United States General Accounting Office
          ___________________________________________________________________
          GAO                 Report to the Chairman,
                              Committee on Finance, U.S. Senate
 
 
          ___________________________________________________________________
          June 1990           DRUG-EXPOSED INFANTS
 
                              A Generation at Risk
 
 
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          ___________________________________________________________________
          GAO/HRD-90-138
 
 
 
                 June 28, 1990
 
                 The Honorable Lloyd Bentsen
                 Chairman, Committee on
                   Finance
                 United States Senate
 
                 Dear Mr. Chairman:
 
                 This report responds to your request, in which you expressed
                 concern over the growing number of infants born to mothers
                 using drugs and the impact this is having on the nation's
                 health and welfare systems.  Specifically, you asked that we
                 assess the (1) extent of the problem; (2) health effects and
                 medical costs of infants born exposed to drugs compared with
                 the costs of those who were not; (3) impact of these births
                 on the social welfare system; and (4) availability of drug
                 treatment and prenatal care to drug-addicted pregnant women.
 
                 BACKGROUND
                 ----------
                 Unlike the drug epidemics of the 1960s and 1970s, which
                 primarily involved men addicted to heroin, the current drug
                 epidemic has affected many women of childbearing age.  The
                 National Institute on Drug Abuse (NIDA) estimated that in
                 1988, 5 million women of childbearing age used illicit
                 drugs.#1  Experts attribute the increase in female drug
                 users to the existence of crack or smokable cocaine, which
                 is readily accessible, a relatively low cost drug, and
                 easier to use than drugs that must be injected.  Cocaine,
                 other drugs and alcohol are often used in combination.
 
                 Use of cocaine and other drugs during pregnancy may affect
                 both the mother and the developing fetus.  Cocaine, for
                 example, may cause constriction of blood vessels in the
                 placenta and umbilical cord, which can result in a lack of
                 oxygen and nutrients to the fetus, leading to poor fetal
                 growth and development.
 
 
 
 
 
                1Frequently used illicit drugs include crack cocaine,
                 heroin, PCP, marijuana, amphetamines, methamphetamines, and
                 barbiturates.
 
                 1
 
 
 
 
                 B-238209
 
 
                 Although definitive information does not exist about the
                 long-term effects of drug use during pregnancy, researchers
                 have reported that some infants who were prenatally exposed
                 to stimulant drugs like cocaine have suffered from a stroke
                 or hemorrhage in the areas of the brain responsible for
                 intellectual capacities.
 
                 In addition to the effects of prenatal drug exposure, drug-
                 abusing pregnant women often imperil their health and that
                 of their infants in other ways.  These women do not receive
                 the benefits of proper health care.  The majority of women
                 of childbearing age who abuse drugs suffer from many social,
                 psychological, and economic problems.
 
                 The Office of National Drug Control Policy is responsible
                 for developing an annual national anti-drug strategy.#2  The
                 1990 National Drug Control Strategy calls for spending $10.6
                 billion in fiscal year 1991, with 71 percent of the funds
                 going to drug-supply-reduction activities and 29 percent to
                 reduce the demand for drugs.  Under this strategy, $1.5
                 billion would be spent on drug treatment with over one-half
                 of the federal funds provided through the Department of
                 Health and Human Services (HHS) block grants to the states
                 administered by the Alcohol, Drug Abuse and Mental Health
                 Administration (ADAMHA).  The states are required to set
                 aside at least 10 percent of these funds to provide drug
                 abuse prevention and treatment for women.
 
                 In addition, the Office for Substance Abuse Prevention
                 within ADAMHA has a program that provides demonstration
                 grants to public and private providers for model projects
                 for substance-abusing pregnant and postpartum women and
                 their infants.
 
                 OBJECTIVES, SCOPE, AND METHODOLOGY
                 ----------------------------------
                 We interviewed leading neonatologists, drug treatment
                 officials, researchers, hospital officials, social welfare
                 authorities, and drug-addicted pregnant women to determine:
                 (1) the number of infants born drug-exposed, (2) their
                 impact on the medical and social services systems, (3)
                 their health costs, and (4) the availability of drug
                 treatment and prenatal care.  We also reviewed the current
                 literature.
 
 
 
                2The Office of National Drug Control Policy was established
                 by the Anti-Drug Abuse Act of 1988.
 
