January 2000 Anonymous authentication - The establishment of the security context should not reveal the initiator's identity to the context acceptor. Any currently undefined bits within such flag arguments should be ignored by GSS-API implementations when presented by an application, and should be set to zero when returned to the application by the GSS-API implementation. Some mechanisms may not support all optional services, and some mechanisms may only support some services in conjunction with others. Both gss_init_sec_context and gss_accept_sec_context inform the applications which services will be available from the context when the establishment phase is complete, via the ret_flags output parameter. In general, if the security mechanism is capable of providing a requested service, it should do so, even if additional services must be enabled in order to provide the requested service. If the mechanism is incapable of providing a requested service, it should proceed without the service, leaving the application to abort the context establishment process if it considers the requested service to be mandatory. Some mechanisms may specify that support for some services is optional, and that implementors of the mechanism need not provide it. This is most commonly true of the confidentiality service, often because of legal restrictions on the use of data-encryption, but may apply to any of the services. Such mechanisms are required to send at least one token from acceptor to initiator during context establishment when the initiator indicates a desire to use such a service, so that the initiating GSS-API can correctly indicate whether the service is supported by the acceptor's GSS-API. 4.1. Delegation The GSS-API allows delegation to be controlled by the initiating application via a boolean parameter to gss_init_sec_context(), the routine that establishes a security context. Some mechanisms do not support delegation, and for such mechanisms attempts by an application to enable delegation are ignored. The acceptor of a security context for which the initiator enabled delegation will receive (via the delegated_cred_handle parameter of gss_accept_sec_context) a credential handle that contains the delegated identity, and this credential handle may be used to initiate subsequent GSS-API security contexts as an agent or delegate of the initiator. If the original initiator's identity is "A" and the delegate's identity is "B", then, depending on the underlying mechanism, the identity embodied by the delegated credential may be Wray Standards Track [Page 21] RFC 2744 GSS-API V2: C-bindings January 2000 either "A" or "B acting for A". For many mechanisms that support delegation, a simple boolean does not provide enough control. Examples of additional aspects of delegation control that a mechanism might provide to an application are duration of delegation, network addresses from which delegation is valid, and constraints on the tasks that may be performed by a delegate. Such controls are presently outside the scope of the GSS- API. GSS-API implementations supporting mechanisms offering additional controls should provide extension routines that allow these controls to be exercised (perhaps by modifying the initiator's GSS-API credential prior to its use in establishing a context). However, the simple delegation control provided by GSS-API should always be able to over-ride other mechanism-specific delegation controls - If the application instructs gss_init_sec_context() that delegation is not desired, then the implementation must not permit delegation to occur. This is an exception to the general rule that a mechanism may enable services even if they are not requested - delegation may only be provided at the explicit request of the application. 4.2. Mutual authentication Usually, a context acceptor will require that a context initiator authenticate itself so that the acceptor may make an access-control decision prior to performing a service for the initiator. In some cases, the initiator may also request that the acceptor authenticate itself. GSS-API allows the initiating application to request this mutual authentication service by setting a flag when calling gss_init_sec_context. The initiating application is informed as to whether or not the context acceptor has authenticated itself. Note that some mechanisms may not support mutual authentication, and other mechanisms may always perform mutual authentication, whether or not the initiating application requests it. In particular, mutual authentication my be required by some mechanisms in order to support replay or out-of- sequence message detection, and for such mechanisms a request for either of these services will automatically enable mutual authentication. Wray Standards Track [Page 22] RFC 2744 GSS-API V2: C-bindings January 2000 4.3. Replay and out-of-sequence detection The GSS-API may provide detection of mis-ordered message once a security context has been established. Protection may be applied to messages by either application, by calling either