                 2
 
 
                 B-238209
 
 
                 We obtained data on drug-exposed births from 1986 through
                 1988 from HHS to develop a nationwide estimate of the number
                 of drug-exposed infants.  The National Hospital Discharge
                 Survey collects information on the diagnoses associated with
                 hospitalization of adults and newborns in all nonfederal
                 short-stay hospitals.  Newborn discharge data from the
                 survey for 1986 and 1988 were used to calculate nationwide
                 estimates.
 
                 We also selected two hospitals in each of five cities--
                 Boston, Chicago, Los Angeles, New York, and San Antonio--in
                 which we reviewed medical records to determine the number of
                 drug-exposed infants born and to assess differences in
                 hospital charges between drug-exposed and nonexposed
                 infants.  These 10 hospitals, which accounted for 44,655
                 births in 1989, primarily served a high proportion of
                 persons receiving Medicaid and other forms of public
                 assistance.  Births at these hospitals ranged from 5 percent
                 of all infants in New York City to 42 percent of all births
                 in San Antonio.  We considered an infant to be drug-exposed
                 if any of the following conditions were documented in the
                 medical record of the infant or mother:  (1) mother self-
                 reported drug use during pregnancy, (2) urine toxicology
                 results for mother or infant were positive for drug use, (3)
                 infant diagnosed as having drug withdrawal symptoms, or (4)
                 mother was diagnosed as drug dependent.#3  We also
                 interviewed officials at 10 other hospitals in these cities
                 that serve predominantly non-Medicaid patients, but we did
                 not review patient medical records.  Our methodology is
                 discussed more fully in appendix VI.
 
                 Our work was performed from January through April 1990 in
                 accordance with generally accepted government auditing
                 standards.  The results are summarized below and are
                 discussed more fully in appendixes I through IV.
 
                 MANY DRUG-EXPOSED INFANTS
                 -------------------------
                 WHO MIGHT NEED HELP
                 -------------------
                 ARE NOT IDENTIFIED
                 ------------------
                 Identifying infants who have been prenatally exposed to
                 drugs is the key to providing them with effective medical
                 and social interventions at birth and as they grow up.  Such
                 identification is also necessary to understand the nature
                 and magnitude of the problem in order to target drug
 
 
                3Alcohol use during pregnancy was not included in our
                 definition of maternal drug use.
 
                 3
 
 
 
 
                 B-238209
 
 
                 treatment and prenatal care services to drug-addicted
                 pregnant women and other services to infants.
 
                 There is no consensus on the number of infants prenatally
                 exposed to drugs each year.  The administration's 1989
                 National Drug Control Strategy reported that an estimated
                 100,000 infants were exposed to cocaine each year.#4  The
                 president of the National Association for Perinatal
                 Addiction Research and Education estimates as many as
                 375,000 infants may be drug exposed each year.  Neither
                 estimate, however, is based on a national representative
                 sample of births.
 
                 Our analysis of the National Hospital Discharge Survey
                 identified 9,202 infants nationwide with indications of
                 maternal drug use during pregnancy in 1986.#5  By 1988, the
                 latest year that data were available, the number had grown
                 to 13,765 infants.#6,#7  However, this represents a
                 substantial undercount of the total problem because
                 physicians and hospitals do not screen and test all women
                 and their infants for drugs.
 
                 Research has found that when screening and testing is
                 uniformly applied, a much higher number of drug-exposed
                 infants are identified.  For example, one recent study
                 documented that hospitals that assess every pregnant woman
                 or newborn infant through rigorous detection procedures,
                 such as a review of the medical history and urine toxicology
                 for drug exposure, had an incidence rate that was three to
                 five times greater than hospitals that relied on less
 
 
                4The strategy does not mention the number of infants exposed
                 to other drugs.
 
                5The estimate ranged from 7,178 to 11,226 at a 95-percent
                 confidence interval.
 
                6The estimate ranged from 8,259 to 19,271 at a 95-percent
                 confidence interval.
 
                7This survey identified drug-exposed infants based on
                 discharge codes indicating that the infant was affected by
                 maternal drug use or showed drug withdrawal symptoms.
                 Discharge codes refer to the International Classification of
                 Diseases, Ninth Revision, Clinical Modifications ICD-9-CM,
                 3rd edition: codes 760.70, 760.72, 760.73, and 779.5.
 
 
 
                 4
 
 
 
 
                 B-238209
 
 
                 rigorous methods of detection.#8  The average incidence of
                 drug-exposed infants born at hospitals with rigorous
                 detection procedures was close to 16 percent of those
                 hospitals' births, as compared with 3 percent at hospitals
                 with no substance abuse assessment.
 
                 A study conducted at a large Detroit hospital accounting for
                 over 7,000 births used meconium testing,#9 a more sensitive
                 test for detecting drug use.  The incidence of drug-exposed
                 infants at this hospital was 42 percent or nearly 3,000
                 births in 1989.  In contrast, when self-reported drug use by
                 the mother was the basis for identifying drug-exposed
                 infants, only 8 percent or nearly 600 infants were
                 identified.#10
 
                 Likewise, our work indicates that the National Hospital
                 Discharge Survey undercounts the incidence of drug-exposed
                 births.  In our examination of medical records at 10
                 hospitals, we identified approximately 4,000 drug-exposed
                 infants born in 1989.  Our estimates ranged from 13 drug-
                 exposed births per thousand births at one hospital to 181
                 per thousand births at another.
 
                 The wide range in the numbers of drug-exposed infants we
                 found may be associated with differences in the hospitals'
                 efforts to identify drug-exposed infants.  One hospital, for
                 example, did not have a protocol for assessing drug use
                 during pregnancy.  This hospital had the lowest incidence of
                 drug-exposed infants.  The other 9 hospitals' protocols
                 required testing primarily if the mother reported her drug
                 use or the infant manifested drug withdrawal signs.
                 Hospital officials acknowledge that these screening criteria
                 allow many drug-exposed infants to go undetected in the
                 hospital.  This is because many drug-exposed infants display
                 few overt drug withdrawal signs and many women deny using
 
 
                8Ira J. Chasnoff, "Drug Use and Women:  Establishing a
                 Standard of Care," Prenatal Use of Licit and Illicit Drugs,
                 ed., Donald E. Hutchings, New York:  New York Academy of
                 Sciences, 1989.
 
                9Meconium is the first 2- to 3-days' stool of a newborn infant.
 
               10Enrique M. Ostrea, Jr., A Prospective Study of the
                 Prevalence of Drug Abuse Among Pregnant Women.  Its Impact on
                 Perinatal Morbidity and Mortality and on the Infant Mortality
                 Rate in Detroit.  July 13, 1989, preliminary report.
 
 
                 5
 
 
                 B-238209
 
 
                 drugs out of fear of being incarcerated or having their
                 children taken from them.
 
                 We also found that in hospitals serving primarily non-
                 Medicaid patients, screening for drug exposure was even less
                 prevalent.  In our interviews with hospital officials at
                 these hospitals, one-half of the hospitals did not have a
                 protocol for identifying drug use during pregnancy.  Some
                 hospital officials told us that the problem of prenatal drug
                 exposure was not considered serious enough to warrant
                 implementing a drug testing protocol.
 
                 However, one recent study has found that the problem of drug
                 use during pregnancy is just as likely to occur among
                 privately insured patients as among those relying on public
                 assistance for their health care.  This study anonymously
                 tested for drug use among women entering private obstetric
                 care and women entering public health clinics for prenatal
                 care and found that the overall incidence of drug use was
                 similar between the two groups (16.3 percent for women seen
                 at public clinics and 13.1 percent for those seen at private
                 offices).#11  (See app. I.)
 
                 DRUG-EXPOSED INFANTS
                 --------------------
                 HAVE MORE HEALTH PROBLEMS
                 -------------------------
                 AND ARE MORE COSTLY
                 -------------------
                 Drug-exposed infants are more likely than infants not
                 exposed to drugs to suffer from a greater range of medical
                 problems and in some cases require costly medical care.  We
                 compared the medical problems and costs of infants
                 prenatally exposed to drugs, with those who were not, at
                 four hospitals.  At these four, we determined that at least
                 10 percent of the infants were prenatally exposed to
                 drugs.#12   The mothers of the drug-exposed infants were
                 more likely to have had little or no prenatal care, and the
                 infants had significantly lower birth weights, were often
 
 
               11Ira J. Chasnoff, Harvey J. Landress, and Mark E. Barrett,
                 "The Prevalence of Illicit-Drug or Alcohol Use During
                 Pregnancy and Discrepancies in Mandatory Reporting in
                 Pinellas County, Florida."  The New England Journal of
                 Medicine, Vol. 322, Apr. 26, 1990, pp. 1202-06.
 
               12The other six hospitals did not have enough cases to enable
                 us to analyze differences in hospital charges and other
                 characteristics of drug-exposed infants and those not exposed
                 to drugs.
 
                 6
 
 
                 B-238209
 
 
                 premature, and had longer and more complicated hospital
                 stays than other infants.
 