gss_get_mic or gss_wrap, and verified by the peer application by calling gss_verify_mic or gss_unwrap. gss_get_mic calculates a cryptographic MIC over an application message, and returns that MIC in a token. The application should pass both the token and the message to the peer application, which presents them to gss_verify_mic. gss_wrap calculates a cryptographic MIC of an application message, and places both the MIC and the message inside a single token. The Application should pass the token to the peer application, which presents it to gss_unwrap to extract the message and verify the MIC. Either pair of routines may be capable of detecting out-of-sequence message delivery, or duplication of messages. Details of such mis- ordered messages are indicated through supplementary status bits in the major status code returned by gss_verify_mic or gss_unwrap. The relevant supplementary bits are: GSS_S_DUPLICATE_TOKEN - The token is a duplicate of one that has already been received and processed. Only contexts that claim to provide replay detection may set this bit. GSS_S_OLD_TOKEN - The token is too old to determine whether or not it is a duplicate. Contexts supporting out-of-sequence detection but not replay detection should always set this bit if GSS_S_UNSEQ_TOKEN is set; contexts that support replay detection should only set this bit if the token is so old that it cannot be checked for duplication. GSS_S_UNSEQ_TOKEN - A later token has already been processed. GSS_S_GAP_TOKEN - An earlier token has not yet been received. A mechanism need not maintain a list of all tokens that have been processed in order to support these status codes. A typical mechanism might retain information about only the most recent "N" tokens processed, allowing it to distinguish duplicates and missing tokens within the most recent "N" messages; the receipt of a token older than the most recent "N" would result in a GSS_S_OLD_TOKEN status. Wray Standards Track [Page 23] RFC 2744 GSS-API V2: C-bindings January 2000 4.4. Anonymous Authentication In certain situations, an application may wish to initiate the authentication process to authenticate a peer, without revealing its own identity. As an example, consider an application providing access to a database containing medical information, and offering unrestricted access to the service. A client of such a service might wish to authenticate the service (in order to establish trust in any information retrieved from it), but might not wish the service to be able to obtain the client's identity (perhaps due to privacy concerns about the specific inquiries, or perhaps simply to avoid being placed on mailing-lists). In normal use of the GSS-API, the initiator's identity is made available to the acceptor as a result of the context establishment process. However, context initiators may request that their identity not be revealed to the context acceptor. Many mechanisms do not support anonymous authentication, and for such mechanisms the request will not be honored. An authentication token will be still be generated, but the application is always informed if a requested service is unavailable, and has the option to abort context establishment if anonymity is valued above the other security services that would require a context to be established. In addition to informing the application that a context is established anonymously (via the ret_flags outputs from gss_init_sec_context and gss_accept_sec_context), the optional src_name output from gss_accept_sec_context and gss_inquire_context will, for such contexts, return a reserved internal-form name, defined by the implementation. When presented to gss_display_name, this reserved internal-form name will result in a printable name that is syntactically distinguishable from any valid principal name supported by the implementation, associated with a name-type object identifier with the value GSS_C_NT_ANONYMOUS, whose value us given in Appendix A. The printable form of an anonymous name should be chosen such that it implies anonymity, since this name may appear in, for example, audit logs. For example, the string "" might be a good choice, if no valid printable names supported by the implementation can begin with "<" and end with ">". 4.5. Confidentiality If a context supports the confidentiality service, gss_wrap may be used to encrypt application messages. Messages are selectively encrypted, under the control of the conf_req_flag input parameter to gss_wrap. Wray Standards Track [Page 24] RFC 2744 GSS-API V2: C-bindings January 2000 4.6. Inter-process context transfer GSS-API V2 provides routines (gss_export_sec_context and gss_import_sec_context) which allow a security context to be transferred between processes on a single machine. The most common use for such a feature is a client-server design where the server is implemented as a single process that accepts incoming security contexts, which then launches child processes to deal with the data on these contexts. In such a design, the child processes must have access to the security