                 Given these medical problems, hospital charges for drug-
                 exposed infants were up to four times greater than those for
                 infants with no indication of drug exposure.  For example,
                 at one hospital the median charge for drug-exposed infants
                 was $5,500, while the median charge incurred by nonexposed
                 infants was $1,400.  Charges for drug-exposed infants at
                 these hospitals ranged from $455 to $65,325.  Because more
                 than 50 percent of all patients received public medical
                 assistance at 7 of the 10 hospitals in our study, much of
                 these charges were covered by federal assistance programs.
 
                 Although the long-term physical effects of prenatal drug
                 exposure are not well known, indications are that some of
                 these infants will continue to need expensive medical care
                 as they grow up.  Because of the uncertainty of the long-
                 term consequences of prenatal drug exposure, the future
                 costs of caring for these children are unknown.  (See app.
                 II.)
 
                 IMPACT ON SOCIAL WELFARE
                 ------------------------
                 AND EDUCATIONAL SYSTEMS
                 -----------------------
                 COULD BE PROFOUND
                 -----------------
                 Drug-exposed infants often present immediate and long-term
                 demands on the social welfare system.  Officials at several
                 of the hospitals in our review stated that they are
                 experiencing a growing number of "boarder babies"--infants
                 who stay in a hospital for nonmedical reasons often related
                 to drug-abusing families.  Boarder babies are reported to
                 the social welfare system for foster care placement.
 
                 We also found that a substantial proportion of drug-exposed
                 infants did not go home from the hospital with their
                 parents. An estimated 1,200 of the 4,000 drug-exposed
                 infants born in 1989 at the 10 hospitals in our review were
                 placed in foster care.  The cost of 1 year of foster care
                 for these 1,200 infants is about $7.2 million.
 
                 Not all drug-exposed infants enter the social services
                 system at birth; some are discharged from the hospital to
                 drug-abusing parents.  These infants may later enter the
                 social services system because of the chaotic and often
                 dangerous environment associated with parental drug abuse--
                 an increasing source of child abuse and neglect.  For
                 example, cocaine use was found to be significantly
                 associated with child neglect in a recent study of child-
 
                 7
 
 
 
 
                 B-238209
 
 
                 abuse investigations in Boston.  Hospital officials told us
                 that they are seeing more young children from drug-abusing
                 families admitted to hospitals because they suffered
                 physical neglect or maltreatment at the hands of someone on
                 drugs.
 
                 City and state officials we contacted told us that prenatal
                 drug exposure and drug-abusing families are placing
                 increasing demands on their social welfare systems.
                 Although they perceived the problem to be growing, most
                 could not provide statistics on the numbers of drug-related
                 foster care placements.  Officials in New York, however,
                 estimate that 57 percent of foster care children come from
                 families that allegedly are abusing drugs.
 
                 Because the estimated demand for foster care nationwide has
                 increased 29 percent from 1986 to 1989, there is concern as
                 to whether the system can adequately respond to the needs of
                 drug-abusing families.  Specifically, problems have been
                 identified regarding the availability of foster parents who
                 are willing to accept children who have been exposed to
                 drugs, the quality of foster care homes, and the lack of
                 supportive health and social services to families who
                 provide foster care to these children.
 
                 Although definitive information is not yet available, many
                 drug-exposed infants may have long-term learning and
                 developmental deficiencies that could result in
                 underachievement and excessive school dropout rates leading
                 to adult illiteracy and unemployment.  As increasing numbers
                 of drug-exposed infants reach school age, the long-term
                 detrimental effects of drug exposure will become more
                 evident.  The cost of minimizing the long-term effects of
                 drug exposure will vary with the severity of disabilities.
                 For example, at a pilot preschool program for mildly
                 impaired prenatally drug-exposed children in Los Angeles,
                 the per capita cost is estimated to be $17,000 per year.
                 The Florida Department of Health and Rehabilitative Services
                 estimates that for those drug-exposed children who show
                 significant physiologic or neurologic impairment total
                 service costs to age 18 could be as high as $750,000.  (See
                 app. III.)
 
 
 
 
 
                 8
                 B-238209
 
                 LACK OF DRUG TREATMENT AND PRENATAL
                 -----------------------------------
                 CARE IS CONTRIBUTING TO THE NUMBER
                 ----------------------------------
                 OF DRUG-EXPOSED INFANTS
                 -----------------------
                 To prevent the problem of drug-exposed infants, women of
                 childbearing age must abstain from using drugs.  To reduce
                 the impact of drug exposure, pregnant women who use drugs
                 should be encouraged to stop and be given needed treatment.
 
                 Drug Treatment Services
                 -----------------------
                 Do Not Meet the Need
                 --------------------
                 Recent studies show that if women are able to stop drug use
                 during pregnancy, there will be significant positive effects
                 in the health of the infant.  The risks of low birth weight
                 and prematurity, which often require expensive neonatal
                 intensive care, are minimized by drug treatment before the
                 third trimester.
 
                 Many programs that provide services to women, including
                 pregnant women, have long waiting lists.  Treatment experts
                 believe that unless women who have decided to seek treatment
                 are admitted to a treatment facility the same day, they may
                 not return.  However, women are rarely admitted the day they
                 seek treatment.  One treatment center in Boston received 450
                 calls for detoxification services during a 1-month period.
                 The callers were told that it usually took 1 to 2 weeks to
                 be admitted.  They were also instructed to call back every
                 day to determine if a slot had become available.  Of the 450
                 callers that month, about one-half never called back and
                 about 150 were eventually admitted to treatment.
 
                 Nationwide, drug treatment services are insufficient.  A
                 1990 survey conducted by the National Association of State
                 Alcohol and Drug Abuse Directors, Inc. (NASADAD), estimates
                 that 280,000 pregnant women nationwide were in need of drug
                 treatment, yet less than 11 percent of them received
                 care.#13  Hospital and social welfare officials in each of
                 the five cities in our review also told us that drug
                 treatment services were insufficient or inadequate to meet
                 the demand for services of drug-addicted pregnant women.
 
                 In addition to insufficient treatment, some programs deny
                 services to pregnant women.  A survey of 78 drug treatment
                 programs in New York City found that 54 percent of them
                 denied treatment to pregnant women.  One of the primary
                 reasons treatment centers are reluctant to treat pregnant
                 women relates to issues of legal liability.  Drug treatment
                 providers fear that certain treatments using medications and
 
 
               13The report did not reveal the extent to which these women
                 sought treatment.
 
                 9
 
 
 
 
                 B-238209
 
 
                 the lack of prenatal care or obstetrical services at the
                 clinics may have adverse consequences on the fetus and
                 thereby expose the providers to legal problems.
 
                 Many other barriers to treatment exist.  For example,
                 pregnant addicts we interviewed told us that because they
                 had other children, the lack of child care services made it
                 difficult for them to seek treatment.  Most treatment
                 programs do not provide child care services.
 
                 Another barrier to treatment for women is the fear of
                 criminal prosecution.  Drug treatment and prenatal care
                 providers told us that the increasing fear of incarceration
                 and losing children to foster care is discouraging pregnant
                 women from seeking care.  Women are reluctant to seek
                 treatment if there is a possibility of punishment.  They
                 also fear that if their children are placed in foster care,
                 they will never get the children back.
 
                 Prenatal Care Is Needed
                 -----------------------
                 Prenatal care can help prevent or at least ameliorate many
                 of the problems and costs associated with the births of
                 drug-exposed infants.  Through the three basic components of
                 prenatal care: (1) early and continued risk assessment, (2)
                 health promotion, and (3) medical and psychosocial
                 interventions and follow-up, the chances of an unhealthy
                 infant are greatly reduced.  Hospital officials told us that
                 in addition to not seeking prenatal care, some drug-using
                 women are now delivering their infants at home in order to
                 prevent being reported to child welfare authorities.
 
                 Many health professionals believe comprehensive residential
                 drug treatment that includes prenatal care services is the
                 best approach to helping many women stop using drugs during
                 pregnancy and providing the developing infant with the best
                 chance of being born healthy.  However, such programs are
                 scarce.
 
                 Massachusetts officials told us that the lack of residential
                 treatment slots was a major problem.  Only 15 residential
                 treatment slots are available to pregnant addicts statewide.
                 California officials made similar comments.  These officials
                 also reported that when they are unable to place drug-
                 addicted pregnant women in residential treatment, they try
                 to place these women in battered women shelters or even in
                 nursing homes.  (See app. IV.)
 
 
 
                 10
 
                 B-238209
 
 
                 CONCLUSIONS
                 -----------
                 Despite growing indications of a serious national problem,
                 hospital procedures do not adequately identify drug use
                 during pregnancy.  Consequently, there are no reliable data
                 on the number of drug-exposed infants born each year.
                 However, based on our review at hospitals in five cities, we
                 believe the number of drug-exposed infants born nationwide
                 each year could be very high.
 