context data structure created within the parent by its call to gss_accept_sec_context so that they can use per-message protection services and delete the security context when the communication session ends. Since the security context data structure is expected to contain sequencing information, it is impractical in general to share a context between processes. Thus GSS-API provides a call (gss_export_sec_context) that the process which currently owns the context can call to declare that it has no intention to use the context subsequently, and to create an inter-process token containing information needed by the adopting process to successfully import the context. After successful completion of gss_export_sec_context, the original security context is made inaccessible to the calling process by GSS-API, and any context handles referring to this context are no longer valid. The originating process transfers the inter-process token to the adopting process, which passes it to gss_import_sec_context, and a fresh gss_ctx_id_t is created such that it is functionally identical to the original context. The inter-process token may contain sensitive data from the original security context (including cryptographic keys). Applications using inter-process tokens to transfer security contexts must take appropriate steps to protect these tokens in transit. Implementations are not required to support the inter-process transfer of security contexts. The ability to transfer a security context is indicated when the context is created, by gss_init_sec_context or gss_accept_sec_context setting the GSS_C_TRANS_FLAG bit in their ret_flags parameter. 4.7. The use of incomplete contexts Some mechanisms may allow the per-message services to be used before the context establishment process is complete. For example, a mechanism may include sufficient information in its initial context- level token for the context acceptor to immediately decode messages protected with gss_wrap or gss_get_mic. For such a mechanism, the initiating application need not wait until subsequent context-level Wray Standards Track [Page 25] RFC 2744 GSS-API V2: C-bindings January 2000 tokens have been sent and received before invoking the per-message protection services. The ability of a context to provide per-message services in advance of complete context establishment is indicated by the setting of the GSS_C_PROT_READY_FLAG bit in the ret_flags parameter from gss_init_sec_context and gss_accept_sec_context. Applications wishing to use per-message protection services on partially-established contexts should check this flag before attempting to invoke gss_wrap or gss_get_mic. 5. GSS-API Routine Descriptions In addition to the explicit major status codes documented here, the code GSS_S_FAILURE may be returned by any routine, indicating an implementation-specific or mechanism-specific error condition, further details of which are reported via the minor_status parameter. 5.1. gss_accept_sec_context OM_uint32 gss_accept_sec_context ( OM_uint32 *minor_status, gss_ctx_id_t *context_handle, const gss_cred_id_t acceptor_cred_handle, const gss_buffer_t input_token_buffer, const gss_channel_bindings_t input_chan_bindings, const gss_name_t *src_name, gss_OID *mech_type, gss_buffer_t output_token, OM_uint32 *ret_flags, OM_uint32 *time_rec, gss_cred_id_t *delegated_cred_handle) Purpose: Allows a remotely initiated security context between the application and a remote peer to be established. The routine may return a output_token which should be transferred to the peer application, where the peer application will present it to gss_init_sec_context. If no token need be sent, gss_accept_sec_context will indicate this by setting the length field of the output_token argument to zero. To complete the context establishment, one or more reply tokens may be required from the peer application; if so, gss_accept_sec_context will return a status flag of GSS_S_CONTINUE_NEEDED, in which case it should be called again when the reply token is received from the peer application, passing the token to gss_accept_sec_context via the input_token parameters. Wray Standards Track [Page 26] RFC 2744 GSS-API V2: C-bindings January 2000 Portable applications should be constructed to use the token length and return status to determine whether a token needs to be sent or waited for. Thus a typical portable caller should always invoke gss_accept_sec_context within a loop: gss_ctx_id_t context_hdl = GSS_C_NO_CONTEXT; do { receive_token_from_peer(input_token); maj_stat = gss_accept_sec_context(&min_stat, &context_hdl, cred_hdl, input_token, input_bindings, &client_name, &mech_type, output_token, &ret_flags, &time_rec, &deleg_cred); if (GSS_ERROR(maj_stat)) { report_error(maj_stat, min_stat); }; if (output_token->length != 0) { send_token_to_peer(output_token); gss_release_buffer(&min_stat, output_token); }; if (GSS_ERROR(maj_stat)) { if (context_hdl != GSS_C_NO_CONTEXT) gss_delete_sec_context(&min_stat, &context_hdl, GSS_C_NO_BUFFER); break; }; } while (maj_stat & GSS_S_CONTINUE_NEEDED);