                 A drug-exposed infant has short- and long-term health,
                 social, and cost implications for society.  These infants
                 are more likely to be born premature, have a lower birth
                 weight, and have longer hospital stays requiring more
                 expensive care.  Some of them will need a lifetime of
                 medical care; others will have considerable developmental
                 problems, which may impair their schooling and employment.
 
                 Preventing drug use among women of childbearing age would
                 reduce the number of infants born drug exposed.  Providing
                 drug treatment and prenatal care could significantly improve
                 the health of infants born to women who use drugs and could
                 reduce the risk of long-term problems.  Yet in the five
                 cities in our review, drug treatment was largely unavailable
                 and many women giving birth to drug-exposed infants are not
                 receiving adequate prenatal care.
 
                 MATTERS FOR CONSIDERATION
                 -------------------------
                 BY THE CONGRESS
                 ---------------
                 Because the increasing number of drug-exposed infants has
                 become a serious health and social problem, we believe an
                 urgent national response is necessary.  Specifically,
                 outreach services should be provided so that pregnant women
                 in need of prenatal care and drug treatment can be
                 identified.  For these women, comprehensive drug treatment,
                 and prenatal care must be made available and accessible.
 
                 With additional federal funding, the large gap between the
                 number of women who could benefit from drug treatment and
                 the number of residential and outpatient slots currently
                 available could be reduced.  If the Congress should decide
                 to expand the current federal resource commitment to
                 treatment for drug-addicted pregnant women, there are
                 several options that could be followed.  These include:
 
                   -- Increasing the alcohol and drug abuse and mental health
                      services (ADMS) block grant to the states in order to
                      provide more federal support for drug treatment.
 
 
                 11
 
 
 
 
                 B-238209
 
 
                   -- Increasing the ADMS Women's Set-Aside from 10 percent
                      to a higher percentage to assure that expanded
                      treatment services under the block grant are targeted
                      specifically to substance-abusing pregnant women.
 
                   -- Creating a new categorical grant to provide
                      comprehensive prenatal care and drug treatment services
                      to substance-abusing pregnant women.
 
                 Although these options would require more funds in the short
                 term, we believe that this commitment could save money in
                 the long term as well as improve the lives of a future
                 generation of children.
 
                                          - - - -
 
                 Copies of this report will be sent to the appropriate
                 congressional committees and subcommittees; the Secretary of
                 Health and Human Services; and the Director, Office of
                 Management and Budget, and we will make copies available to
                 other interested parties upon request.
 
                 If you have any questions about this report, please call me
                 on (202) 275-5451.  Other major contributors to the report
                 are listed in appendix VII.
 
                 Sincerely yours,
 
 
 
 
                 Janet L. Shikles
                 Director for Health Financing
                   and Policy Issues
 
 
 
 
                 12
 
 
                 B-238209
 
 
                 CONTENTS
                 --------
                 LETTER                                                   1
 
                 APPENDIX I
                   The Number of Drug-Exposed Infants May Be Seriously   16
                     Underestimated
 
                     The Number of Drug-Exposed Infants Could be High    16
 
                     Hospitals Lack Systematic Procedures to Identify    19
                       Drug-Exposed Infants
 
                 APPENDIX II
                   Drug-Exposed Infants Are Likely To Have Costly        23
                      Health Problems
 
                      Drug-Exposed Infants Are More Vulnerable At Birth  23
 
                      Hospital Charges Are Higher for Drug-Exposed       26
                      Infants
 
                 APPENDIX III
                   Prenatal Drug Abuse Has Increased Demand For          29
                     Social Services
 
                      Many Drug-Exposed Infants Enter Foster Care        29
 
                      Drug-Exposed Infants Are Vulnerable                33
                        to Developmental Problems That May
                        Affect Learning
 
                 APPENDIX IV
                   Lack of Drug Treatment and Prenatal Care              36
                      Contributing to the Number of Drug-Exposed Infants
 
                      Lack of Treatment for Drug-Addicted Pregnant Women 36
 
                      Prenatal Care Improves Birth Outcomes              38
 
                 APPENDIX V
                   Percentage Distribution of Infants Exposed to Drugs,  40
                     Including Cocaine
 
                 APPENDIX VI
                   Objectives, Scope, and Methodology                    41
 
                     Hospital Selection Criteria                         41
 
 
 
                                         13
 
 
 
 
                 B-238209
 
 
                 APPENDIX VII
                   Major Contributors to This Report                     45
 
                 BIBLIOGRAPHY                                            46
 
                 FIGURES
   (These figures are not included, they could not be viewed as ASCII text.)
 
                 Figure II.1:Mothers of Drug-Exposed Infants are More    23
                           Likely to Obtain Inadequate Prenatal
                           Care
 
                 Figure II.2:Drug-Exposed Infants More Often Have a Low  24
                           Birth Weight As Compared with Nonexposed
                           Infants
 
                 Figure II.3:Drug-Exposed Infants Are More Likely to be  25
                           Born Prematurely Than Nonexposed Infants
 
                 Figure II.4:Drug-Exposed Infants Incur Higher Hospital  26
                           Charges than Nonexposed Infants
 
                 Figure III.1:Drug-Exposed Infants are More Likely to    30
                           be Admitted to Foster Care Than Nonexposed
                           Infants
 
                 TABLES
 
                 Table I.1:Drug-Exposed Infants Born at 10 Hospitals,    17
                           1989
 
                 Table I.2:Estimated Number of Infants with Indicators   20
                           of Possible Drug Exposure Not Tested
                           in Nine Hospitals, 1989
 
                 Table I.3:Percentage of Infants with Two or More        21
                           Indicators of Possible Drug Exposure Who Were
                           or Were Not Tested and the Percentage of Drug-
                           Exposed Infants At Nine Hospitals
 
                 Table II.1:Estimated Hospitals Charges for Drug-        28
                           Exposed Infants at Three Hospitals in 1989
 
                 Table VI.1:Comparison of Births at Hospitals in GAO     42
                           Study With Total Births in the Respective
                           Cities, 1988
 
                 Table VI.2:Profile of Patients at Selected Hospitals    43
 
 
 
                                         14
 
 
 
 
                 B-238209
 
 
                 ABBREVIATIONS
                 -------------
                 ADAMHA  Alcohol, Drug Abuse and Mental Health
                           Administration
                 ADMS    alcohol and drug abuse and mental health services
                 GAO     General Accounting Office
                 HHS     Department of Health and Human Services
                 NASADAD National Association of State Alcohol and Drug
                           Abuse Directors, Inc.
                 NIDA    National Institute on Drug Abuse
 
 
 
                                         15
 
 
 
 
          APPENDIX I                                             APPENDIX I
 
 
                          THE NUMBER OF DRUG-EXPOSED INFANTS
                          ----------------------------------
                            MAY BE SERIOUSLY UNDERESTIMATED
                            -------------------------------
          The identification of infants who have been prenatally exposed to
          drugs is key to understanding the magnitude of the problem and
          providing effective medical and social interventions for these
          infants.  However, there is no consensus on the number of drug-
          exposed infants born in the United States each year.  A
          comprehensive nationwide study to specifically determine the
          incidence of drug-exposed births has not been done.  Additionally,
          hospitals' procedures allow many drug-exposed infants to go
          undetected.
 
          THE NUMBER OF DRUG-EXPOSED
          --------------------------
          INFANTS COULD BE HIGH
          ---------------------
          Based on data from the National Center for Health Statistics'
          National Hospital Discharge Survey, which includes a representative
          sample of all births, an estimated 9,202 drug-exposed infants were
          born in 1986 in the United States.#14  By 1988, the latest year
          that data were available, the number had grown to 13,765
          infants.#15  However, this is likely to be a substantial undercount
          of the problem.  At present, physicians and hospitals do not
          routinely screen and test all women and their infants for drugs.
          Recent studies have found that when screening and testing are
          uniformly applied, a much higher number of drug-exposed infants is
          identified.
 
          One study found that hospitals that assess every pregnant woman or
          newborn infant through a medical history and urine toxicology had
          an incidence rate that was three to five times greater than
          hospitals that relied on less rigorous methods of detection.#16
          The average incidence of drug-exposed infants born at hospitals
          with rigorous detection procedures was close to 16 percent of all
          births as compared with 3 percent of births at hospitals with no
          substance-abuse assessment.
 
 
        14The estimate ranged from 7,178 to 11,226 at a 95-percent
          confidence interval.
 
        15The estimate ranged from 8,259 to 19,271 at a 95-percent
          confidence interval.
 
        16Ira J. Chasnoff, "Drug Use and Women:  Establishing a Standard
          of Care,"  Prenatal Use of Licit and Illicit Drugs, ed. Donald E.
          Hutchings.  New York:  New York Academy of Sciences, 1989.
 
                                         16
 
 
 
 
          APPENDIX I                                             APPENDIX I
 
 
          Likewise, our work indicates that the National Hospital Discharge
          Survey underreports the incidence of drug-exposed births.  Based on
          our review of the medical records for both the women and their
          infants at 10 hospitals, an estimated 3,904 drug-exposed infants
          were born at these hospitals in 1989.  (See table I.1.)#17
          Estimates of the number of these infants ranged from a low of 13
          per 1,000 births at one hospital to a high of 181 births per 1,000
          at another.  Maternal cocaine use was estimated to range from less
          than 1 percent to 12 percent among the hospitals.
 
 
          Table I.1: Drug-Exposed Infants Born at 10 Hospitals, 1989
          ----------------------------------------------------------
                      Estimated no.
                      of drug-exposed                       Estimated no.
          Location/   infants per               Total no.   of drug-
          hospital    1,000 births              of births   exposed infants
          ---------   ---------------           ---------   ---------------
          Boston
                     1         72               3,294       237
                     2         89               1,438a      128
          Chicago
                     1         181              3,604       652
                     2         47               4,250a      200
          Los Angeles
                     1         148              8,020       1,187
                     2         54               8,175       441
          New York
                     1         127              3,147       400
                     2         118              3,726       440
          San Antonio
                     1         31               5,688       176
                     2         13               3,312       43
 
          Total                44,655           3,904
 
         aThe actual number of births is not available; therefore, the total
          number of births for the year is estimated.
 
 
 
 
 
 
 
 
 
        17Appendix V provides more detailed information on the degree of
          drug-exposed infants identified at the 10 hospitals.
 
                                         17
 
 
          APPENDIX I                                             APPENDIX I
 
 
          HOSPITALS LACK SYSTEMATIC
          -------------------------
          PROCEDURES TO IDENTIFY
          ----------------------
          DRUG-EXPOSED INFANTS
          --------------------
          We also found that the wide range in the number of drug-exposed
          infants we identified at the different hospitals in our review may
          be associated with the effort taken by hospitals to identify drug-
          exposed infants.  For example, one of the 10 hospitals did not have
          a protocol for assessing drug use during pregnancy.  This hospital
          had the lowest incidence of drug-exposed infants.  Protocols at the
          remaining 9 hospitals did not require systematic screening and
          testing of every mother and infant for potential substance use or
          exposure.  Instead, the protocols primarily required testing if the
          mother reported her drug use or if drug withdrawal signs became
          manifest in the infant.
 
          Hospital officials acknowledge that these screening criteria allow
          many drug-exposed infants to remain unidentified in the hospital.
          For example, women often deny using drugs because they do not want
          to be reported to the authorities for fear of being incarcerated or
          having their children taken from them.
 
          In addition, many cocaine-exposed infants display few overt drug
          withdrawal signs.  Some will show no signs of drug withdrawal,
          while for others withdrawal signs may be mild or will not appear
          until several days after hospital discharge.  The visual signs of
          drug exposure vary from severe symptoms to milder symptoms of
          irritability and restlessness, poor feeding, and crying.  Since
          these milder symptoms are nonspecific, maternal drug use may not be
          suspected unless urine testing is conducted.
 
          Even when hospitals do conduct urinalysis, drug use may go
          undetected if drug concentrations within the body are too low.
          Urinalysis can only detect drugs used within the past 24 to 72
          hours.  According to recent studies, hair analysis and meconium
          analysis, two testing methods for detecting drug use, have
          advantages over urinalysis because they are more accurate or can
          detect drug use over a longer period of time after drug use has
          occurred.#18,#19,#20  One of the studies, conducted at a large
 
 
 
 
        18Meconium is the first 2- to 3-days' stool of a newborn infant.
 
        19Karen Graham and others, "Determination of Gestational Cocaine
          Exposure by Hair Analysis," Journal of the American Medical
          Association, Vol. 262 (Dec. 15, 1989), pp. 3328-30.
 
 
                                         18
 
 
 
 
          APPENDIX I                                             APPENDIX I
 
 
          urban hospital in Detroit accounting for over 7,000 births
          annually, used meconium analysis to detect drug use during
          pregnancy.#21  Preliminary results revealed that 42 percent of
          infants were found to be drug-exposed in 1989.#22  However, the
          hospitals in our review that conducted testing for drug exposure
          relied exclusively on urinalysis.
 
          When an infant does not show signs of drug withdrawal or the mother
          does not self-report drug use, a physician may consider other
          factors as presumptive of drug exposure during pregnanc